Vault-13

GLOBAL X FDS MLPX

GLB X MLP ENRG I · ETP · CUSIP 37954Y293

186 institutional holders +10 vs Q3 2023
16,557,88516.6m shares reported held*
$738.8mreported value*
18 new 72 added 50 reduced 12 sold out net bought ≈ $135.9m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.62. Options: 2 managers hold calls ($821.0k notional), 1 hold puts ($669.3k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 164Q4 22: 183Q1 23: 180Q2 23: 182Q3 23: 176Q4 23: 186186Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022164
Q4 2022183
Q1 2023180
Q2 2023182
Q3 2023176
Q4 2023186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 87 bought or addedQ1 23: 79 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 90 bought or addedQ4 23: 62 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228770
Q1 20238779
Q2 20237587
Q3 20237884
Q4 20239062

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $775.0kQ1 23 puts: $16.0kQ1 23P/C 0.02Q2 23 calls: $565.4kQ2 23 puts: $74.8kQ2 23P/C 0.13Q3 23 calls: $419.6kQ3 23 puts: $606.0kQ3 23P/C 1.44Q4 23 calls: $821.0kQ4 23 puts: $669.3kQ4 23P/C 0.82
Numbers
QuarterCallsPutsP/C
Q1 2023$775.0k$16.0k0.02
Q2 2023$565.4k$74.8k0.13
Q3 2023$419.6k$606.0k1.44
Q4 2023$821.0k$669.3k0.82

Biggest buyers

MORGAN STANLEY Added +2,432,099+2.4m
JPMORGAN CHASE & CO Added +569,180+569.2k
STIFEL FINANCIAL CORP Added +107,496+107.5k
Cerity Partners LLC New +76,126+76.1k
Advisor Resource Council Added +30,748+30.7k
Arlington Trust Co LLC New +24,368+24.4k
Verity & Verity, LLC Added +22,055+22.1k
LPL Financial LLC Added +20,234+20.2k
ROYAL BANK OF CANADA Added +15,687+15.7k
Atria Wealth Solutions, Inc. Added +14,797+14.8k

Biggest sellers

Global Endowment Management, LP Reduced -105,000-105.0k
WELLS FARGO & COMPANY/MN Reduced -59,919-59.9k
Savoie Capital LLC Sold out -31,000-31.0k
Americana Partners, LLC Sold out -24,888-24.9k
TWO SIGMA INVESTMENTS, LP Sold out -19,300-19.3k
AE Wealth Management LLC Sold out -16,731-16.7k
Private Capital Advisors, Inc. Reduced -16,000-16.0k
OSAIC HOLDINGS, INC. Reduced -14,401-14.4k
Annandale Capital, LLC Reduced -11,525-11.5k
GenTrust, LLC Reduced -11,296-11.3k

Biggest calls

CITADEL ADVISORS LLC Added $468.5k10.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $352.5k7.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $669.3k15.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,933,2944.9m $220.1m $220.1m 0.01% Added +2.4m +2,432,099
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,795,8631.8m $80.1m $80.1m 0.01% Added +12.6k +12,557
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 735,487735.5k $32.8m $32.8m 0.02% Added +20.2k +20,234
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 688,392688.4k $30.7m $30.7m 0.01% Added +15.7k +15,687
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 613,554613.6k $27.4m $27.4m 0.00% Added +569.2k +569,180
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 533,770533.8k $23.8m $23.8m 0.01% Reduced -59.9k -59,919
7 EVERGREEN CAPITAL MANAGEMENT LLC 0.81% of their portfolio Bellevue, WA 446,903446.9k $19.9m $19.9m 0.81% Added +7.9k +7,902
8 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 433,797433.8k $19.4m $19.4m 0.02% Added +3.5k +3,533
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 308,376308.4k $13.8m $13.8m 0.01% Added +2.8k +2,799
10 GenTrust, LLC 0.90% of their portfolio MIAMI, FL 303,787303.8k $13.6m $13.6m 0.90% Reduced -11.3k -11,296
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 284,363284.4k $12.7m $12.7m 0.01% Added +2.1k +2,088
12 Annandale Capital, LLC 2.91% of their portfolio DALLAS, TX 280,004280.0k $12.5m $12.5m 2.91% Reduced -11.5k -11,525
13 Curran Financial Partners, LLC 3.55% of their portfolio DANIEL ISLAND, SC 209,443209.4k $9.3m $9.3m 3.55% Added +5.4k +5,383
14 MAI Capital Management 0.12% of their portfolio INDEPENDENCE, OH 196,853196.9k $8.8m $8.8m 0.12% Reduced -10.5k -10,455
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 190,193190.2k $8.5m $8.5m 0.01% Added +107.5k +107,496
16 Connectus Wealth, LLC 0.17% of their portfolio CINCINNATI, OH 187,593187.6k $8.4m $8.4m 0.17% Reduced -3.3k -3,280
17 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 186,983187.0k $8.3m $8.3m 0.05% Reduced -1.8k -1,770
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 183,761183.8k $8.2m $8.2m 0.01% Reduced -3.9k -3,894
19 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 156,906156.9k $7.0m $7.0m 0.04% Added +2.1k +2,118
20 Fielder Capital Group LLC 4.13% of their portfolio NASHVILLE, TN 153,358153.4k $6.8m $6.8m 4.13% First filing
21 PRINCIPAL SECURITIES, INC. 0.25% of their portfolio DES MOINES, IA 150,517150.5k $6.7m $6.7m 0.25% First filing
22 Baker Avenue Asset Management, LP 0.28% of their portfolio SAN FRANCISCO, CA 143,137143.1k $6.4m $6.4m 0.28% Added +14.7k +14,670
23 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 135,919135.9k $6.1m $6.1m 0.01% Added +1.5k +1,480
24 Destiny Wealth Partners, LLC 1.09% of their portfolio TAVARES, FL 129,041129.0k $5.8m $5.8m 1.09% Added +2.4k +2,442
25 Global Endowment Management, LP 0.55% of their portfolio CHARLOTTE, NC 110,000110.0k $4.9m $4.9m 0.55% Reduced -105.0k -105,000
26 SOL Capital Management CO 0.52% of their portfolio ROCKVILLE, MD 86,46686.5k $3.9m $3.9m 0.52% Reduced -9.5k -9,506
27 THOR INVESTMENT MANAGEMENT INC /OH/ /ADV 3.30% of their portfolio CINCINNATI, OH 84,72484.7k $3.8m $3.8m 3.30% First filing
28 Fortis Advisors, LLC 2.65% of their portfolio WAYNE, PA 83,15183.2k $3.7m $3.7m 2.65% Reduced -66 -66
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 80,09180.1k $3.6m $3.6m 0.00% Added +4.6k +4,595
30 KMG FIDUCIARY PARTNERS, LLC 0.41% of their portfolio TOLEDO, OH 79,49479.5k $3.5m $3.5m 0.41% Added +1.1k +1,089
31 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 76,12676.1k $3.4m $3.4m 0.01% New
32 Trinity Legacy Partners, LLC 1.07% of their portfolio HOUSTON, TX 76,05576.1k $3.4m $3.4m 1.07% Added +537 +537
33 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 75,60475.6k $3.3m $3.3m 0.03% Added +166 +166
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 75,28275.3k $3.4m $3.4m 0.01% Added +8.7k +8,731
35 Essex LLC 0.76% of their portfolio DEER PARK, IL 68,39868.4k $3.1m $3.1m 0.76% Reduced -3.0k -2,980
36 Fiduciary Alliance LLC 0.59% of their portfolio GREENVILLE, SC 66,58366.6k $3.0m $3.0m 0.59% Added +7.4k +7,401
37 Old Port Advisors 0.96% of their portfolio PORTLAND, ME 64,65864.7k $2.9m $2.9m 0.96% Added +2.3k +2,325
38 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 64,46764.5k $2.9m $2.9m 0.04% Added +14.8k +14,797
39 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 64,02364.0k $2.9m $2.9m 0.00% Reduced -14.4k -14,401
40 Stratos Wealth Advisors, LLC 0.16% of their portfolio BEACHWOOD, OH 62,82262.8k $2.8m $2.8m 0.16% Added +308 +308
41 Ameraudi Asset Management, Inc. 1.21% of their portfolio New York, NY 61,69361.7k $2.8m $2.8m 1.21% Reduced -6.4k -6,369
42 Verity & Verity, LLC 0.16% of their portfolio BEAUFORT, SC 60,30260.3k $2.7m $2.7m 0.16% Added +22.1k +22,055
43 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 60,01760.0k $2.7m $2.7m 0.01% Reduced -3.8k -3,774
44 Engrave Wealth Partners LLC 0.76% of their portfolio SPRING, TX 59,28259.3k $2.6m $2.6m 0.76% Added +10.7k +10,686
45 Glassy Mountain Advisors, Inc. 1.06% of their portfolio BETHESDA, MD 57,49757.5k $2.6m $2.6m 1.06% Added +4.0k +4,028
46 SeaCrest Wealth Management, LLC 0.28% of their portfolio PURCHASE, NY 49,58449.6k $2.2m $2.2m 0.28% Added +1.1k +1,096
47 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.19% of their portfolio KNOXVILLE, TN 48,78848.8k $2.2m $2.2m 0.19% Added +466 +466
48 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 48,06148.1k $2.1m $2.1m 0.01% Added +204 +204
49 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 46,61346.6k $2.1m $2.1m 0.08% Added +4.3k +4,340
50 Venturi Wealth Management, LLC 0.14% of their portfolio AUSTIN, TX 44,67344.7k $2.0m $2.0m 0.14% Reduced -7.3k -7,294
51 Argent Advisors, Inc. 0.87% of their portfolio RUSTON, LA 44,42844.4k $2.0m $2.0m 0.87% Reduced -873 -873
52 Advisor Resource Council 0.22% of their portfolio DALLAS, TX 42,34342.3k $1.9m $1.9m 0.22% Added +30.7k +30,748
53 Bollard Group LLC 0.07% of their portfolio BOSTON, MA 42,28342.3k $1.9m $1.9m 0.07% Added +573 +573
54 Sageworth Trust Co 0.13% of their portfolio LANCASTER, PA 41,77441.8k $1.9m $1.9m 0.13% Unchanged
55 NAPLES GLOBAL ADVISORS, LLC 0.20% of their portfolio NAPLES, FL 40,77940.8k $1.8m $1.8m 0.20% Added +791 +791
56 COMERICA BANK 0.01% of their portfolio DALLAS, TX 40,65240.7k $1.8m $1.8m 0.01% Added +267 +267
57 Legacy Capital Wealth Partners, LLC 0.49% of their portfolio LITTLE ROCK, AR 39,14739.1k $1.7m $1.7m 0.49% Reduced -5.8k -5,815
58 Great Diamond Partners, LLC 0.40% of their portfolio Portland, ME 36,22236.2k $1.6m $1.6m 0.40% Added +177 +177
59 Greytown Advisors Inc. 0.86% of their portfolio MIAMI, FL 35,01735.0k $1.6m $1.6m 0.86% Reduced -3.1k -3,140
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,19834.2k $1.5m $1.5m 0.00% Added +3.1k +3,065
61 Transform Wealth, LLC 0.15% of their portfolio GREENWOOD VILLAGE, CO 33,89533.9k $1.5m $1.5m 0.15% Reduced -2.0k -2,001
62 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 33,72033.7k $1.5m $1.5m 0.06% Reduced -337 -337
63 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 32,36332.4k $1.4m $1.4m 0.05% Reduced -842 -842
64 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 32,00032.0k $1.4m $1.4m 0.00% Reduced -8.4k -8,366
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 31,10831.1k $1.4m $1.4m 0.00% Added +1.8k +1,781
66 Mango Five Family, Inc. 0.52% of their portfolio RENO, NV 31,00031.0k $1.4m $1.4m 0.52% First filing
67 Ironsides Asset Advisors, LLC 0.60% of their portfolio ROCKY MOUNT, NC 30,80830.8k $1.4m $1.4m 0.60% Added +4.2k +4,178
68 GeoWealth Management, LLC 0.11% of their portfolio CHICAGO, IL 30,39730.4k $1.4m $1.4m 0.11% Reduced -4.0k -3,971
69 Stamos Capital Partners, L.P. 0.33% of their portfolio Menlo Park, CA 26,97027.0k $1.2m $1.2m 0.33% Added +3.9k +3,870
70 Investors Research Corp 0.29% of their portfolio ATLANTA, GA 26,85426.9k $1.2m $1.2m 0.29% Reduced -204 -204
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,49025.5k $1.1m $1.1m 0.00% Added +3.4k +3,438
72 LEAVELL INVESTMENT MANAGEMENT, INC. 0.07% of their portfolio MOBILE, AL 25,23125.2k $1.1m $1.1m 0.07% Added +4.2k +4,220
73 Arlington Trust Co LLC 0.30% of their portfolio BIRMINGHAM, AL 24,36824.4k $1.1m $1.1m 0.30% New
74 CoreFirst Bank & Trust 0.68% of their portfolio TOPEKA, KS 22,83322.8k $1.0m $1.0m 0.68% Added +2.7k +2,733
75 Outlook Wealth Advisors, LLC 0.36% of their portfolio SHENANDOAH, TX 22,79722.8k $1.0m $1.0m 0.36% Added +670 +670
76 NTV Asset Management LLC 0.17% of their portfolio Charleston, WV 22,55022.6k $1.0m $1.0m 0.17% Unchanged
77 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,05717.1k $761.1k $761.1k 0.01% Added +11.0k +10,977
78 Anson Capital, Inc. 1.25% of their portfolio TYRONE, GA 16,95117.0k $756.4k $756.4k 1.25% Reduced -5.3k -5,304
79 Aaron Wealth Advisors LLC 0.12% of their portfolio Chicago, IL 16,87216.9k $752.8k $752.8k 0.12% Unchanged
80 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,75316.8k $747.5k $747.5k 0.00% Unchanged
81 Aurora Private Wealth, Inc. 0.69% of their portfolio ROCKAWAY, NJ 16,43116.4k $733.0k $733.0k 0.69% Added +627 +627
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 15,73015.7k $702.0k $702.0k 0.00% Reduced -1.2k -1,170
83 Zega Financial, LLC 0.29% of their portfolio Palm Beach Gardens, FL 15,42415.4k $688.2k $688.2k 0.29% First filing
84 Teamwork Financial Advisors, LLC 0.12% of their portfolio San Antonio, TX 15,42415.4k $688.2k $688.2k 0.12% Reduced -295 -295
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,70014.7k $656.0k $656.0k 0.00% Added +2.0k +2,006
86 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 14,70014.7k $655.9k $655.9k 0.02% Added +500 +500
87 Legacy PCG, LLC 0.45% of their portfolio IRVINE, CA 14,54614.5k $649.1k $649.1k 0.45% Reduced -2.7k -2,733
88 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 14,47714.5k $646.0k $646.0k 0.01% Reduced -11.3k -11,257
89 Delta Financial Group, Inc. 0.20% of their portfolio BASKING RIDGE, NJ 14,30414.3k $638.0k $638.0k 0.20% Added +8 +8
90 FOSTER & MOTLEY INC 0.05% of their portfolio CINCINNATI, OH 13,66213.7k $610.0k $610.0k 0.05% Reduced -486 -486
91 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,40013.4k $597.9k $597.9k 0.00% Added +343 +343
92 One Charles Private Wealth Services, LLC 0.31% of their portfolio HINGHAM, MA 13,32313.3k $594.5k $594.5k 0.31% Reduced -541 -541
93 Collaborative Wealth Managment Inc. 0.29% of their portfolio LAKE MARY, FL 12,08512.1k $539.2k $539.2k 0.29% Reduced -44 -44
94 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 11,43311.4k $510.1k $510.1k 0.01% Reduced -8.4k -8,409
95 ORBA Wealth Advisors, L.L.C. 0.28% of their portfolio CHICAGO, IL 10,33910.3k $461.3k $461.3k 0.28% First filing
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,14510.1k $452.7k $452.7k 0.01% Unchanged
97 Resurgent Financial Advisors LLC 0.28% of their portfolio ATLANTA, GA 10,11110.1k $451.2k $451.2k 0.28% Added +1.2k +1,191
98 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.05% of their portfolio Westlake, OH 9,7259.7k $433.9k $433.9k 0.05% Unchanged
99 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 9,6699.7k $431.5k $431.5k 0.01% Added +2.1k +2,093
100 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 9,6489.6k $429.4k $429.4k 0.00% Added +69 +69