Vault-13

GLOBAL X FDS AUSF

ADAPTIVE US · ETP · CUSIP 37954Y574

45 institutional holders +6 vs Q3 2024
6,888,7526.9m shares reported held*
$289.3mreported value*
6 new 22 added 6 reduced 1 sold out net bought ≈ $30.0m (+713.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.00.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 9Q4 22: 11Q1 23: 11Q2 23: 7Q3 23: 7Q4 23: 12Q1 24: 25Q2 24: 32Q3 24: 39Q4 24: 4545Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20229
Q4 202211
Q1 202311
Q2 20237
Q3 20237
Q4 202312
Q1 202425
Q2 202432
Q3 202439
Q4 202445

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 7 bought or addedQ1 23: 5 cut or sold outQ2 23: 2 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 2 cut or sold outQ4 23: 8 bought or addedQ4 23: 1 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 6 cut or sold outQ2 24: 22 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 26 bought or addedQ3 24: 12 cut or sold outQ4 24: 28 bought or addedQ4 24: 7 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202375
Q2 202326
Q3 202342
Q4 202381
Q1 2024166
Q2 2024226
Q3 20242612
Q4 2024287

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +208,670+208.7k
CHANNEL WEALTH LLC New +143,048+143.0k
LPL Financial LLC Added +113,609+113.6k
Equitable Holdings, Inc. Added +48,812+48.8k
GOLDMAN SACHS GROUP INC New +44,227+44.2k
Tidemark, LLC Added +22,098+22.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,222+21.2k
CreativeOne Wealth, LLC New +21,176+21.2k
WCG Wealth Advisors LLC New +19,791+19.8k
ARQ WEALTH ADVISORS, LLC Added +19,416+19.4k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -21,484-21.5k
OSAIC HOLDINGS, INC. Reduced -14,991-15.0k
Cambridge Investment Research Advisors, Inc. Reduced -6,200-6.2k
Merriman Wealth Management, LLC Reduced -1,026-1.0k
Sollinda Capital Management LLC Reduced -500-500
BANK OF AMERICA CORP /DE/ Sold out -28-28
WELLS FARGO & COMPANY/MN Reduced -1-1

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.38% of their portfolio PLYMOUTH, MN 4,725,6704.7m $198.5m $198.5m 0.38% Reduced -21.5k -21,484
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 319,403319.4k $13.4m $13.4m 0.01% Added +113.6k +113,609
3 Tidemark, LLC 4.64% of their portfolio SAN DIEGO, CA 288,208288.2k $12.1m $12.1m 4.64% Added +22.1k +22,098
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 262,316262.3k $11.0m $11.0m 0.02% Added +208.7k +208,670
5 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 218,104218.1k $9.2m $9.2m 0.05% Added +17.8k +17,805
6 CHANNEL WEALTH LLC 1.96% of their portfolio SANTA BARBARA, CA 143,048143.0k $6.0m $6.0m 1.96% New
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 140,834140.8k $5.9m $5.9m 0.00% First filing
8 ARQ WEALTH ADVISORS, LLC 2.23% of their portfolio SCOTTSDALE, AZ 139,575139.6k $5.9m $5.9m 2.23% Added +19.4k +19,416
9 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 119,208119.2k $5.0m $5.0m 0.05% Added +48.8k +48,812
10 Concurrent Investment Advisors, LLC 0.09% of their portfolio Tampa, FL 75,14775.1k $3.2m $3.2m 0.09% Added +3.1k +3,114
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 44,22744.2k $1.9m $1.9m 0.00% New
12 Able Wealth Management LLC 1.13% of their portfolio Toms River, NJ 40,87440.9k $1.7m $1.7m 1.13% Added +8.7k +8,718
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,88034.9k $1.5m $1.5m 0.00% Added +21.2k +21,222
14 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 30,93130.9k $1.3m $1.3m 0.02% Added +10.8k +10,793
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,98130.0k $1.3m $1.3m 0.00% Added +11.8k +11,831
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,33528.3k $1.2m $1.2m 0.00% Added +18.3k +18,318
17 Arete Wealth Advisors, LLC 0.08% of their portfolio CHICAGO, IL 27,99128.0k $1.2m $1.2m 0.08% Added +388 +388
18 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 21,17621.2k $889.3k $889.3k 0.03% New
19 WCG Wealth Advisors LLC 0.05% of their portfolio LAS VEGAS, NV 19,79119.8k $831.0k $831.0k 0.05% New
20 Merriman Wealth Management, LLC 0.03% of their portfolio SEATTLE, WA 18,69018.7k $784.9k $784.9k 0.03% Reduced -1.0k -1,026
21 MUIRFIELD WEALTH ADVISORS LLC 0.62% of their portfolio CHARLOTTE, NC 17,87717.9k $750.8k $750.8k 0.62% Added +204 +204
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,77917.8k $746.7k $746.7k 0.00% Added +388 +388
23 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 17,70517.7k $743.6k $743.6k 0.04% Added +4.5k +4,453
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,49715.5k $651.0k $651.0k 0.00% Added +9.7k +9,667
25 Sollinda Capital Management LLC 0.17% of their portfolio HICKORY, NC 14,98615.0k $629.4k $629.4k 0.17% Reduced -500 -500
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,22813.2k $556.0k $556.0k 0.00% Added +1.5k +1,474
27 DHK Financial Advisors, Inc. 0.26% of their portfolio PORTSMOUTH, NH 10,00010.0k $421.4k $421.4k 0.26% Unchanged
28 SteelPeak Wealth, LLC 0.01% of their portfolio WOODLAND HILLS, CA 7,9908.0k $336.7k $336.7k 0.01% Unchanged
29 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,8956.9k $289.6k $289.6k 0.00% Added +341 +341
30 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,1626.2k $258.8k $258.8k 0.00% Added +257 +257
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,3445.3k $224.5k $224.5k 0.00% Reduced -15.0k -14,991
32 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 5,3065.3k $222.9k $222.9k 0.01% Added +2.2k +2,158
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,9384.9k $207.0k $207.0k 0.00% Reduced -6.2k -6,200
34 Atlas Financial Advisors, Inc. 0.32% of their portfolio OROVILLE, CA 4,8364.8k $203.1k $203.1k 0.32% New
35 Raleigh Capital Management Inc. 0.07% of their portfolio CARY, NC 4,5864.6k $192.6k $192.6k 0.07% Added +30 +30
36 Nova Wealth Management, Inc. 0.17% of their portfolio BONITA SPRINGS, FL 4,5534.6k $191.2k $191.2k 0.17% First filing
37 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 1,0711.1k $45.0k $45.0k 0.01% New
38 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 778778 $32.7k $32.7k 0.00% Unchanged
39 Synergy Investment Management, LLC 0.01% of their portfolio ALTAMONTE SPRINGS, FL 516516 $21.7k $21.7k 0.01% First filing
40 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 300300 $12.6k $12.6k 0.00% Unchanged
41 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 88 $335 $335 0.00% Unchanged
42 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 77 $294 $294 0.00% Unchanged
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $62 $62 0.00% Unchanged
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $18 $18 0.00% Reduced -1 -1
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged