Vault-13

GLOBAL X FDS MLPX

GLB X MLP ENRG I · ETP · CUSIP 37954Y293

187 institutional holders +1 vs Q4 2023
19,027,08419.0m shares reported held*
$932.1mreported value*
27 new 61 added 57 reduced 24 sold out net bought ≈ $122.7m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.99. Options: 2 managers hold calls ($930.8k notional), 1 hold puts ($53.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 164Q4 22: 183Q1 23: 180Q2 23: 182Q3 23: 176Q4 23: 186Q1 24: 187187Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022164
Q4 2022183
Q1 2023180
Q2 2023182
Q3 2023176
Q4 2023186
Q1 2024187

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 87 bought or addedQ1 23: 79 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 90 bought or addedQ4 23: 62 cut or sold outQ4 23Q1 24: 88 bought or addedQ1 24: 81 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228770
Q1 20238779
Q2 20237587
Q3 20237884
Q4 20239062
Q1 20248881

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 23 calls: $565.4kQ2 23 puts: $74.8kQ2 23P/C 0.13Q3 23 calls: $419.6kQ3 23 puts: $606.0kQ3 23P/C 1.44Q4 23 calls: $821.0kQ4 23 puts: $669.3kQ4 23P/C 0.82Q1 24 calls: $930.8kQ1 24 puts: $53.9kQ1 24P/C 0.06
Numbers
QuarterCallsPutsP/C
Q2 2023$565.4k$74.8k0.13
Q3 2023$419.6k$606.0k1.44
Q4 2023$821.0k$669.3k0.82
Q1 2024$930.8k$53.9k0.06

Biggest buyers

MORGAN STANLEY Added +2,720,282+2.7m
BANK OF AMERICA CORP /DE/ Added +215,188+215.2k
Cetera Investment Advisers New +207,297+207.3k
LPL Financial LLC Added +83,355+83.4k
Mariner, LLC New +82,024+82.0k
Atria Investments, Inc New +81,407+81.4k
WELLS FARGO & COMPANY/MN Added +57,942+57.9k
ENVESTNET ASSET MANAGEMENT INC Added +46,557+46.6k
Transamerica Financial Advisors, LLC Added +34,155+34.2k
Savoie Capital LLC New +31,000+31.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -511,972-512.0k
EVERGREEN CAPITAL MANAGEMENT LLC Sold out -446,903-446.9k
Cetera Advisor Networks LLC Sold out -156,906-156.9k
Legacy Capital Wealth Partners, LLC Sold out -39,147-39.1k
Advisor Resource Council Reduced -29,365-29.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -19,449-19.4k
Teamwork Financial Advisors, LLC Sold out -15,424-15.4k
Zega Financial, LLC Sold out -15,424-15.4k
RENAISSANCE TECHNOLOGIES LLC Sold out -14,700-14.7k
AVANTAX ADVISORY SERVICES, INC. Reduced -10,892-10.9k

Biggest calls

CITADEL ADVISORS LLC Added $573.2k11.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $357.6k7.3k shares

Biggest puts

CITADEL ADVISORS LLC New $53.9k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,653,5767.7m $374.9m $374.9m 0.01% Added +2.7m +2,720,282
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,011,0512.0m $98.5m $98.5m 0.01% Added +215.2k +215,188
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 818,842818.8k $40.1m $40.1m 0.02% Added +83.4k +83,355
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 708,480708.5k $34.7m $34.7m 0.01% Added +20.1k +20,088
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 591,712591.7k $29.0m $29.0m 0.01% Added +57.9k +57,942
6 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 423,461423.5k $20.7m $20.7m 0.01% Reduced -10.3k -10,336
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 330,920330.9k $16.2m $16.2m 0.01% Added +46.6k +46,557
8 GenTrust, LLC 0.92% of their portfolio MIAMI, FL 304,529304.5k $14.9m $14.9m 0.92% Added +742 +742
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 298,522298.5k $14.6m $14.6m 0.00% Reduced -9.9k -9,854
10 Annandale Capital, LLC 3.22% of their portfolio DALLAS, TX 290,670290.7k $14.2m $14.2m 3.22% Added +10.7k +10,666
11 Curran Financial Partners, LLC 3.62% of their portfolio DANIEL ISLAND, SC 212,716212.7k $10.4m $10.4m 3.62% Added +3.3k +3,273
12 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 207,297207.3k $10.2m $10.2m 0.02% New
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 201,906201.9k $9.9m $9.9m 0.01% Added +11.7k +11,713
14 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 199,955200.0k $9.8m $9.8m 0.05% Added +13.0k +12,972
15 MAI Capital Management 0.10% of their portfolio INDEPENDENCE, OH 190,282190.3k $9.3m $9.3m 0.10% Reduced -6.6k -6,571
16 Connectus Wealth, LLC 0.25% of their portfolio CINCINNATI, OH 188,513188.5k $9.2m $9.2m 0.25% Added +920 +920
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 180,941180.9k $8.9m $8.9m 0.01% Reduced -2.8k -2,820
18 Fielder Capital Group LLC 3.83% of their portfolio NASHVILLE, TN 174,937174.9k $8.6m $8.6m 3.83% Added +21.6k +21,579
19 PRINCIPAL SECURITIES, INC. 0.24% of their portfolio DES MOINES, IA 159,117159.1k $7.8m $7.8m 0.24% Added +8.6k +8,600
20 Baker Avenue Asset Management, LP 0.27% of their portfolio SAN FRANCISCO, CA 140,140140.1k $6.9m $6.9m 0.27% Reduced -3.0k -2,997
21 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 135,194135.2k $6.6m $6.6m 0.01% Reduced -725 -725
22 Destiny Wealth Partners, LLC 1.18% of their portfolio TAVARES, FL 134,475134.5k $6.6m $6.6m 1.18% Added +5.4k +5,434
23 Global Endowment Management, LP 0.56% of their portfolio CHARLOTTE, NC 110,000110.0k $5.4m $5.4m 0.56% Unchanged
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 101,582101.6k $5.0m $5.0m 0.00% Reduced -512.0k -511,972
25 THOR INVESTMENT MANAGEMENT INC /OH/ /ADV 3.49% of their portfolio CINCINNATI, OH 89,89889.9k $4.4m $4.4m 3.49% Added +5.2k +5,174
26 SOL Capital Management CO 0.53% of their portfolio ROCKVILLE, MD 86,51686.5k $4.2m $4.2m 0.53% Added +50 +50
27 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 83,86083.9k $4.1m $4.1m 0.01% Added +8.6k +8,578
28 Fortis Advisors, LLC 2.75% of their portfolio WAYNE, PA 83,78083.8k $4.1m $4.1m 2.75% Added +629 +629
29 Mariner, LLC 0.01% of their portfolio Overland Park, KS 82,02482.0k $4.0m $4.0m 0.01% New
30 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 81,40781.4k $4.0m $4.0m 0.05% New
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 79,93979.9k $3.9m $3.9m 0.00% Reduced -152 -152
32 KMG FIDUCIARY PARTNERS, LLC 0.40% of their portfolio TOLEDO, OH 79,37779.4k $3.9m $3.9m 0.40% Reduced -117 -117
33 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 78,07578.1k $3.8m $3.8m 0.01% Added +1.9k +1,949
34 Trinity Legacy Partners, LLC 1.07% of their portfolio HOUSTON, TX 74,68974.7k $3.7m $3.7m 1.07% Reduced -1.4k -1,366
35 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 74,42274.4k $3.6m $3.6m 0.12% Added +27.8k +27,809
36 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 70,33970.3k $3.4m $3.4m 0.03% Reduced -5.3k -5,265
37 Old Port Advisors 1.05% of their portfolio PORTLAND, ME 70,15170.2k $3.4m $3.4m 1.05% Added +5.5k +5,493
38 Essex LLC 0.74% of their portfolio DEER PARK, IL 65,36265.4k $3.2m $3.2m 0.74% Reduced -3.0k -3,036
39 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,16865.2k $3.2m $3.2m 0.01% Added +5.2k +5,151
40 Stratos Wealth Advisors, LLC 0.19% of their portfolio BEACHWOOD, OH 64,72264.7k $3.2m $3.2m 0.19% Added +1.9k +1,900
41 Verity & Verity, LLC 0.17% of their portfolio BEAUFORT, SC 62,57662.6k $3.1m $3.1m 0.17% Added +2.3k +2,274
42 Fiduciary Alliance LLC 0.53% of their portfolio GREENVILLE, SC 61,31061.3k $3.0m $3.0m 0.53% Reduced -5.3k -5,273
43 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 60,98461.0k $3.0m $3.0m 0.03% Reduced -3.5k -3,483
44 Glassy Mountain Advisors, Inc. 1.08% of their portfolio BETHESDA, MD 58,42658.4k $2.9m $2.9m 1.08% Added +929 +929
45 Ameraudi Asset Management, Inc. 1.31% of their portfolio New York, NY 57,25357.3k $2.8m $2.8m 1.31% Reduced -4.4k -4,440
46 SeaCrest Wealth Management, LLC 0.33% of their portfolio PURCHASE, NY 55,74755.7k $2.7m $2.7m 0.33% Added +6.2k +6,163
47 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 55,14255.1k $2.7m $2.7m 0.01% Reduced -8.9k -8,881
48 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 51,67351.7k $2.5m $2.5m 0.01% Added +3.6k +3,612
49 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.18% of their portfolio KNOXVILLE, TN 46,69646.7k $2.3m $2.3m 0.18% Reduced -2.1k -2,092
50 Argent Advisors, Inc. 0.84% of their portfolio RUSTON, LA 43,19143.2k $2.1m $2.1m 0.84% Reduced -1.2k -1,237
51 Greytown Advisors Inc. 1.19% of their portfolio MIAMI, FL 43,04843.0k $2.1m $2.1m 1.19% Added +8.0k +8,031
52 Bollard Group LLC 0.06% of their portfolio BOSTON, MA 42,84642.8k $2.1m $2.1m 0.06% Added +563 +563
53 Sageworth Trust Co 0.13% of their portfolio LANCASTER, PA 41,77441.8k $2.0m $2.0m 0.13% Unchanged
54 Venturi Wealth Management, LLC 0.13% of their portfolio AUSTIN, TX 41,50741.5k $2.0m $2.0m 0.13% Reduced -3.2k -3,166
55 NAPLES GLOBAL ADVISORS, LLC 0.20% of their portfolio NAPLES, FL 40,13440.1k $2.0m $2.0m 0.20% Reduced -645 -645
56 COMERICA BANK 0.01% of their portfolio DALLAS, TX 39,99940.0k $2.0m $2.0m 0.01% Reduced -653 -653
57 Great Diamond Partners, LLC 0.41% of their portfolio Portland, ME 36,48736.5k $1.8m $1.8m 0.41% Added +265 +265
58 Ironsides Asset Advisors, LLC 0.58% of their portfolio ROCKY MOUNT, NC 34,50834.5k $1.7m $1.7m 0.58% Added +3.7k +3,700
59 Transamerica Financial Advisors, LLC 0.17% of their portfolio CEDAR RAPIDS, IA 34,15634.2k $1.7m $1.7m 0.17% Added +34.2k +34,155
60 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 33,91933.9k $1.7m $1.7m 0.05% Added +199 +199
61 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 33,40233.4k $1.6m $1.6m 0.00% Added +1.4k +1,402
62 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 32,73832.7k $1.6m $1.6m 0.05% Added +375 +375
63 Transform Wealth, LLC 0.15% of their portfolio GREENWOOD VILLAGE, CO 32,17632.2k $1.6m $1.6m 0.15% Reduced -1.7k -1,719
64 Savoie Capital LLC 0.21% of their portfolio CHICAGO, IL 31,00031.0k $1.5m $1.5m 0.21% New
65 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 30,94630.9k $1.5m $1.5m 0.06% Added +549 +549
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 29,29129.3k $1.4m $1.4m 0.00% Reduced -1.8k -1,817
67 LEAVELL INVESTMENT MANAGEMENT, INC. 0.08% of their portfolio MOBILE, AL 28,00428.0k $1.4m $1.4m 0.08% Added +2.8k +2,773
68 Mango Five Family, Inc. 0.46% of their portfolio RENO, NV 28,00028.0k $1.4m $1.4m 0.46% Reduced -3.0k -3,000
69 Investors Research Corp 0.30% of their portfolio ATLANTA, GA 25,85925.9k $1.3m $1.3m 0.30% Reduced -995 -995
70 Stamos Capital Partners, L.P. 0.29% of their portfolio Menlo Park, CA 25,67025.7k $1.3m $1.3m 0.29% Reduced -1.3k -1,300
71 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,35025.4k $1.2m $1.2m 0.00% Reduced -8.8k -8,848
72 Arlington Trust Co LLC 0.31% of their portfolio BIRMINGHAM, AL 24,36824.4k $1.2m $1.2m 0.31% Unchanged
73 Outlook Wealth Advisors, LLC 0.35% of their portfolio SHENANDOAH, TX 23,31023.3k $1.1m $1.1m 0.35% Added +513 +513
74 CoreFirst Bank & Trust 0.71% of their portfolio TOPEKA, KS 23,09823.1k $1.1m $1.1m 0.71% Added +265 +265
75 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 22,25022.2k $1.1m $1.1m 0.03% Added +10.8k +10,817
76 NTV Asset Management LLC 0.16% of their portfolio Charleston, WV 21,55021.6k $1.1m $1.1m 0.16% Reduced -1.0k -1,000
77 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 19,03019.0k $932.0k $932.0k 0.00% New
78 Aurora Private Wealth, Inc. 0.74% of their portfolio ROCKAWAY, NJ 17,38117.4k $852.0k $852.0k 0.74% Added +950 +950
79 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,37417.4k $851.1k $851.1k 0.01% Added +2.9k +2,897
80 Anson Capital, Inc. 1.20% of their portfolio TYRONE, GA 17,09017.1k $837.2k $837.2k 1.20% Added +139 +139
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,97417.0k $832.0k $832.0k 0.00% Added +1.2k +1,244
82 Aaron Wealth Advisors LLC 0.12% of their portfolio Chicago, IL 16,87216.9k $826.6k $826.6k 0.12% Unchanged
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,75316.8k $820.7k $820.7k 0.00% Unchanged
84 Americana Partners, LLC 0.07% of their portfolio Houston, TX 16,00016.0k $783.8k $783.8k 0.07% New
85 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 15,95916.0k $781.8k $781.8k 0.01% New
86 &PARTNERS 0.11% of their portfolio NASHVILLE, TN 15,67815.7k $768.1k $768.1k 0.11% New
87 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 15,63915.6k $766.2k $766.2k 0.00% New
88 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 14,70014.7k $720.2k $720.2k 0.02% Unchanged
89 One Charles Private Wealth Services, LLC 0.31% of their portfolio HINGHAM, MA 14,53014.5k $711.8k $711.8k 0.31% Added +1.2k +1,207
90 Legacy PCG, LLC 0.44% of their portfolio IRVINE, CA 14,42214.4k $706.5k $706.5k 0.44% Reduced -124 -124
91 Delta Financial Group, Inc. 0.20% of their portfolio BASKING RIDGE, NJ 14,01114.0k $686.0k $686.0k 0.20% Reduced -293 -293
92 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 13,89913.9k $681.0k $681.0k 0.05% Added +6.7k +6,699
93 Delta Wealth Advisors LLC 0.68% of their portfolio INDIANAPOLIS, IN 13,42313.4k $657.6k $657.6k 0.68% First filing
94 Advisor Resource Council 0.25% of their portfolio DALLAS, TX 12,97813.0k $579.1k $579.1k 0.25% Reduced -29.4k -29,365
95 FOSTER & MOTLEY INC 0.04% of their portfolio CINCINNATI, OH 12,91312.9k $633.0k $633.0k 0.04% Reduced -749 -749
96 Birch Capital Management, LLC 0.33% of their portfolio DALLAS, TX 12,81712.8k $627.9k $627.9k 0.33% Added +10.9k +10,912
97 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 12,73712.7k $624.0k $624.0k 0.00% New
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,41012.4k $608.0k $608.0k 0.00% New
99 Bright Futures Wealth Management, LLC. 0.33% of their portfolio WEBSTER, NY 14580, NY 11,97312.0k $608.9k $608.9k 0.33% First filing
100 Resurgent Financial Advisors LLC 0.31% of their portfolio ATLANTA, GA 11,74411.7k $575.3k $575.3k 0.31% Added +1.6k +1,633