Vault-13

GLOBAL X FDS AUSF

ADAPTIVE US · ETP · CUSIP 37954Y574

49 institutional holders +4 vs Q4 2024
9,162,8889.2m shares reported held*
$399.9mreported value*
12 new 27 added 3 reduced 6 sold out net bought ≈ $100.3m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.65.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 9Q4 22: 11Q1 23: 11Q2 23: 7Q3 23: 7Q4 23: 12Q1 24: 25Q2 24: 32Q3 24: 39Q4 24: 45Q1 25: 4949Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 20229
Q4 202211
Q1 202311
Q2 20237
Q3 20237
Q4 202312
Q1 202425
Q2 202432
Q3 202439
Q4 202445
Q1 202549

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 2 bought or addedQ2 23: 6 cut or sold outQ3 23: 4 bought or addedQ3 23: 2 cut or sold outQ3 23Q4 23: 8 bought or addedQ4 23: 1 cut or sold outQ1 24: 16 bought or addedQ1 24: 6 cut or sold outQ1 24Q2 24: 22 bought or addedQ2 24: 6 cut or sold outQ3 24: 26 bought or addedQ3 24: 12 cut or sold outQ3 24Q4 24: 28 bought or addedQ4 24: 7 cut or sold outQ1 25: 39 bought or addedQ1 25: 9 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202326
Q3 202342
Q4 202381
Q1 2024166
Q2 2024226
Q3 20242612
Q4 2024287
Q1 2025399

Biggest buyers

WADDELL & ASSOCIATES, LLC New +1,423,088+1.4m
COMMONWEALTH EQUITY SERVICES, LLC Added +360,932+360.9k
Seros Financial, LLC New +200,629+200.6k
LPL Financial LLC Added +102,354+102.4k
Private Advisor Group, LLC Added +61,252+61.3k
CHANNEL WEALTH LLC Added +31,157+31.2k
AVANTAX ADVISORY SERVICES, INC. Added +30,332+30.3k
Equitable Holdings, Inc. Added +19,968+20.0k
ENVESTNET ASSET MANAGEMENT INC Added +19,141+19.1k
Tidemark, LLC Added +18,542+18.5k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -46,185-46.2k
GOLDMAN SACHS GROUP INC Sold out -44,227-44.2k
WCG Wealth Advisors LLC Sold out -19,791-19.8k
Thrivent Financial for Lutherans Sold out -13,228-13.2k
Geneos Wealth Management Inc. Sold out -5,306-5.3k
Raleigh Capital Management Inc. Sold out -4,586-4.6k
Sollinda Capital Management LLC Reduced -1,000-1.0k
OSAIC HOLDINGS, INC. Reduced -184-184
MORGAN STANLEY Sold out -1-1

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.39% of their portfolio PLYMOUTH, MN 4,679,4854.7m $204.3m $204.3m 0.39% Reduced -46.2k -46,185
2 WADDELL & ASSOCIATES, LLC 7.54% of their portfolio MEMPHIS, TN 1,423,0881.4m $62.1m $62.1m 7.54% New
3 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 623,248623.2k $27.2m $27.2m 0.04% Added +360.9k +360,932
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 421,757421.8k $18.4m $18.4m 0.01% Added +102.4k +102,354
5 Tidemark, LLC 4.91% of their portfolio SAN DIEGO, CA 306,750306.8k $13.4m $13.4m 4.91% Added +18.5k +18,542
6 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 279,356279.4k $12.2m $12.2m 0.07% Added +61.3k +61,252
7 Seros Financial, LLC 6.55% of their portfolio TEMPE, AZ 200,629200.6k $8.8m $8.8m 6.55% New
8 CHANNEL WEALTH LLC 2.36% of their portfolio SANTA BARBARA, CA 174,205174.2k $7.6m $7.6m 2.36% Added +31.2k +31,157
9 ARQ WEALTH ADVISORS, LLC 2.45% of their portfolio SCOTTSDALE, AZ 151,150151.2k $6.6m $6.6m 2.45% Added +11.6k +11,575
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 151,068151.1k $6.6m $6.6m 0.00% Added +10.2k +10,234
11 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 139,176139.2k $6.1m $6.1m 0.06% Added +20.0k +19,968
12 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 77,50377.5k $3.4m $3.4m 0.08% Added +2.4k +2,356
13 Able Wealth Management LLC 1.49% of their portfolio Toms River, NJ 57,48957.5k $2.5m $2.5m 1.49% Added +16.6k +16,615
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,12249.1k $2.1m $2.1m 0.00% Added +19.1k +19,141
15 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 42,92642.9k $1.9m $1.9m 0.02% Added +12.0k +11,995
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,84941.8k $1.8m $1.8m 0.00% Added +7.0k +6,969
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 40,54640.5k $1.8m $1.8m 0.00% Added +12.2k +12,211
18 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 36,49436.5k $1.6m $1.6m 0.01% Added +30.3k +30,332
19 Arete Wealth Advisors, LLC 0.10% of their portfolio CHICAGO, IL 29,98630.0k $1.3m $1.3m 0.10% Added +2.0k +1,995
20 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 28,32928.3k $1.2m $1.2m 0.07% Added +10.6k +10,624
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,75722.8k $993.4k $993.4k 0.00% Added +5.0k +4,978
22 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 21,23821.2k $927.0k $927.0k 0.03% Added +62 +62
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,29018.3k $798.0k $798.0k 0.00% Added +2.8k +2,793
24 MUIRFIELD WEALTH ADVISORS LLC 0.67% of their portfolio CHARLOTTE, NC 18,10718.1k $790.4k $790.4k 0.67% Added +230 +230
25 Clarity Capital Partners LLC 0.29% of their portfolio Newport Beach, CA 16,60616.6k $724.9k $724.9k 0.29% New
26 Sollinda Capital Management LLC 0.17% of their portfolio HICKORY, NC 13,98614.0k $610.5k $610.5k 0.17% Reduced -1.0k -1,000
27 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 12,00012.0k $523.8k $523.8k 0.00% New
28 DHK Financial Advisors, Inc. 0.24% of their portfolio PORTSMOUTH, NH 10,00010.0k $436.5k $436.5k 0.24% Unchanged
29 SteelPeak Wealth, LLC 0.02% of their portfolio WOODLAND HILLS, CA 9,5299.5k $415.9k $415.9k 0.02% Added +1.5k +1,539
30 Savvy Advisors, Inc. 0.04% of their portfolio NEW YORK, NY 9,1789.2k $400.6k $400.6k 0.04% New
31 Nova Wealth Management, Inc. 0.16% of their portfolio BONITA SPRINGS, FL 8,8888.9k $380.4k $380.4k 0.16% Added +4.3k +4,335
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,8497.8k $342.6k $342.6k 0.00% New
33 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,2407.2k $316.0k $316.0k 0.00% Added +345 +345
34 Brand Asset Management Group, Inc. 0.11% of their portfolio CHESTERFIELD, MO 6,2906.3k $274.6k $274.6k 0.11% New
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,1566.2k $269.0k $269.0k 0.00% Added +1.2k +1,218
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 5,9536.0k $259.8k $259.8k 0.02% New
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,1605.2k $225.1k $225.1k 0.00% Reduced -184 -184
38 Advisors Preferred, LLC 0.02% of their portfolio ROCKVILLE, MD 3,6523.7k $159.5k $159.5k 0.02% New
39 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,0572.1k $89.8k $89.8k 0.00% New
40 Synergy Investment Management, LLC 0.02% of their portfolio ALTAMONTE SPRINGS, FL 1,1451.1k $50.0k $50.0k 0.02% Added +629 +629
41 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 1,0711.1k $46.8k $46.8k 0.01% Unchanged
42 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 778778 $34.0k $34.0k 0.00% Unchanged
43 FMR LLC 0.00% of their portfolio BOSTON, MA 417417 $18.2k $18.2k 0.00% New
44 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 300300 $13.1k $13.1k 0.00% Unchanged
45 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 6969 $3.0k $3.0k 0.00% New
46 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 88 $345 $345 0.00% Unchanged
47 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 77 $306 $306 0.00% Unchanged
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $31 $31 0.00% Added +1 +1
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged