Vault-13

GLOBAL X FDS AUSF

ADAPTIVE US · ETP · CUSIP 37954Y574

32 institutional holders +7 vs Q1 2024
5,971,6176.0m shares reported held*
$236.9mreported value*
8 new 14 added 6 reduced 0 sold out net bought ≈ $19.2m (+483.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.68.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 9Q4 22: 11Q1 23: 11Q2 23: 7Q3 23: 7Q4 23: 12Q1 24: 25Q2 24: 3232Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20229
Q4 202211
Q1 202311
Q2 20237
Q3 20237
Q4 202312
Q1 202425
Q2 202432

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 3 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 5 cut or sold outQ2 23: 2 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 2 cut or sold outQ4 23: 8 bought or addedQ4 23: 1 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 6 cut or sold outQ2 24: 22 bought or addedQ2 24: 6 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202234
Q1 202375
Q2 202326
Q3 202342
Q4 202381
Q1 2024166
Q2 2024226

Biggest buyers

Private Advisor Group, LLC New +186,695+186.7k
Tidemark, LLC Added +130,297+130.3k
LPL Financial LLC Added +103,541+103.5k
Equitable Holdings, Inc. Added +20,489+20.5k
Able Wealth Management LLC Added +19,523+19.5k
Sollinda Capital Management LLC New +15,486+15.5k
Visionary Wealth Advisors New +11,157+11.2k
Raymond James Financial Services Advisors, Inc. New +9,610+9.6k
Cetera Investment Advisers Added +9,193+9.2k
ROYAL BANK OF CANADA Added +8,858+8.9k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -44,157-44.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -3,872-3.9k
Sharkey, Howes & Javer Reduced -1,259-1.3k
Merriman Wealth Management, LLC Reduced -429-429
Fulcrum Equity Management Reduced -400-400
BANK OF AMERICA CORP /DE/ Reduced -13-13

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.46% of their portfolio PLYMOUTH, MN 4,930,6244.9m $195.6m $195.6m 0.46% Reduced -44.2k -44,157
2 Tidemark, LLC 4.49% of their portfolio SAN DIEGO, CA 245,892245.9k $9.8m $9.8m 4.49% Added +130.3k +130,297
3 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 186,695186.7k $7.4m $7.4m 0.05% New
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 154,001154.0k $6.1m $6.1m 0.00% Added +103.5k +103,541
5 Concurrent Investment Advisors, LLC 0.12% of their portfolio Tampa, FL 94,48994.5k $3.7m $3.7m 0.12% Added +3.0k +2,987
6 Sharkey, Howes & Javer 0.50% of their portfolio DENVER, CO 78,43478.4k $3.1m $3.1m 0.50% Reduced -1.3k -1,259
7 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 39,69639.7k $1.6m $1.6m 0.02% Added +20.5k +20,489
8 Fulcrum Equity Management 1.10% of their portfolio PLANO, TX 30,85830.9k $1.2m $1.2m 1.10% Reduced -400 -400
9 Able Wealth Management LLC 0.88% of their portfolio Toms River, NJ 26,81126.8k $1.1m $1.1m 0.88% Added +19.5k +19,523
10 Arete Wealth Advisors, LLC 0.09% of their portfolio CHICAGO, IL 26,65226.7k $1.1m $1.1m 0.09% Added +1.4k +1,401
11 Merriman Wealth Management, LLC 0.04% of their portfolio SEATTLE, WA 21,95222.0k $871.0k $871.0k 0.04% Reduced -429 -429
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,45018.4k $732.0k $732.0k 0.00% Reduced -3.9k -3,872
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,81517.8k $706.8k $706.8k 0.00% Added +9.2k +9,193
14 MUIRFIELD WEALTH ADVISORS LLC 0.65% of their portfolio CHARLOTTE, NC 17,47817.5k $693.5k $693.5k 0.65% Added +409 +409
15 Sollinda Capital Management LLC 0.19% of their portfolio HICKORY, NC 15,48615.5k $614.4k $614.4k 0.19% New
16 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 11,15711.2k $442.7k $442.7k 0.03% New
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,6109.6k $381.3k $381.3k 0.00% New
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,5189.5k $378.0k $378.0k 0.00% Added +8.9k +8,858
19 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,7117.7k $306.0k $306.0k 0.00% New
20 Legacy Capital Group California, Inc. 0.10% of their portfolio LOS GATOS, CA 7,1697.2k $284.4k $284.4k 0.10% Added +77 +77
21 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,7555.8k $228.0k $228.0k 0.00% Added +800 +800
22 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,1995.2k $206.3k $206.3k 0.00% New
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,9835.0k $197.6k $197.6k 0.00% Added +217 +217
24 Raleigh Capital Management Inc. 0.08% of their portfolio CARY, NC 4,5264.5k $179.6k $179.6k 0.08% Added +26 +26
25 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 300300 $11.9k $11.9k 0.00% Unchanged
26 FMR LLC 0.00% of their portfolio BOSTON, MA 186186 $7.4k $7.4k 0.00% New
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 101101 $4.0k $4.0k 0.00% Added +98 +98
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5353 $2.1k $2.1k 0.00% Reduced -13 -13
29 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 88 $315 $315 0.00% Unchanged
30 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 77 $278 $278 0.00% New
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $27 $27 0.00% Unchanged
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged