Vault-13

GLOBAL X FDS PFFV

RATE PREFERRED · ETP · CUSIP 37954Y376

58 institutional holders -2 vs Q1 2023
2,958,8233.0m shares reported held*
$66.2mreported value*
3 new 21 added 25 reduced 8 sold out net sold ≈ $46.7m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.38.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 60Q1 23: 60Q2 23: 5858Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202256
Q4 202260
Q1 202360
Q2 202358

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 29 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 33 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222932
Q1 20233624
Q2 20232433

Biggest buyers

LPL Financial LLC Added +114,213+114.2k
Seed Wealth Management, Inc. Added +41,461+41.5k
Kistler-Tiffany Companies, LLC Added +22,153+22.2k
JANE STREET GROUP, LLC New +13,754+13.8k
CreativeOne Wealth, LLC Added +10,556+10.6k
JPMORGAN CHASE & CO Added +10,113+10.1k
TWO SIGMA SECURITIES, LLC New +10,102+10.1k
Bard Financial Services, Inc. Added +10,070+10.1k
WELLS FARGO & COMPANY/MN Added +5,000+5.0k
UBS Group AG Added +3,662+3.7k

Biggest sellers

Gradient Investments LLC Reduced -1,826,879-1.8m
Cetera Investment Advisers Reduced -95,087-95.1k
Bedel Financial Consulting, Inc. Reduced -65,283-65.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -64,296-64.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -52,151-52.2k
Raymond James Financial Services Advisors, Inc. Sold out -48,470-48.5k
Coulter & Justus Financial Services, LLC Reduced -27,461-27.5k
Elmwood Wealth Management, Inc. Sold out -17,628-17.6k
Grey Ledge Advisors, LLC Sold out -16,705-16.7k
Wambolt & Associates, LLC Sold out -16,142-16.1k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bard Financial Services, Inc. 0.92% of their portfolio BRANFORD, CT 546,735546.7k $12.2m $12.2m 0.92% Added +10.1k +10,070
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 425,571425.6k $9.5m $9.5m 0.00% Reduced -10.3k -10,345
3 Bedel Financial Consulting, Inc. 1.21% of their portfolio INDIANAPOLIS, IN 259,110259.1k $5.8m $5.8m 1.21% Reduced -65.3k -65,283
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 227,593227.6k $5.1m $5.1m 0.00% Added +114.2k +114,213
5 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 218,794218.8k $4.9m $4.9m 0.02% First filing
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 104,441104.4k $2.3m $2.3m 0.00% Reduced -64.3k -64,296
7 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 96,83496.8k $2.2m $2.2m 0.00% Reduced -414 -414
8 Princeton Global Asset Management LLC 0.63% of their portfolio PRINCETON, NJ 96,54996.5k $2.2m $2.2m 0.63% Added +114 +114
9 Seed Wealth Management, Inc. 2.06% of their portfolio EVANSTON, IL 87,12087.1k $1.9m $1.9m 2.06% Added +41.5k +41,461
10 Paulson Wealth Management Inc. 0.65% of their portfolio West Palm Beach, FL 85,84885.8k $1.9m $1.9m 0.65% Added +224 +224
11 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 79,79979.8k $1.9m $1.9m 0.05% Added +10.6k +10,556
12 Kistler-Tiffany Companies, LLC 0.20% of their portfolio BERWYN, PA 55,40555.4k $1.2m $1.2m 0.20% Added +22.2k +22,153
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 50,02350.0k $1.1m $1.1m 0.00% Added +10.1k +10,113
14 Castle Rock Wealth Management, LLC 0.35% of their portfolio WALNUT CREEK, CA 45,47345.5k $1.0m $1.0m 0.35% Reduced -1.5k -1,517
15 BEACON FINANCIAL GROUP 0.12% of their portfolio DALLAS, TX 38,09638.1k $850.0k $850.0k 0.12% Reduced -9.0k -8,958
16 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 34,61734.6k $773.0k $773.0k 0.00% Reduced -1.7k -1,717
17 Coulter & Justus Financial Services, LLC 0.52% of their portfolio KNOXVILLE, TN 34,44834.4k $769.2k $769.2k 0.52% Reduced -27.5k -27,461
18 Strategic Wealth Partners, Ltd. 0.09% of their portfolio INDEPENDENCE, OH 31,30331.3k $699.0k $699.0k 0.09% Reduced -4.1k -4,148
19 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 0.25% of their portfolio SOUTH BEND, IN 30,63330.6k $684.0k $684.0k 0.25% Reduced -6.0k -5,963
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 27,60127.6k $616.3k $616.3k 0.01% Reduced -95.1k -95,087
21 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 27,40027.4k $611.8k $611.8k 0.02% Added +1.6k +1,650
22 Byrne Asset Management LLC 0.33% of their portfolio KINGSTON, NJ 22,83022.8k $510.0k $510.0k 0.33% Reduced -3.8k -3,800
23 Golden Green, Inc. 0.55% of their portfolio Seneca, SC 22,77522.8k $508.6k $508.6k 0.55% Added +1.0k +1,041
24 Ironsides Asset Advisors, LLC 0.17% of their portfolio ROCKY MOUNT, NC 18,32018.3k $404.6k $404.6k 0.17% Reduced -725 -725
25 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 17,63117.6k $393.7k $393.7k 0.02% Added +3.5k +3,500
26 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,06517.1k $381.1k $381.1k 0.00% Unchanged
27 Perennial Investment Advisors, LLC 0.07% of their portfolio Los Angeles, CA 16,66416.7k $372.0k $372.0k 0.07% Added +1.8k +1,804
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,98716.0k $357.0k $357.0k 0.00% Reduced -52.2k -52,151
29 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,59915.6k $348.3k $348.3k 0.00% Added +1.8k +1,834
30 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,51815.5k $346.5k $346.5k 0.01% Reduced -1.2k -1,185
31 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 14,95515.0k $333.9k $333.9k 0.02% Reduced -2.9k -2,909
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,75413.8k $307.1k $307.1k 0.00% New
33 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 13,59713.6k $303.6k $303.6k 0.01% First filing
34 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,56313.6k $302.9k $302.9k 0.00% Added +266 +266
35 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 12,19812.2k $272.4k $272.4k 0.00% Reduced -13.7k -13,655
36 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 11,31211.3k $252.6k $252.6k 0.01% Reduced -1.8m -1,826,879
37 Joseph P. Lucia & Associates, LLC 0.17% of their portfolio Yorktown Heights, NY 11,05611.1k $246.9k $246.9k 0.17% Unchanged
38 Columbus Macro, LLC 0.09% of their portfolio NEW CASTLE, PA 10,46710.5k $234.4k $234.4k 0.09% Reduced -1.4k -1,430
39 Acorn Wealth Advisors, LLC 0.16% of their portfolio Grand Blanc, MI 10,46510.5k $233.7k $233.7k 0.16% Added +1.4k +1,423
40 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 10,10210.1k $225.6k $225.6k 0.02% New
41 Firestone Capital Management 0.07% of their portfolio SOUTH MIAMI, FL 10,10110.1k $227.8k $227.8k 0.07% Added +49 +49
42 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 9,2759.3k $207.0k $207.0k 0.01% Reduced -11.4k -11,450
43 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,9107.9k $176.6k $176.6k 0.01% Added +465 +465
44 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 7,6907.7k $171.0k $171.0k 0.02% Reduced -6.9k -6,867
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,8856.9k $153.7k $153.7k 0.00% Added +3.7k +3,662
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,2006.2k $138.4k $138.4k 0.00% Added +5.0k +5,000
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,1236.1k $136.7k $136.7k 0.00% Unchanged
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,5914.6k $102.5k $102.5k 0.00% Added +92 +92
49 ATTICUS WEALTH MANAGEMENT, LLC 0.03% of their portfolio Palm Beach Gardens, FL 3,8013.8k $84.9k $84.9k 0.03% Reduced -1.5k -1,523
50 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,5233.5k $78.7k $78.7k 0.01% Added +371 +371
51 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,0002.0k $45.0k $45.0k 0.00% Unchanged
52 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,8611.9k $41.6k $41.6k 0.00% Reduced -572 -572
53 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 885885 $19.8k $19.8k 0.00% New
54 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 484484 $10.8k $10.8k 0.00% Reduced -275 -275
55 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 109109 $2.0k $2.0k 0.00% Unchanged
56 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 109109 $2.4k $2.4k 0.00% First filing
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2525 $0 $0 0.00% Reduced -687 -687
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged