Vault-13

GLOBAL X FDS AUSF

ADAPTIVE US · ETP · CUSIP 37954Y574

87 institutional holders +10 vs Q3 2025
13,571,96713.6m shares reported held*
$634.3mreported value*
15 new 37 added 19 reduced 8 sold out net bought ≈ $29.4m (+633.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.73.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 9Q4 22: 11Q1 23: 11Q2 23: 7Q3 23: 7Q4 23: 12Q1 24: 25Q2 24: 32Q3 24: 39Q4 24: 45Q1 25: 49Q2 25: 66Q3 25: 77Q4 25: 8787Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 20229
Q4 202211
Q1 202311
Q2 20237
Q3 20237
Q4 202312
Q1 202425
Q2 202432
Q3 202439
Q4 202445
Q1 202549
Q2 202566
Q3 202577
Q4 202587

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 16 bought or addedQ1 24: 6 cut or sold outQ2 24: 22 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 26 bought or addedQ3 24: 12 cut or sold outQ4 24: 28 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 39 bought or addedQ1 25: 9 cut or sold outQ2 25: 48 bought or addedQ2 25: 14 cut or sold outQ2 25Q3 25: 48 bought or addedQ3 25: 22 cut or sold outQ4 25: 52 bought or addedQ4 25: 27 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024166
Q2 2024226
Q3 20242612
Q4 2024287
Q1 2025399
Q2 20254814
Q3 20254822
Q4 20255227

Biggest buyers

LPL Financial LLC Added +302,286+302.3k
Private Advisor Group, LLC Added +112,600+112.6k
CreativeOne Wealth, LLC Added +71,280+71.3k
Cambridge Investment Research Advisors, Inc. Added +65,499+65.5k
WADDELL & ASSOCIATES, LLC Added +52,377+52.4k
TWO SIGMA INVESTMENTS, LP Added +48,000+48.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +47,212+47.2k
Tidemark, LLC Added +35,777+35.8k
ARQ WEALTH ADVISORS, LLC Added +35,678+35.7k
Bogart Wealth, LLC Added +28,863+28.9k

Biggest sellers

Seros Financial, LLC Reduced -204,769-204.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -51,576-51.6k
OneAscent Financial Services LLC Sold out -44,610-44.6k
Arete Wealth Advisors, LLC Sold out -29,399-29.4k
Equitable Holdings, Inc. Reduced -21,152-21.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,626-20.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -19,448-19.4k
JANE STREET GROUP, LLC Sold out -16,368-16.4k
GOLDMAN SACHS GROUP INC Sold out -10,725-10.7k
MML INVESTORS SERVICES, LLC Reduced -10,456-10.5k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.30% of their portfolio PLYMOUTH, MN 4,679,7634.7m $221.9m $221.9m 0.30% Added +47.2k +47,212
2 WADDELL & ASSOCIATES, LLC 4.99% of their portfolio MEMPHIS, TN 1,593,0011.6m $73.9m $73.9m 4.99% Added +52.4k +52,377
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,252,7651.3m $58.1m $58.1m 0.02% Added +302.3k +302,286
4 Bogart Wealth, LLC 1.78% of their portfolio MCLEAN, VA 957,324957.3k $44.4m $44.4m 1.78% Added +28.9k +28,863
5 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 620,532620.5k $28.8m $28.8m 0.04% Reduced -51.6k -51,576
6 Tidemark, LLC 5.96% of their portfolio SAN DIEGO, CA 452,177452.2k $21.0m $21.0m 5.96% Added +35.8k +35,777
7 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 428,231428.2k $19.9m $19.9m 0.09% Added +112.6k +112,600
8 Meridian Wealth Management, LLC 0.47% of their portfolio LEXINGTON, KY 289,957290.0k $13.4m $13.4m 0.47% Added +11.4k +11,376
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 251,934251.9k $11.7m $11.7m 0.00% Added +16.7k +16,737
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 250,377250.4k $11.6m $11.6m 0.01% Added +19.3k +19,306
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 249,460249.5k $11.6m $11.6m 0.01% Added +17.6k +17,632
12 ARQ WEALTH ADVISORS, LLC 2.86% of their portfolio SCOTTSDALE, AZ 228,257228.3k $10.6m $10.6m 2.86% Added +35.7k +35,678
13 SIERRA OCEAN, LLC 6.68% of their portfolio RIPON, CA 174,116174.1k $8.1m $8.1m 6.68% Added +6.0k +6,021
14 CHANNEL WEALTH LLC 2.02% of their portfolio SANTA BARBARA, CA 171,868171.9k $8.0m $8.0m 2.02% Added +5.5k +5,501
15 Able Wealth Management LLC 2.19% of their portfolio Toms River, NJ 149,578149.6k $6.9m $6.9m 2.19% Added +20.8k +20,772
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 134,939134.9k $6.3m $6.3m 0.00% Reduced -7.5k -7,532
17 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 129,266129.3k $6.0m $6.0m 0.04% Reduced -21.2k -21,152
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 120,845120.8k $5.6m $5.6m 0.01% Added +65.5k +65,499
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 106,343106.3k $4.9m $4.9m 0.00% Reduced -19.4k -19,448
20 TITLEIST ASSET MANAGEMENT, LLC 0.38% of their portfolio SAN ANTONIO, TX 101,388101.4k $4.7m $4.7m 0.38% Added +8.0k +8,037
21 Tactive Advisors, LLC 1.37% of their portfolio Jacksonville, FL 101,090101.1k $4.7m $4.7m 1.37% Added +3.5k +3,498
22 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 89,95190.0k $4.2m $4.2m 0.10% Added +71.3k +71,280
23 Synergy Investment Management, LLC 1.45% of their portfolio ALTAMONTE SPRINGS, FL 88,14188.1k $4.1m $4.1m 1.45% Added +1.5k +1,468
24 Bravera Wealth 1.99% of their portfolio BISMARCK, ND 85,66885.7k $4.0m $4.0m 1.99% First filing
25 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 77,00077.0k $3.6m $3.6m 0.01% Added +48.0k +48,000
26 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 66,63866.6k $3.1m $3.1m 0.02% Added +10.8k +10,778
27 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 66,62166.6k $3.1m $3.1m 0.01% Reduced -10.5k -10,456
28 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 53,60053.6k $2.5m $2.5m 0.04% Added +3.7k +3,654
29 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 53,03953.0k $2.5m $2.5m 0.03% Added +14.5k +14,503
30 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,83741.8k $1.9m $1.9m 0.00% Added +612 +612
31 NORTHEAST PLANNING ASSOCIATES, INC. / NH / 1.36% of their portfolio BEDFORD, NH 41,47041.5k $1.9m $1.9m 1.36% Added +3.0k +3,018
32 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 40,34540.3k $1.9m $1.9m 0.10% Added +25.2k +25,196
33 Lifetime Wealth Management P.C. 1.12% of their portfolio ROCKWALL, TX 38,55038.5k $1.8m $1.8m 1.12% First filing
34 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 31,53131.5k $1.5m $1.5m 0.03% Added +2.3k +2,270
35 WCG Wealth Advisors LLC 0.04% of their portfolio LAS VEGAS, NV 30,48130.5k $1.4m $1.4m 0.04% Added +6.5k +6,512
36 Koshinski Asset Management, Inc. 0.09% of their portfolio DECATUR, IL 28,97629.0k $1.3m $1.3m 0.09% Added +17.6k +17,649
37 Advisor Resource Council 0.45% of their portfolio DALLAS, TX 25,83925.8k $1.3m $1.3m 0.45% New
38 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 23,72623.7k $1.1m $1.1m 0.05% Added +6.6k +6,580
39 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 19,48719.5k $904.0k $904.0k 0.00% New
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,43619.4k $901.7k $901.7k 0.00% Reduced -942 -942
41 MUIRFIELD WEALTH ADVISORS LLC 0.55% of their portfolio CHARLOTTE, NC 16,20316.2k $751.3k $751.3k 0.55% Reduced -1.2k -1,186
42 Seros Financial, LLC 0.43% of their portfolio TEMPE, AZ 15,64215.6k $725.3k $725.3k 0.43% Reduced -204.8k -204,769
43 Sollinda Capital Management LLC 0.16% of their portfolio HICKORY, NC 13,48613.5k $625.3k $625.3k 0.16% Reduced -500 -500
44 Oxford Wealth Group, LLC 0.24% of their portfolio ORLANDO, FL 10,55410.6k $489.4k $489.4k 0.24% First filing
45 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 9,9159.9k $459.7k $459.7k 0.02% New
46 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 9,6269.6k $446.0k $446.0k 0.01% Reduced -363 -363
47 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,5819.6k $444.3k $444.3k 0.00% Unchanged
48 Cypress Capital Group 0.05% of their portfolio Palm Beach, FL 9,5809.6k $444.2k $444.2k 0.05% Added +690 +690
49 Signal Advisors Wealth, LLC 0.03% of their portfolio DETROIT, MI 8,7348.7k $405.0k $405.0k 0.03% Added +2.3k +2,321
50 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,0138.0k $371.6k $371.6k 0.00% Added +264 +264
51 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 7,7157.7k $357.7k $357.7k 0.01% Reduced -422 -422
52 Investment Partners Asset Management, Inc. 0.20% of their portfolio METUCHEN, NJ 6,9747.0k $323.4k $323.4k 0.20% New
53 Brand Asset Management Group, Inc. 0.09% of their portfolio CHESTERFIELD, MO 6,8516.9k $317.7k $317.7k 0.09% Reduced -1.1k -1,065
54 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 6,7366.7k $312.3k $312.3k 0.00% Unchanged
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,6626.7k $308.9k $308.9k 0.00% Reduced -20.6k -20,626
56 SteelPeak Wealth, LLC 0.01% of their portfolio WOODLAND HILLS, CA 6,4356.4k $299.2k $299.2k 0.01% Unchanged
57 MONECO ADVISORS, LLC 0.02% of their portfolio FAIRFIELD, CT 5,7395.7k $266.1k $266.1k 0.02% New
58 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 5,2855.3k $245.1k $245.1k 0.00% Unchanged
59 HighPoint Advisor Group LLC 0.01% of their portfolio DOWNERS GROVE, IL 5,0965.1k $236.3k $236.3k 0.01% New
60 WILLNER & HELLER, LLC 0.16% of their portfolio ENCINO, CA 4,8314.8k $224.0k $224.0k 0.16% New
61 Visionary Wealth Advisors 0.01% of their portfolio O'FALLON, IL 4,7344.7k $219.5k $219.5k 0.01% Reduced -2.4k -2,398
62 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,6594.7k $216.0k $216.0k 0.00% Added +504 +504
63 LEAVELL INVESTMENT MANAGEMENT, INC. 0.01% of their portfolio MOBILE, AL 4,6394.6k $215.7k $215.7k 0.01% Reduced -4.6k -4,570
64 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,5774.6k $212.2k $212.2k 0.00% New
65 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,1323.1k $145.2k $145.2k 0.00% Unchanged
66 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,5001.5k $69.5k $69.5k 0.00% New
67 FMR LLC 0.00% of their portfolio BOSTON, MA 1,4411.4k $66.8k $66.8k 0.00% Added +663 +663
68 Scarborough Advisors, LLC 0.01% of their portfolio ANNAPOLIS, MD 1,1001.1k $51.0k $51.0k 0.01% Unchanged
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0461.0k $48.5k $48.5k 0.00% New
70 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 993993 $46.0k $46.0k 0.00% Added +10 +10
71 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 955955 $44.6k $44.6k 0.01% Reduced -1.6k -1,640
72 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 771771 $35.8k $35.8k 0.00% New
73 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 699699 $32.4k $32.4k 0.00% Unchanged
74 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 645645 $29.9k $29.9k 0.00% Reduced -43 -43
75 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 590590 $27.4k $27.4k 0.00% Reduced -158 -158
76 Caldwell Trust Co 0.00% of their portfolio Venice, FL 500500 $23.2k $23.2k 0.00% Unchanged
77 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 319319 $14.8k $14.8k 0.00% Added +318 +318
78 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 135135 $6.3k $6.3k 0.00% Unchanged
79 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 101101 $4.7k $4.7k 0.00% Unchanged
80 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 6969 $3.0k $3.0k 0.00% Unchanged
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 5050 $2.0k $2.0k 0.00% New
82 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3939 $1.8k $1.8k 0.00% New
83 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2727 $1.3k $1.3k 0.00% New
84 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 2525 $1.2k $1.2k 0.00% New
85 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 88 $373 $373 0.00% Unchanged
86 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 77 $325 $325 0.00% Unchanged
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $23 $23 0.00% Reduced -270 -270