Vault-13

GLOBAL X FDS PFFV

RATE PREFERRED · ETP · CUSIP 37954Y376

60 institutional holders +4 vs Q3 2022
5,486,4665.5m shares reported held*
$123.3mreported value*
11 new 18 added 24 reduced 8 sold out net sold ≈ $7.4m (-324.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.48.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 6060Q3 22Q4 22
Numbers
QuarterHolders
Q3 202256
Q4 202260

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +78,893+78.9k
Bedel Financial Consulting, Inc. Added +54,587+54.6k
Raymond James Financial Services Advisors, Inc. New +42,528+42.5k
Bard Financial Services, Inc. Added +33,107+33.1k
Meridian Wealth Management, LLC New +24,347+24.3k
Prospera Financial Services Inc New +23,495+23.5k
Merit Financial Group, LLC Added +20,759+20.8k
Cetera Advisor Networks LLC New +20,195+20.2k
Hennion & Walsh Asset Management, Inc. Added +18,928+18.9k
ENVESTNET ASSET MANAGEMENT INC Added +18,865+18.9k

Biggest sellers

Columbus Macro, LLC Reduced -137,147-137.1k
Ironsides Asset Advisors, LLC Reduced -82,125-82.1k
RVW Wealth, LLC Reduced -68,031-68.0k
Cetera Investment Advisers Reduced -66,365-66.4k
Byrne Asset Management LLC Reduced -52,405-52.4k
Grey Ledge Advisors, LLC Reduced -48,791-48.8k
Paulson Wealth Management Inc. Reduced -40,486-40.5k
Claro Advisors Inc. Reduced -32,250-32.2k
Belpointe Asset Management LLC Reduced -26,208-26.2k
TRUIST FINANCIAL CORP Reduced -22,257-22.3k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 1.57% of their portfolio ARDEN HILLS, MN 2,207,1892.2m $49.7m $49.7m 1.57% Added +12.2k +12,154
2 Hennion & Walsh Asset Management, Inc. 0.64% of their portfolio Parsippany, NJ 461,362461.4k $10.4m $10.4m 0.64% Added +18.9k +18,928
3 Bard Financial Services, Inc. 0.86% of their portfolio BRANFORD, CT 447,905447.9k $10.1m $10.1m 0.86% Added +33.1k +33,107
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 370,588370.6k $8.3m $8.3m 0.00% Reduced -9.0k -8,960
5 Bedel Financial Consulting, Inc. 1.75% of their portfolio INDIANAPOLIS, IN 312,036312.0k $7.0m $7.0m 1.75% Added +54.6k +54,587
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 253,863253.9k $5.7m $5.7m 0.00% Added +18.9k +18,865
7 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 117,985118.0k $2.7m $2.7m 0.02% Reduced -66.4k -66,365
8 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 99,57499.6k $2.2m $2.2m 0.01% Added +6.6k +6,598
9 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 97,29697.3k $2.2m $2.2m 0.12% Added +4.7k +4,714
10 Princeton Global Asset Management LLC 0.71% of their portfolio PRINCETON, NJ 97,25597.3k $2.2m $2.2m 0.71% Reduced -1.7k -1,692
11 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 90,55990.6k $2.0m $2.0m 0.00% Reduced -22.3k -22,257
12 Paulson Wealth Management Inc. 0.90% of their portfolio West Palm Beach, FL 81,84681.8k $1.8m $1.8m 0.90% Reduced -40.5k -40,486
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 78,89378.9k $1.8m $1.8m 0.00% New
14 BEACON FINANCIAL GROUP 0.14% of their portfolio DALLAS, TX 47,05447.1k $1.1m $1.1m 0.14% Reduced -6.7k -6,729
15 Seed Wealth Management, Inc. 1.15% of their portfolio EVANSTON, IL 44,51444.5k $1.0m $1.0m 1.15% First filing
16 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 0.39% of their portfolio SOUTH BEND, IN 43,56343.6k $980.2k $980.2k 0.39% Added +32 +32
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 42,52842.5k $956.9k $956.9k 0.00% New
18 Byrne Asset Management LLC 0.64% of their portfolio KINGSTON, NJ 39,38039.4k $886.0k $886.0k 0.64% Reduced -52.4k -52,405
19 Coulter & Justus Financial Services, LLC 0.55% of their portfolio KNOXVILLE, TN 36,27636.3k $816.2k $816.2k 0.55% Reduced -617 -617
20 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 34,82334.8k $783.5k $783.5k 0.00% First filing
21 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 31,94431.9k $718.7k $718.7k 0.03% Added +20.8k +20,759
22 Strategic Wealth Partners, Ltd. 0.13% of their portfolio INDEPENDENCE, OH 31,85231.9k $716.7k $716.7k 0.13% Reduced -895 -895
23 Kistler-Tiffany Companies, LLC 0.12% of their portfolio BERWYN, PA 26,01126.0k $585.3k $585.3k 0.12% Reduced -584 -584
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,50925.5k $574.0k $574.0k 0.00% Reduced -3.0k -3,020
25 Meridian Wealth Management, LLC 0.05% of their portfolio LEXINGTON, KY 24,34724.3k $547.8k $547.8k 0.05% New
26 Elmwood Wealth Management, Inc. 0.26% of their portfolio BERKELEY, CA 23,58523.6k $530.7k $530.7k 0.26% Reduced -15.1k -15,080
27 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 23,49523.5k $528.6k $528.6k 0.03% New
28 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 20,19520.2k $454.4k $454.4k 0.00% New
29 Ironsides Asset Advisors, LLC 0.20% of their portfolio ROCKY MOUNT, NC 19,04519.0k $429.0k $429.0k 0.20% Reduced -82.1k -82,125
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,80617.8k $401.0k $401.0k 0.00% Added +17.2k +17,161
31 RVW Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 17,68217.7k $397.8k $397.8k 0.05% Reduced -68.0k -68,031
32 Grey Ledge Advisors, LLC 0.14% of their portfolio GUILFORD, CT 17,07117.1k $384.1k $384.1k 0.14% Reduced -48.8k -48,791
33 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,06517.1k $384.0k $384.0k 0.00% Added +1.7k +1,678
34 Claro Advisors Inc. 0.12% of their portfolio BOSTON, MA 16,50016.5k $371.2k $371.2k 0.12% Reduced -32.2k -32,250
35 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,33915.3k $345.1k $345.1k 0.01% New
36 Ford Financial Group, LLC 0.13% of their portfolio Fresno, CA 15,00815.0k $337.7k $337.7k 0.13% Reduced -6.3k -6,345
37 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 14,75714.8k $332.0k $332.0k 0.04% Reduced -4.3k -4,317
38 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 14,13114.1k $317.9k $317.9k 0.02% Reduced -5.8k -5,809
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,17912.2k $274.0k $274.0k 0.00% Added +184 +184
40 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,73711.7k $264.0k $264.0k 0.01% Added +36 +36
41 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 11,38511.4k $256.2k $256.2k 0.02% Added +747 +747
42 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 10,34810.3k $232.8k $232.8k 0.01% Reduced -26.2k -26,208
43 Joseph P. Lucia & Associates, LLC 0.17% of their portfolio Yorktown Heights, NY 10,01610.0k $225.4k $225.4k 0.17% Added +565 +565
44 Firestone Capital Management 0.08% of their portfolio SOUTH MIAMI, FL 9,97310.0k $224.4k $224.4k 0.08% Reduced -2.4k -2,383
45 Columbus Macro, LLC 0.09% of their portfolio NEW CASTLE, PA 9,9289.9k $223.4k $223.4k 0.09% Reduced -137.1k -137,147
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,7755.8k $130.0k $130.0k 0.00% Added +2.0k +2,006
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,9204.9k $3.5k $3.5k 0.00% New
48 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,6004.6k $103.5k $103.5k 0.01% New
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,3463.3k $75.0k $75.0k 0.00% Added +3.3k +3,325
50 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,1923.2k $72.0k $72.0k 0.01% New
51 Accurate Wealth Management, LLC 0.03% of their portfolio WESLEY CHAPEL, FL 3,0663.1k $71.9k $71.9k 0.03% Reduced -7.8k -7,783
52 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,0002.0k $45.0k $45.0k 0.00% Unchanged
53 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,0002.0k $45.0k $45.0k 0.00% New
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,9732.0k $44.4k $44.4k 0.00% Added +1.2k +1,237
55 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,7201.7k $38.7k $38.7k 0.00% Unchanged
56 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,2091.2k $27.2k $27.2k 0.00% Reduced -123 -123
57 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 759759 $17.1k $17.1k 0.00% Unchanged
58 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 400400 $9.0k $9.0k 0.00% New
59 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 109109 $2.0k $2.0k 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged