GLOBAL X FDS PFFV
RATE PREFERRED · ETP · CUSIP 37954Y376
62
institutional holders
+1 vs Q4 2023
4.6m
shares reported held*
$108.6mreported value*
10 new
20 added
23 reduced
9 sold out
net bought ≈ $28.0m (+1.2m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.68.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 60 |
| Q1 2023 | 60 |
| Q2 2023 | 58 |
| Q3 2023 | 52 |
| Q4 2023 | 61 |
| Q1 2024 | 62 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 29 | 32 |
| Q1 2023 | 36 | 24 |
| Q2 2023 | 24 | 33 |
| Q3 2023 | 20 | 34 |
| Q4 2023 | 31 | 29 |
| Q1 2024 | 30 | 32 |
Biggest buyers
| MORGAN STANLEY | Added | +1.4m |
| Janney Montgomery Scott LLC | Added | +84.6k |
| Ausdal Financial Partners, Inc. | New | +52.0k |
| STIFEL FINANCIAL CORP | New | +44.3k |
| Ironsides Asset Advisors, LLC | Added | +38.0k |
| JANE STREET GROUP, LLC | Added | +14.1k |
| Creative Planning | Added | +13.2k |
| JPMORGAN CHASE & CO | Added | +11.2k |
| Thrivent Financial for Lutherans | New | +10.7k |
| CITADEL ADVISORS LLC | New | +10.7k |
Biggest sellers
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -155.1k |
| Columbus Macro, LLC | Sold out | -102.0k |
| Cetera Investment Advisers | Reduced | -92.4k |
| LPL Financial LLC | Reduced | -68.1k |
| Cetera Advisor Networks LLC | Sold out | -32.1k |
| Coulter & Justus Financial Services, LLC | Sold out | -19.6k |
| MML INVESTORS SERVICES, LLC | Sold out | -9.7k |
| Cetera Advisors LLC | Sold out | -9.0k |
| Bedel Financial Consulting, Inc. | Reduced | -8.8k |
| OSAIC HOLDINGS, INC. | Reduced | -6.9k |
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.5m $58.1m | Added +1.4m |
| Janney Montgomery Scott LLC 0.03% of their portfolio | 385.7k $9.1m | Added +84.6k |
| Bedel Financial Consulting, Inc. 0.91% of their portfolio | 246.1k $5.8m | Reduced -8.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 181.0k $4.3m | Reduced -155.1k |
| Cetera Investment Advisers 0.01% of their portfolio | 140.5k $3.3m | Reduced -92.4k |
| Investment Partners Asset Management, Inc. 2.86% of their portfolio | 133.7k $3.2m | Added +3.5k |
| Creative Planning 0.00% of their portfolio | 91.3k $2.2m | Added +13.2k |
| Princeton Global Asset Management LLC 0.48% of their portfolio | 86.0k $2.0m | Reduced -3.3k |
| LPL Financial LLC 0.00% of their portfolio | 77.3k $1.8m | Reduced -68.1k |
| Seed Wealth Management, Inc. 1.34% of their portfolio | 59.1k $1.4m | Reduced -3.8k |
| Ausdal Financial Partners, Inc. 0.14% of their portfolio | 52.0k $1.2m | New |
| Ironsides Asset Advisors, LLC 0.41% of their portfolio | 50.2k $1.2m | Added +38.0k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 48.9k $1.2m | Reduced -4.7k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 48.7k $1.2m | Added +2.9k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 44.3k $1.0m | New |
| Prospera Financial Services Inc 0.02% of their portfolio | 35.4k $837.5k | Added +1.9k |
| Castle Rock Wealth Management, LLC 0.22% of their portfolio | 34.2k $800.4k | Reduced -3.2k |
| COMERICA BANK 0.00% of their portfolio | 28.8k $681.1k | Added +2.4k |
| Strategic Wealth Partners, Ltd. 0.07% of their portfolio | 26.8k $635.6k | Reduced -843 |
| BEACON FINANCIAL GROUP 0.07% of their portfolio | 26.2k $620.4k | Reduced -1.7k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 23.6k $559.6k | Added +14.1k |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 0.17% of their portfolio | 21.7k $514.6k | Reduced -2.0k |
| Paulson Wealth Management Inc. 0.15% of their portfolio | 21.6k $510.4k | Reduced -3.1k |
| Corient Private Wealth LP 0.00% of their portfolio | 18.9k $447.3k | Reduced -4.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 17.2k $407.3k | Added +11.2k |
| US BANCORP \DE\ 0.00% of their portfolio | 17.1k $404.1k | Unchanged |
| Texas Yale Capital Corp. 0.02% of their portfolio | 16.3k $385.2k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 13.2k $312.8k | Added +5.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 13.0k $308.9k | Added +2.7k |
| Perennial Investment Advisors, LLC 0.05% of their portfolio | 12.5k $296.7k | Added +238 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 11.8k $279.4k | Reduced -6.9k |
| Joseph P. Lucia & Associates, LLC 0.15% of their portfolio | 11.5k $271.9k | Added +407 |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 10.7k $253.0k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.7k $252.6k | New |
| Acorn Wealth Advisors, LLC 0.13% of their portfolio | 10.4k $247.0k | Reduced -326 |
| CreativeOne Wealth, LLC 0.01% of their portfolio | 10.2k $242.0k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 10.1k $239.7k | Added +711 |
| INTEGRAL INVESTMENT ADVISORS, INC. 0.10% of their portfolio | 10.0k $236.7k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 9.3k $221.1k | Added +348 |
| Grey Ledge Advisors, LLC 0.06% of their portfolio | 9.3k $220.7k | Added +21 |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 8.8k $208.9k | Reduced -12 |
| Firestone Capital Management 0.06% of their portfolio | 8.7k $206.8k | Reduced -1.4k |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 8.6k $204.6k | New |
| GeoWealth Management, LLC 0.01% of their portfolio | 7.6k $179.2k | Added +341 |
| CWM, LLC 0.00% of their portfolio | 7.5k $177.0k | Unchanged |
| Capital Investment Advisory Services, LLC 0.01% of their portfolio | 5.3k $125.1k | New |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 3.4k $81.5k | Added +30 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 3.4k $80.4k | Reduced -1.2k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 1.6k $38.8k | Reduced -11 |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 885 $21.0k | Unchanged |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 525 $12.4k | Added +57 |
| Aptus Capital Advisors, LLC 0.00% of their portfolio | 484 $11.5k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 395 $9.4k | Reduced -4.9k |
| Spire Wealth Management 0.00% of their portfolio | 300 $7.1k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 248 $5.9k | Reduced -651 |
| Gradient Investments LLC 0.00% of their portfolio | 181 $4.3k | Reduced -3.7k |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 123 $2.9k | New |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 45 $1.1k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 42 $995 | Reduced -73 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 21 $0 | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 12 $284 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |