Vault-13

GLOBAL X FDS RYLD

RUSSELL 2000 · ETP · CUSIP 37954Y459

124 institutional holders +1 vs Q4 2022
14,726,90214.7m shares reported held*
$265.7mreported value*
15 new 65 added 26 reduced 16 sold out net bought ≈ $4.5m (+243.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($818.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.04. Options: 5 managers hold calls ($1.6m notional), 3 hold puts ($276.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 123Q1 23: 124124Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022105
Q4 2022123
Q1 2023124

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 37 cut or sold outQ4 22Q1 23: 80 bought or addedQ1 23: 42 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227437
Q1 20238042

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $2.4mQ3 22 puts: $472.0kQ3 22P/C 0.20Q4 22 calls: $3.6mQ4 22 puts: $688.1kQ4 22P/C 0.19Q1 23 calls: $1.6mQ1 23 puts: $276.1kQ1 23P/C 0.18
Numbers
QuarterCallsPutsP/C
Q3 2022$2.4m$472.0k0.20
Q4 2022$3.6m$688.1k0.19
Q1 2023$1.6m$276.1k0.18

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +248,500+248.5k
MORGAN STANLEY Added +176,983+177.0k
ROYAL BANK OF CANADA Added +130,464+130.5k
OSAIC HOLDINGS, INC. Added +128,689+128.7k
Institute for Wealth Management, LLC. New +128,345+128.3k
Baird Financial Group, Inc. Added +85,531+85.5k
Belpointe Asset Management LLC Added +72,743+72.7k
Janney Montgomery Scott LLC Added +71,423+71.4k
WELLS FARGO & COMPANY/MN Added +69,878+69.9k
UBS Group AG Added +65,354+65.4k

Biggest sellers

Hamilton Capital Partners Inc. Reduced -561,689-561.7k
LPL Financial LLC Reduced -239,837-239.8k
Sowell Financial Services LLC Sold out -96,997-97.0k
Cavalier Investments, LLC Sold out -96,961-97.0k
MML INVESTORS SERVICES, LLC Reduced -86,049-86.0k
OLD MISSION CAPITAL LLC Sold out -77,026-77.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -66,353-66.4k
Pasadena Private Wealth, LLC Sold out -39,875-39.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -38,384-38.4k
J.P. Morgan Private Wealth Advisors LLC Sold out -33,607-33.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.2m64.6k shares
WOLVERINE TRADING, LLC Reduced $373.0k20.9k shares
Wambolt & Associates, LLC Unchanged $7.6k42.3k shares
Cutler Group LLC / CA Added $7.0k17.6k shares
Intergy Private Wealth, LLC Reduced $4.5k25.0k shares

Biggest puts

WOLVERINE TRADING, LLC Reduced $239.0k13.4k shares
CITADEL ADVISORS LLC Reduced $34.1k1.9k shares
Cutler Group LLC / CA Added $3.0k3.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hamilton Capital Partners Inc. 11.45% of their portfolio TORONTO, A6 1,764,2021.8m $31.7m $31.7m 11.45% Reduced -561.7k -561,689
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,600,7781.6m $28.7m $28.7m 0.00% Added +177.0k +176,983
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,517,8581.5m $27.3m $27.3m 0.00% Added +248.5k +248,500
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,423,0621.4m $25.6m $25.6m 0.02% Reduced -239.8k -239,837
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,145,0821.1m $20.6m $20.6m 0.01% Added +130.5k +130,464
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 610,720610.7k $11.0m $11.0m 0.02% Added +128.7k +128,689
7 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 559,150559.1k $10.0m $10.0m 0.02% Added +85.5k +85,531
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 454,080454.1k $8.2m $8.2m 0.02% Added +45.1k +45,131
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 419,851419.9k $7.5m $7.5m 0.00% Added +65.4k +65,354
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 390,328390.3k $7.0m $7.0m 0.00% Added +69.9k +69,878
11 CENTAURUS FINANCIAL, INC. 0.53% of their portfolio ANAHEIM, CA 371,182371.2k $6.7m $6.7m 0.53% Reduced -23.7k -23,695
12 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 288,543288.5k $5.2m $5.2m 0.10% Added +29.1k +29,084
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 254,512254.5k $4.6m $4.6m 0.02% Added +9.4k +9,407
14 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 225,587225.6k $4.1m $4.1m 0.01% Added +14.5k +14,453
15 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 216,299216.3k $3.9m $3.9m 0.02% Added +71.4k +71,423
16 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 197,815197.8k $3.6m $3.6m 0.03% Added +42.8k +42,808
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 175,985176.0k $3.2m $3.2m 0.00% Reduced -66.4k -66,353
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 169,333169.3k $3.0m $3.0m 0.00% Added +3.4k +3,352
19 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 165,891165.9k $3.0m $3.0m 0.04% Added +13.6k +13,556
20 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 137,478137.5k $3.4m $3.4m 0.15% Reduced -13.4k -13,431
21 Institute for Wealth Management, LLC. 0.45% of their portfolio DENVER, CO 128,345128.3k $2.3m $2.3m 0.45% New
22 MAS Advisors LLC 2.15% of their portfolio Miami, FL 122,722122.7k $2.2m $2.2m 2.15% Reduced -3.2k -3,195
23 INDEPENDENT FINANCIAL GROUP, LLC 0.17% of their portfolio SAN DIEGO, CA 116,314116.3k $2.1m $2.1m 0.17% Added +26.6k +26,555
24 Atlas Private Wealth Advisors 0.92% of their portfolio RED BANK, NJ 110,364110.4k $2.0m $2.0m 0.92% Added +42.4k +42,412
25 FinTrust Capital Advisors, LLC 0.49% of their portfolio Greenville, SC 107,175107.2k $2.0m $2.0m 0.49% Unchanged
26 Eudaimonia Partners, LLC 0.43% of their portfolio Winchester, TN 99,01199.0k $1.8m $1.8m 0.43% Added +5.6k +5,647
27 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 89,43189.4k $1.6m $1.6m 0.02% Reduced -3.9k -3,932
28 Belpointe Asset Management LLC 0.08% of their portfolio RENO, NV 83,12583.1k $1.5m $1.5m 0.08% Added +72.7k +72,743
29 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 68,41268.4k $1.2m $1.2m 0.01% Added +4.1k +4,086
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 66,82566.8k $1.2m $1.2m 0.00% Added +15.1k +15,140
31 High Net Worth Advisory Group LLC 0.48% of their portfolio NAPLES, FL 65,92065.9k $1.2m $1.2m 0.48% Added +12.4k +12,362
32 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 64,57664.6k $1.2m $1.2m 0.02% Reduced -400 -400
33 Arete Wealth Advisors, LLC 0.09% of their portfolio CHICAGO, IL 64,24864.2k $1.2m $1.2m 0.09% Added +2.8k +2,791
34 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 62,69562.7k $1.1m $1.1m 0.02% Added +28.2k +28,210
35 DFPG INVESTMENTS, LLC 0.12% of their portfolio SANDY, UT 60,76660.8k $1.1m $1.1m 0.12% Added +26.5k +26,545
36 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 60,55560.6k $1.1m $1.1m 0.02% Reduced -5.5k -5,536
37 Garner Asset Management Corp 0.49% of their portfolio PLANO, TX 59,63259.6k $1.1m $1.1m 0.49% Reduced -6.9k -6,925
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 59,44059.4k $1.1m $1.1m 0.00% Reduced -3.2k -3,241
39 NWF Advisory Services Inc. 0.24% of their portfolio Los Angeles, CA 57,70657.7k $1.0m $1.0m 0.24% First filing
40 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 55,56755.6k $998.0k $998.0k 0.03% Added +1.2k +1,220
41 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 54,71054.7k $982.6k $982.6k 0.07% Added +13.8k +13,810
42 Cornerstone Advisory, LLC 0.16% of their portfolio HUNT VALLEY, MD 50,19250.2k $901.4k $901.4k 0.16% Reduced -3.3k -3,339
43 Owen LaRue, LLC 0.95% of their portfolio ELIZABETHTOWN, KY 46,20846.2k $874.3k $874.3k 0.95% Unchanged
44 CoreFirst Bank & Trust 0.57% of their portfolio TOPEKA, KS 43,22643.2k $776.3k $776.3k 0.57% Added +35.2k +35,157
45 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 35,25635.3k $633.2k $633.2k 0.03% Added +15.7k +15,680
46 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 34,29134.3k $615.9k $615.9k 0.04% Added +23.4k +23,420
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 33,62633.6k $603.9k $603.9k 0.01% Added +2.5k +2,489
48 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 33,60233.6k $603.5k $603.5k 0.08% Added +11.3k +11,279
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,73830.7k $552.1k $552.1k 0.00% Reduced -38.4k -38,384
50 Weaver Consulting Group 0.25% of their portfolio HUNTINGTON BEACH, CA 30,14130.1k $541.3k $541.3k 0.25% Reduced -4.1k -4,100
51 Colonial River Investments, LLC 0.31% of their portfolio MIDLOTHIAN, VA 29,23029.2k $525.0k $525.0k 0.31% Reduced -7.8k -7,770
52 Prosperity Wealth Management, Inc. 0.41% of their portfolio San Ramon, CA 28,09628.1k $504.6k $504.6k 0.41% Added +7.6k +7,561
53 Accel Wealth Management 0.20% of their portfolio WAVERLY, IA 27,90627.9k $501.2k $501.2k 0.20% Added +1.8k +1,772
54 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 27,05727.1k $486.0k $486.0k 0.01% Added +2.4k +2,399
55 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 25,72825.7k $462.1k $462.1k 0.02% Added +177 +177
56 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 24,95125.0k $448.1k $448.1k 0.02% Added +565 +565
57 Columbus Macro, LLC 0.17% of their portfolio NEW CASTLE, PA 24,75424.8k $444.6k $444.6k 0.17% Added +159 +159
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,77923.8k $427.1k $427.1k 0.00% Added +11.4k +11,385
59 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,68123.7k $425.4k $425.4k 0.00% New
60 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 23,65623.7k $424.9k $424.9k 0.03% Added +3.1k +3,103
61 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 23,46823.5k $421.5k $421.5k 0.04% Added +1.5k +1,500
62 Jaffetilchin Investment Partners, LLC 0.05% of their portfolio TAMPA, FL 23,09823.1k $414.8k $414.8k 0.05% Reduced -1.9k -1,863
63 Astoria Portfolio Advisors LLC. 0.14% of their portfolio NEW YORK, NY 18,78918.8k $336.7k $336.7k 0.14% Reduced -1.2k -1,208
64 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 18,18018.2k $327.0k $327.0k 0.02% Added +50 +50
65 Patriot Financial Group Insurance Agency, LLC 0.06% of their portfolio Westborough, MA 17,07717.1k $306.7k $306.7k 0.06% Reduced -727 -727
66 QP WEALTH MANAGEMENT, LLC 0.50% of their portfolio BOCA RATON, FL 16,88616.9k $303.3k $303.3k 0.50% Added +5.5k +5,550
67 Valeo Financial Advisors, LLC 0.01% of their portfolio CARMEL, IN 16,32516.3k $293.2k $293.2k 0.01% New
68 Atlantic Union Bankshares Corp 0.03% of their portfolio GLEN ALLEN, VA 16,15616.2k $290.2k $290.2k 0.03% Unchanged
69 WealthShield Partners, LLC 0.04% of their portfolio CARY, NC 14,49214.5k $260.3k $260.3k 0.04% Reduced -130 -130
70 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 14,11214.1k $253.9k $253.9k 0.01% Added +846 +846
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,07414.1k $248.9k $248.9k 0.00% Added +12.1k +12,074
72 Wealthspire Retirement, LLC 0.05% of their portfolio ALISO VIEJO, CA 13,28213.3k $238.5k $238.5k 0.05% Added +2.4k +2,426
73 Castle Rock Wealth Management, LLC 0.08% of their portfolio WALNUT CREEK, CA 13,26513.3k $237.4k $237.4k 0.08% New
74 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 13,04913.0k $234.4k $234.4k 0.05% First filing
75 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 13,04713.0k $234.3k $234.3k 0.03% Added +512 +512
76 EUDAIMONIA ADVISORS LLC 0.16% of their portfolio Winchester, TN 12,92312.9k $232.1k $232.1k 0.16% Reduced -3.2k -3,241
77 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,76212.8k $229.2k $229.2k 0.00% New
78 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 12,55712.6k $226.0k $226.0k 0.01% New
79 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,51512.5k $225.0k $225.0k 0.00% Reduced -86.0k -86,049
80 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 12,14912.1k $218.2k $218.2k 0.01% Added +325 +325
81 NFSG Corp 0.11% of their portfolio BOCA RATON, FL 11,38311.4k $204.4k $204.4k 0.11% Added +3.0k +2,969
82 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 11,37811.4k $204.3k $204.3k 0.01% Added +103 +103
83 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 10,46010.5k $187.9k $187.9k 0.01% New
84 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 10,36410.4k $186.1k $186.1k 0.02% New
85 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 10,03910.0k $180.0k $180.0k 0.01% Unchanged
86 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 9,7879.8k $175.8k $175.8k 0.02% Reduced -5.1k -5,135
87 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.13% of their portfolio WALTHAM, MA 9,2979.3k $167.0k $167.0k 0.13% New
88 Worth Asset Management, LLC 0.09% of their portfolio DALLAS, TX 6,4006.4k $114.9k $114.9k 0.09% New
89 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,2205.2k $93.8k $93.8k 0.00% Reduced -6.5k -6,545
90 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 4,4664.5k $80.2k $80.2k 0.04% Added +422 +422
91 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,8303.8k $68.8k $68.8k 0.00% Added +150 +150
92 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 3,6753.7k $66.0k $66.0k 0.00% Unchanged
93 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 3,4183.4k $61.4k $61.4k 0.00% New
94 ATTICUS WEALTH MANAGEMENT, LLC 0.02% of their portfolio Palm Beach Gardens, FL 2,3022.3k $41.3k $41.3k 0.02% New
95 PSI Advisors, LLC 0.02% of their portfolio TAMPA, FL 2,1412.1k $38.5k $38.5k 0.02% Added +831 +831
96 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 2,0422.0k $36.7k $36.7k 0.01% New
97 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 2,0002.0k $36.0k $36.0k 0.00% Unchanged
98 CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio CHARLOTTE, NC 1,6741.7k $30.1k $30.1k 0.01% Added +1.0k +1,046
99 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,4511.5k $26.1k $26.1k 0.00% Reduced -2.5k -2,500
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,3001.3k $23.3k $23.3k 0.00% Added +500 +500