GLOBAL X FDS AUSF
ADAPTIVE US · ETP · CUSIP 37954Y574
25
institutional holders
+13 vs Q4 2023
5.5m
shares reported held*
$225.9mreported value*
15 new
1 added
4 reduced
2 sold out
net bought ≈ $15.1m (+369.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.87.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 9 |
| Q4 2022 | 11 |
| Q1 2023 | 11 |
| Q2 2023 | 7 |
| Q3 2023 | 7 |
| Q4 2023 | 12 |
| Q1 2024 | 25 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 3 | 4 |
| Q1 2023 | 7 | 5 |
| Q2 2023 | 2 | 6 |
| Q3 2023 | 4 | 2 |
| Q4 2023 | 8 | 1 |
| Q1 2024 | 16 | 6 |
Biggest buyers
| Tidemark, LLC | New | +115.6k |
| Concurrent Investment Advisors, LLC | New | +91.5k |
| Sharkey, Howes & Javer | New | +79.7k |
| Tactive Advisors, LLC | New | +38.8k |
| LPL Financial LLC | Added | +27.2k |
| Arete Wealth Advisors, LLC | New | +25.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +22.3k |
| Equitable Holdings, Inc. | New | +19.2k |
| Cetera Investment Advisers | New | +8.6k |
| Able Wealth Management LLC | New | +7.3k |
Biggest sellers
| Fulcrum Equity Management | Reduced | -36.7k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Reduced | -29.0k |
| TRUIST FINANCIAL CORP | Sold out | -7.8k |
| Legacy Capital Group California, Inc. | Reduced | -2.0k |
| Merriman Wealth Management, LLC | Reduced | -1.0k |
| UBS Group AG | Sold out | -505 |
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.53% of their portfolio | 5.0m $203.3m | Reduced -29.0k |
| Tidemark, LLC 2.64% of their portfolio | 115.6k $4.7m | New |
| Concurrent Investment Advisors, LLC 0.15% of their portfolio | 91.5k $3.7m | New |
| Sharkey, Howes & Javer 0.53% of their portfolio | 79.7k $3.3m | New |
| LPL Financial LLC 0.00% of their portfolio | 50.5k $2.1m | Added +27.2k |
| Tactive Advisors, LLC 0.84% of their portfolio | 38.8k $1.6m | New |
| Fulcrum Equity Management 1.51% of their portfolio | 31.3k $1.3m | Reduced -36.7k |
| Arete Wealth Advisors, LLC 0.10% of their portfolio | 25.3k $1.0m | New |
| Merriman Wealth Management, LLC 0.04% of their portfolio | 22.4k $914.7k | Reduced -1.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 22.3k $912.3k | New |
| Equitable Holdings, Inc. 0.01% of their portfolio | 19.2k $785.0k | New |
| MUIRFIELD WEALTH ADVISORS LLC 0.67% of their portfolio | 17.1k $697.6k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 8.6k $352.4k | New |
| Able Wealth Management LLC 0.26% of their portfolio | 7.3k $297.9k | New |
| Legacy Capital Group California, Inc. 0.11% of their portfolio | 7.1k $289.9k | Reduced -2.0k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 5.0k $203.0k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 4.8k $194.6k | New |
| Raleigh Capital Management Inc. 0.08% of their portfolio | 4.5k $183.9k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 660 $27.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 300 $12.3k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 66 $2.7k | New |
| Smartleaf Asset Management LLC 0.00% of their portfolio | 8 $326 | New |
| MORGAN STANLEY 0.00% of their portfolio | 3 $189 | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $20 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |