Vault-13

GLOBAL X FDS BUG

CYBRSCURTY ETF · ETP · CUSIP 37954Y384

171 institutional holders +8 vs Q4 2023
9,903,4629.9m shares reported held*
$292.6mreported value*
27 new 64 added 43 reduced 21 sold out net bought ≈ $59.9m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.55. Options: 3 managers hold calls ($2.6m notional), 2 hold puts ($2.6m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 141Q4 22: 164Q1 23: 148Q2 23: 152Q3 23: 153Q4 23: 163Q1 24: 171171Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022141
Q4 2022164
Q1 2023148
Q2 2023152
Q3 2023153
Q4 2023163
Q1 2024171

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 63 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 72 cut or sold outQ1 23Q2 23: 66 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 54 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 65 cut or sold outQ4 23Q1 24: 91 bought or addedQ1 24: 64 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227863
Q1 20236772
Q2 20236658
Q3 20236654
Q4 20236665
Q1 20249164

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $1.6mQ2 23 puts: $767.6kQ2 23P/C 0.49Q3 23 calls: $2.6mQ3 23 puts: $1.1mQ3 23P/C 0.42Q4 23 calls: $2.6mQ4 23 puts: $401.5kQ4 23P/C 0.15Q1 24 calls: $2.6mQ1 24 puts: $2.6mQ1 24P/C 1.01
Numbers
QuarterCallsPutsP/C
Q2 2023$1.6m$767.6k0.49
Q3 2023$2.6m$1.1m0.42
Q4 2023$2.6m$401.5k0.15
Q1 2024$2.6m$2.6m1.01

Biggest buyers

MORGAN STANLEY Added +916,908+916.9k
Thrive Capital Management, LLC New +373,124+373.1k
BANK OF AMERICA CORP /DE/ Added +147,587+147.6k
Cetera Investment Advisers Added +117,715+117.7k
TAP Consulting, LLC Added +105,952+106.0k
LPL Financial LLC Added +81,283+81.3k
CITADEL ADVISORS LLC Added +77,583+77.6k
CreativeOne Wealth, LLC Added +62,451+62.5k
ROYAL BANK OF CANADA Added +60,870+60.9k
CIBC WORLD MARKET INC. Added +59,340+59.3k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -155,564-155.6k
Price Capital Management, Inc. Sold out -61,050-61.0k
Cetera Advisor Networks LLC Sold out -46,534-46.5k
Capital Advisors Wealth Management, LLC Reduced -35,372-35.4k
Raymond James Financial Services Advisors, Inc. Reduced -25,121-25.1k
Migdal Insurance & Financial Holdings Ltd. Reduced -22,660-22.7k
JPMORGAN CHASE & CO Reduced -21,746-21.7k
Essex LLC Reduced -20,884-20.9k
Eagle Strategies LLC Sold out -20,674-20.7k
EDMOND DE ROTHSCHILD HOLDING S.A. Reduced -14,249-14.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.4m81.1k shares
CITADEL ADVISORS LLC Reduced $151.7k5.1k shares
Cutler Group LLC / CA Reduced $0400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.4m80.8k shares
CITADEL ADVISORS LLC Added $196.3k6.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,922,5801.9m $57.2m $57.2m 0.00% Added +916.9k +916,908
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 686,592686.6k $20.4m $20.4m 0.01% Added +81.3k +81,283
3 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 517,560517.6k $15.4m $15.4m 0.01% Added +6.3k +6,262
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 511,298511.3k $15.2m $15.2m 0.00% Added +147.6k +147,587
5 EDMOND DE ROTHSCHILD HOLDING S.A. 0.21% of their portfolio CHAMBESY, V8 430,604430.6k $12.8m $12.8m 0.21% Reduced -14.2k -14,249
6 Thrive Capital Management, LLC 4.90% of their portfolio FORT WASHINGTON, PA 373,124373.1k $9.2m $9.2m 4.90% New
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 371,246371.2k $11.0m $11.0m 0.00% Reduced -21.7k -21,746
8 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 362,426362.4k $10.8m $10.8m 0.02% Added +29.8k +29,790
9 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 261,376261.4k $7.8m $7.8m 0.05% Added +15.6k +15,607
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 236,361236.4k $7.0m $7.0m 0.01% Reduced -25.1k -25,121
11 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 2.26% of their portfolio New Cumberland, PA 211,299211.3k $6.3m $6.3m 2.26% Added +29.4k +29,409
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 192,662192.7k $5.7m $5.7m 0.02% Reduced -991 -991
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 187,974188.0k $5.6m $5.6m 0.00% Added +60.9k +60,870
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 172,477172.5k $5.1m $5.1m 0.01% Added +117.7k +117,715
15 Black Swift Group, LLC 1.21% of their portfolio BOULDER, CO 158,810158.8k $4.7m $4.7m 1.21% Reduced -230 -230
16 TAP Consulting, LLC 1.01% of their portfolio KIRKWOOD, MO 153,942153.9k $4.6m $4.6m 1.01% Added +106.0k +105,952
17 Biltmore Family Office, LLC 0.90% of their portfolio CHARLOTTE, NC 153,024153.0k $4.6m $4.6m 0.90% Added +28.5k +28,451
18 CreativeOne Wealth, LLC 0.17% of their portfolio OVERLAND PARK, KS 146,809146.8k $4.4m $4.4m 0.17% Added +62.5k +62,451
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 138,716138.7k $4.1m $4.1m 0.00% Added +18.3k +18,342
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 137,592137.6k $4.1m $4.1m 0.00% Added +14.6k +14,572
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 122,867122.9k $3.6m $3.6m 0.01% Added +32.6k +32,631
22 LEVEL FOUR ADVISORY SERVICES, LLC 0.19% of their portfolio DALLAS, TX 119,615119.6k $3.5m $3.5m 0.19% Unchanged
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 108,710108.7k $3.2m $3.2m 0.01% Added +50.4k +50,355
24 WealthBridge Investment Counsel Inc. 1.05% of their portfolio CALGARY, A0 95,40095.4k $2.8m $2.8m 1.05% Reduced -900 -900
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 82,11382.1k $2.4m $2.4m 0.00% Added +77.6k +77,583
26 Farrow Financial, Inc. 1.70% of their portfolio SOUTH BURLINGTON, VT 81,37881.4k $2.4m $2.4m 1.70% Added +3.8k +3,828
27 Masso Torrence Wealth Management Inc. 1.30% of their portfolio MARLTON, NJ 73,65273.7k $2.2m $2.2m 1.30% Reduced -4.8k -4,821
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 72,59072.6k $2.2m $2.2m 0.00% Added +19.7k +19,725
29 Pinnacle Wealth Management Group, Inc. 1.54% of their portfolio PLYMOUTH, MI 69,63569.6k $2.1m $2.1m 1.54% Added +823 +823
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 68,80568.8k $2.0m $2.0m 0.00% Added +3.2k +3,245
31 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 67,77667.8k $2.0m $2.0m 0.01% Added +59.3k +59,340
32 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 63,01163.0k $1.9m $1.9m 0.01% Added +5.5k +5,538
33 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 55,05755.1k $1.6m $1.6m 0.07% Reduced -13.5k -13,460
34 Insight Advisors, LLC/ PA 0.31% of their portfolio Newtown, PA 54,50454.5k $1.6m $1.6m 0.31% Reduced -13.6k -13,607
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 54,49154.5k $1.6m $1.6m 0.00% Added +31.9k +31,850
36 Dakota Wealth Management 0.03% of their portfolio PALM BEACH GARDENS, FL 46,01046.0k $1.4m $1.4m 0.03% New
37 Migdal Insurance & Financial Holdings Ltd. 0.02% of their portfolio Petach Tikva, L3 45,84045.8k $1.4m $1.4m 0.02% Reduced -22.7k -22,660
38 Ratio Wealth Group 0.24% of their portfolio DENVER, CO 43,39143.4k $1.3m $1.3m 0.24% Added +2.8k +2,760
39 Northeast Financial Consultants Inc 0.06% of their portfolio WESTPORT, CT 42,71842.7k $1.3m $1.3m 0.06% Unchanged
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 39,83339.8k $1.2m $1.2m 0.00% Added +6.5k +6,470
41 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 39,65039.6k $1.2m $1.2m 0.00% Added +32.4k +32,366
42 Essex LLC 0.26% of their portfolio DEER PARK, IL 37,73537.7k $1.1m $1.1m 0.26% Reduced -20.9k -20,884
43 ERn Financial, LLC 0.19% of their portfolio MIDDLETON, WI 37,36337.4k $1.1m $1.1m 0.19% Reduced -1.5k -1,457
44 STALEY CAPITAL ADVISERS INC 0.05% of their portfolio PITTSBURGH, PA 35,90035.9k $1.1m $1.1m 0.05% Unchanged
45 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 33,72133.7k $964.8k $964.8k 0.02% Reduced -8.3k -8,301
46 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 31,84431.8k $947.4k $947.4k 0.04% Reduced -971 -971
47 HUB Investment Partners, LLC 0.05% of their portfolio AUSTIN, TX 29,12329.1k $866.4k $866.4k 0.05% Reduced -1.0k -1,042
48 HBW ADVISORY SERVICES LLC 0.15% of their portfolio SIMI VALLEY, CA 26,93326.9k $790.0k $790.0k 0.15% Unchanged
49 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 26,84226.8k $798.6k $798.6k 0.04% New
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 26,77126.8k $796.4k $796.4k 0.00% New
51 Archford Capital Strategies, LLC 0.13% of their portfolio SWANSEA, IL 25,42225.4k $756.3k $756.3k 0.13% Reduced -89 -89
52 Phoenix Wealth Advisors 0.46% of their portfolio CHAPEL HILL, NC 25,26025.3k $751.5k $751.5k 0.46% Added +6.0k +5,994
53 ADVISORS MANAGEMENT GROUP INC /ADV 0.18% of their portfolio LA CROSSE, WI 24,82724.8k $739.0k $739.0k 0.18% Reduced -322 -322
54 Lionsbridge Wealth Management LLC 0.56% of their portfolio JACKSONVILLE BEACH, FL 24,54724.5k $730.3k $730.3k 0.56% Reduced -1.0k -1,001
55 Brendel Financial Advisors LLC 0.82% of their portfolio HANOVER, NH 23,98124.0k $713.0k $713.0k 0.82% Reduced -4.0k -3,964
56 Accel Wealth Management 0.30% of their portfolio WAVERLY, IA 23,54323.5k $700.4k $700.4k 0.30% Reduced -1.4k -1,415
57 NCM Capital Management, LLC 0.39% of their portfolio RAMSEY, NJ 23,46923.5k $698.2k $698.2k 0.39% Added +836 +836
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,16723.2k $689.2k $689.2k 0.00% Added +606 +606
59 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 21,37721.4k $636.0k $636.0k 0.01% New
60 Owen LaRue, LLC 0.40% of their portfolio ELIZABETHTOWN, KY 21,25221.3k $632.2k $632.2k 0.40% New
61 Sterling Investment Counsel, LLC 0.29% of their portfolio Buffalo, NY 21,13821.1k $628.9k $628.9k 0.29% New
62 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 19,60219.6k $583.2k $583.2k 0.01% Added +5.1k +5,119
63 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 19,34819.3k $575.6k $575.6k 0.00% Reduced -6.6k -6,594
64 Guardian Asset Advisors, LLC 0.43% of their portfolio MECHANICSBURG, PA 17,45317.5k $519.2k $519.2k 0.43% Added +1.2k +1,194
65 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,37717.4k $517.0k $517.0k 0.01% Unchanged
66 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 16,94816.9k $504.2k $504.2k 0.00% Added +1.7k +1,715
67 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 16,69116.7k $496.6k $496.6k 0.00% Added +1.0k +1,005
68 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 16,59616.6k $493.8k $493.8k 0.02% Reduced -1.1k -1,115
69 O'ROURKE & COMPANY, Inc 0.27% of their portfolio BOSTON, MA 15,81515.8k $471.0k $471.0k 0.27% Added +1.7k +1,703
70 Prosperity Wealth Management, Inc. 0.22% of their portfolio San Ramon, CA 15,43815.4k $459.3k $459.3k 0.22% Reduced -12.5k -12,526
71 HAZLETT, BURT & WATSON, INC. 0.26% of their portfolio WHEELING, WV 14,60914.6k $435.0k $435.0k 0.26% Added +14.2k +14,248
72 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,10714.1k $432.9k $432.9k 0.00% Reduced -274 -274
73 Joseph P. Lucia & Associates, LLC 0.22% of their portfolio Yorktown Heights, NY 13,69713.7k $407.5k $407.5k 0.22% New
74 Intrepid Financial Planning Group LLC 0.15% of their portfolio CARMEL, IN 12,03712.0k $358.1k $358.1k 0.15% New
75 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 11,84711.8k $352.4k $352.4k 0.01% New
76 CERTUITY, LLC 0.03% of their portfolio NORTH PALM BEACH, FL 11,68711.7k $347.7k $347.7k 0.03% Added +13 +13
77 Joel Isaacson & Co., LLC 0.02% of their portfolio NEW YORK, NY 11,52311.5k $342.8k $342.8k 0.02% New
78 All Season Financial Advisors, Inc. 0.28% of their portfolio DENVER, CO 11,42011.4k $339.7k $339.7k 0.28% Reduced -5.6k -5,612
79 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 11,41511.4k $339.6k $339.6k 0.03% Reduced -53 -53
80 Greystone Financial Group, LLC 0.07% of their portfolio BLOOMFIELD HILLS, MI 11,01011.0k $327.5k $327.5k 0.07% Added +189 +189
81 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,90910.9k $324.6k $324.6k 0.00% New
82 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 10,90410.9k $324.0k $324.0k 0.00% New
83 FourThought Financial Partners, LLC 0.04% of their portfolio VENICE, FL 10,76210.8k $320.2k $320.2k 0.04% Added +12 +12
84 Turim 21 Investimentos Ltda. 0.08% of their portfolio RIO DE JANEIRO, D5 10,69510.7k $318.2k $318.2k 0.08% Unchanged
85 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,64710.6k $316.7k $316.7k 0.00% New
86 Ayalon Insurance Comp Ltd. 0.10% of their portfolio Ramat Gan, L3 10,16910.2k $303.0k $303.0k 0.10% Unchanged
87 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,12510.1k $301.2k $301.2k 0.00% Reduced -1.2k -1,153
88 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,9489.9k $296.0k $296.0k 0.01% Reduced -221 -221
89 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 9,4809.5k $282.0k $282.0k 0.02% Added +2.5k +2,536
90 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 9,2449.2k $275.0k $275.0k 0.00% Unchanged
91 Purus Wealth Management, LLC 0.13% of their portfolio Newport Beach, CA 8,9488.9k $266.2k $266.2k 0.13% Reduced -436 -436
92 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 8,9418.9k $265.2k $265.2k 0.00% New
93 WealthCare Investment Partners, LLC 0.13% of their portfolio PORTSMOUTH, RI 8,8368.8k $262.9k $262.9k 0.13% Added +73 +73
94 Smith Anglin Financial, LLC 0.03% of their portfolio DALLAS, TX 8,4758.5k $252.1k $252.1k 0.03% Unchanged
95 Stelac Advisory Services LLC 0.12% of their portfolio NEW YORK, NY 8,3418.3k $248.1k $248.1k 0.12% Unchanged
96 Capital Advisors Wealth Management, LLC 0.05% of their portfolio YAKIMA, WA 8,2788.3k $246.3k $246.3k 0.05% Reduced -35.4k -35,372
97 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 7,7267.7k $229.0k $229.0k 0.01% Reduced -6.3k -6,321
98 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,6217.6k $226.7k $226.7k 0.00% Added +9 +9
99 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,6037.6k $226.2k $226.2k 0.01% Added +4.2k +4,232
100 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.03% of their portfolio Westlake, OH 7,5677.6k $225.1k $225.1k 0.03% Added +28 +28