Vault-13

GLOBAL X FDS MLPX

GLB X MLP ENRG I · ETP · CUSIP 37954Y293

176 institutional holders -6 vs Q2 2023
13,371,56513.4m shares reported held*
$566.7mreported value*
17 new 61 added 58 reduced 26 sold out net sold ≈ $19.6m (-499.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.38. Options: 1 managers hold calls ($419.6k notional), 1 hold puts ($606.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 164Q4 22: 183Q1 23: 180Q2 23: 182Q3 23: 176176Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022164
Q4 2022183
Q1 2023180
Q2 2023182
Q3 2023176

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 87 bought or addedQ1 23: 79 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 84 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228770
Q1 20238779
Q2 20237587
Q3 20237884

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $676.6kQ4 22 puts: $460.6kQ4 22P/C 0.68Q1 23 calls: $775.0kQ1 23 puts: $16.0kQ1 23P/C 0.02Q2 23 calls: $565.4kQ2 23 puts: $74.8kQ2 23P/C 0.13Q3 23 calls: $419.6kQ3 23 puts: $606.0kQ3 23P/C 1.44
Numbers
QuarterCallsPutsP/C
Q4 2022$676.6k$460.6k0.68
Q1 2023$775.0k$16.0k0.02
Q2 2023$565.4k$74.8k0.13
Q3 2023$419.6k$606.0k1.44

Biggest buyers

Baker Avenue Asset Management, LP Added +86,595+86.6k
BANK OF AMERICA CORP /DE/ Added +45,368+45.4k
Legacy Capital Wealth Partners, LLC New +44,962+45.0k
Dynamic Advisor Solutions LLC New +42,273+42.3k
COMERICA BANK New +40,385+40.4k
JPMORGAN CHASE & CO Added +35,693+35.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +29,327+29.3k
Atria Wealth Solutions, Inc. Added +27,772+27.8k
Engrave Wealth Partners LLC Added +18,786+18.8k
STIFEL FINANCIAL CORP Added +16,279+16.3k

Biggest sellers

Morningstar Investment Services LLC Sold out -239,361-239.4k
GenTrust, LLC Reduced -87,346-87.3k
Cerity Partners LLC Sold out -74,233-74.2k
MORGAN STANLEY Reduced -71,814-71.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -69,532-69.5k
Trinity Legacy Partners, LLC Reduced -63,879-63.9k
Fortis Advisors, LLC Reduced -54,000-54.0k
LPL Financial LLC Reduced -48,696-48.7k
Verity & Verity, LLC Reduced -42,119-42.1k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -41,378-41.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $419.6k9.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $606.0k14.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,501,1952.5m $106.0m $106.0m 0.01% Reduced -71.8k -71,814
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,783,3061.8m $75.6m $75.6m 0.01% Added +45.4k +45,368
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 715,253715.3k $30.3m $30.3m 0.02% Reduced -48.7k -48,696
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 672,705672.7k $28.5m $28.5m 0.01% Added +6.4k +6,387
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 593,689593.7k $25.2m $25.2m 0.01% Added +2.0k +1,974
6 EVERGREEN CAPITAL MANAGEMENT LLC 0.82% of their portfolio Bellevue, WA 439,001439.0k $18.6m $18.6m 0.82% Added +2.0k +1,978
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 430,264430.3k $18.2m $18.2m 0.02% Reduced -2.0k -1,994
8 GenTrust, LLC 0.94% of their portfolio MIAMI, FL 315,083315.1k $13.4m $13.4m 0.94% Reduced -87.3k -87,346
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 305,577305.6k $13.0m $13.0m 0.01% Reduced -11.6k -11,610
10 Annandale Capital, LLC 3.69% of their portfolio DALLAS, TX 291,529291.5k $12.4m $12.4m 3.69% Reduced -105 -105
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 282,275282.3k $12.0m $12.0m 0.01% Reduced -69.5k -69,532
12 Global Endowment Management, LP 0.98% of their portfolio CHARLOTTE, NC 215,000215.0k $9.1m $9.1m 0.98% Unchanged
13 MAI Capital Management 0.13% of their portfolio INDEPENDENCE, OH 207,308207.3k $8.8m $8.8m 0.13% Reduced -11.4k -11,439
14 Curran Financial Partners, LLC 3.77% of their portfolio DANIEL ISLAND, SC 204,060204.1k $8.6m $8.6m 3.77% Added +5.7k +5,729
15 Connectus Wealth, LLC 0.18% of their portfolio CINCINNATI, OH 190,873190.9k $8.1m $8.1m 0.18% Added +1.2k +1,194
16 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 188,906188.9k $8.0m $8.0m 0.02% Added +2.4k +2,408
17 Cresset Asset Management, LLC 0.06% of their portfolio Chicago, IL 188,753188.8k $8.0m $8.0m 0.06% Added +1.4k +1,403
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 187,655187.7k $8.0m $8.0m 0.01% Added +2.8k +2,842
19 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 154,788154.8k $6.6m $6.6m 0.04% Reduced -2.3k -2,327
20 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 134,439134.4k $5.7m $5.7m 0.02% Added +1.2k +1,227
21 Baker Avenue Asset Management, LP 0.27% of their portfolio SAN FRANCISCO, CA 128,467128.5k $5.4m $5.4m 0.27% Added +86.6k +86,595
22 Destiny Wealth Partners, LLC 1.08% of their portfolio TAVARES, FL 126,599126.6k $5.4m $5.4m 1.08% Added +11.0k +10,969
23 SOL Capital Management CO 0.63% of their portfolio ROCKVILLE, MD 95,97296.0k $4.1m $4.1m 0.63% Reduced -4.0k -3,954
24 Golden Green, Inc. 4.09% of their portfolio Seneca, SC 92,14492.1k $3.9m $3.9m 4.09% Added +2.5k +2,522
25 Fortis Advisors, LLC 2.65% of their portfolio WAYNE, PA 83,21783.2k $3.5m $3.5m 2.65% Reduced -54.0k -54,000
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 82,69782.7k $3.5m $3.5m 0.00% Added +16.3k +16,279
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 78,42478.4k $3.3m $3.3m 0.00% Reduced -214 -214
28 KMG FIDUCIARY PARTNERS, LLC 0.44% of their portfolio TOLEDO, OH 78,40578.4k $3.3m $3.3m 0.44% Added +1.4k +1,435
29 Trinity Legacy Partners, LLC 1.11% of their portfolio HOUSTON, TX 75,51875.5k $3.2m $3.2m 1.11% Reduced -63.9k -63,879
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 75,49675.5k $3.2m $3.2m 0.00% Reduced -2.2k -2,205
31 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 75,43875.4k $3.2m $3.2m 0.04% Added +9.4k +9,424
32 Essex LLC 0.85% of their portfolio DEER PARK, IL 71,37871.4k $3.0m $3.0m 0.85% Reduced -7.8k -7,836
33 Ameraudi Asset Management, Inc. 1.37% of their portfolio New York, NY 68,06268.1k $2.9m $2.9m 1.37% Reduced -5.4k -5,408
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 66,55166.6k $2.8m $2.8m 0.01% Added +2.6k +2,617
35 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 63,79163.8k $2.7m $2.7m 0.01% Reduced -5.7k -5,653
36 Stratos Wealth Advisors, LLC 0.17% of their portfolio BEACHWOOD, OH 62,51462.5k $2.6m $2.6m 0.17% Reduced -3.0k -3,001
37 Old Port Advisors 0.96% of their portfolio PORTLAND, ME 62,33362.3k $2.6m $2.6m 0.96% First filing
38 Fiduciary Alliance LLC 0.58% of their portfolio GREENVILLE, SC 59,18259.2k $2.5m $2.5m 0.58% Added +3.5k +3,532
39 Glassy Mountain Advisors, Inc. 1.06% of their portfolio BETHESDA, MD 53,46953.5k $2.2m $2.2m 1.06% Added +2.4k +2,369
40 Venturi Wealth Management, LLC 0.17% of their portfolio AUSTIN, TX 51,96752.0k $2.2m $2.2m 0.17% Reduced -9.7k -9,722
41 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 49,67049.7k $2.1m $2.1m 0.03% Added +27.8k +27,772
42 Engrave Wealth Partners LLC 0.63% of their portfolio SPRING, TX 48,59648.6k $2.1m $2.1m 0.63% Added +18.8k +18,786
43 SeaCrest Wealth Management, LLC 0.27% of their portfolio PURCHASE, NY 48,48848.5k $2.1m $2.1m 0.27% Added +392 +392
44 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.19% of their portfolio KNOXVILLE, TN 48,32248.3k $2.0m $2.0m 0.19% Added +466 +466
45 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 47,85747.9k $2.0m $2.0m 0.01% Reduced -907 -907
46 Argent Advisors, Inc. 0.88% of their portfolio RUSTON, LA 45,30145.3k $1.9m $1.9m 0.88% Added +2.5k +2,477
47 Legacy Capital Wealth Partners, LLC 0.52% of their portfolio LITTLE ROCK, AR 44,96245.0k $1.9m $1.9m 0.52% New
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44,37444.4k $1.9m $1.9m 0.00% Added +35.7k +35,693
49 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 42,27342.3k $1.8m $1.8m 0.08% New
50 Sageworth Trust Co 0.13% of their portfolio LANCASTER, PA 41,77441.8k $1.8m $1.8m 0.13% Unchanged
51 Bollard Group LLC 0.07% of their portfolio BOSTON, MA 41,71041.7k $1.8m $1.8m 0.07% Added +584 +584
52 COMERICA BANK 0.01% of their portfolio DALLAS, TX 40,38540.4k $1.7m $1.7m 0.01% New
53 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 40,36640.4k $1.7m $1.7m 0.00% Reduced -423 -423
54 NAPLES GLOBAL ADVISORS, LLC 0.21% of their portfolio NAPLES, FL 39,98840.0k $1.7m $1.7m 0.21% Added +1.3k +1,345
55 Verity & Verity, LLC 0.20% of their portfolio BEAUFORT, SC 38,24738.2k $1.6m $1.6m 0.20% Reduced -42.1k -42,119
56 Greytown Advisors Inc. 0.92% of their portfolio MIAMI, FL 38,15738.2k $1.6m $1.6m 0.92% Added +7.2k +7,194
57 Great Diamond Partners, LLC 0.41% of their portfolio Portland, ME 36,04536.0k $1.5m $1.5m 0.41% Added +910 +910
58 Transform Wealth, LLC 0.16% of their portfolio GREENWOOD VILLAGE, CO 35,89635.9k $1.5m $1.5m 0.16% Added +15.4k +15,370
59 GeoWealth Management, LLC 0.17% of their portfolio CHICAGO, IL 34,36834.4k $1.5m $1.5m 0.17% Reduced -104 -104
60 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 34,05734.1k $1.4m $1.4m 0.06% Added +500 +500
61 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 33,20533.2k $1.4m $1.4m 0.05% Reduced -121 -121
62 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,13331.1k $1.3m $1.3m 0.00% Reduced -1.7k -1,716
63 Savoie Capital LLC 0.34% of their portfolio CHICAGO, IL 31,00031.0k $1.3m $1.3m 0.34% First filing
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 29,32729.3k $1.2m $1.2m 0.00% New
65 Investors Research Corp 0.30% of their portfolio ATLANTA, GA 27,05827.1k $1.1m $1.1m 0.30% Reduced -2.2k -2,227
66 Ironsides Asset Advisors, LLC 0.51% of their portfolio ROCKY MOUNT, NC 26,63026.6k $1.1m $1.1m 0.51% Added +1.1k +1,150
67 New Legacy Group, LLC 3.04% of their portfolio New York, NY 26,20026.2k $1.1m $1.1m 3.04% Unchanged
68 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 25,73425.7k $1.1m $1.1m 0.01% Reduced -3.7k -3,728
69 Americana Partners, LLC 0.11% of their portfolio Houston, TX 24,88824.9k $1.1m $1.1m 0.11% Unchanged
70 Private Capital Advisors, Inc. 0.05% of their portfolio DARIEN, CT 24,00024.0k $1.0m $1.0m 0.05% Added +16.0k +16,000
71 Stamos Capital Partners, L.P. 0.22% of their portfolio Menlo Park, CA 23,10023.1k $979.1k $979.1k 0.22% Reduced -4.7k -4,670
72 NTV Asset Management LLC 0.17% of their portfolio Charleston, WV 22,55022.6k $955.8k $955.8k 0.17% Added +500 +500
73 Anson Capital, Inc. 1.79% of their portfolio TYRONE, GA 22,25522.3k $943.3k $943.3k 1.79% Added +200 +200
74 Outlook Wealth Advisors, LLC 0.36% of their portfolio SHENANDOAH, TX 22,12722.1k $937.8k $937.8k 0.36% Added +6 +6
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,05222.1k $934.6k $934.6k 0.00% Added +13.2k +13,212
76 LEAVELL INVESTMENT MANAGEMENT, INC. 0.06% of their portfolio MOBILE, AL 21,01121.0k $891.0k $891.0k 0.06% Added +3.0k +3,027
77 CoreFirst Bank & Trust 0.61% of their portfolio TOPEKA, KS 20,10020.1k $851.9k $851.9k 0.61% Added +1.6k +1,575
78 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 19,84219.8k $841.0k $841.0k 0.03% Unchanged
79 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 19,30019.3k $818.0k $818.0k 0.00% Reduced -7.0k -6,991
80 Legacy PCG, LLC 0.55% of their portfolio IRVINE, CA 17,27917.3k $732.3k $732.3k 0.55% Reduced -917 -917
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,90016.9k $716.0k $716.0k 0.00% Reduced -16.1k -16,073
82 Aaron Wealth Advisors LLC 0.09% of their portfolio Chicago, IL 16,87216.9k $715.1k $715.1k 0.09% Unchanged
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,75316.8k $710.1k $710.1k 0.00% Reduced -5.4k -5,374
84 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,73116.7k $709.1k $709.1k 0.00% Reduced -1.5k -1,521
85 Aurora Private Wealth, Inc. 0.74% of their portfolio ROCKAWAY, NJ 15,80415.8k $670.0k $670.0k 0.74% Added +70 +70
86 Teamwork Financial Advisors, LLC 0.11% of their portfolio San Antonio, TX 15,71915.7k $666.2k $666.2k 0.11% Added +219 +219
87 Delta Financial Group, Inc. 0.21% of their portfolio BASKING RIDGE, NJ 14,29614.3k $606.0k $606.0k 0.21% Added +7 +7
88 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 14,20014.2k $601.9k $601.9k 0.02% Added +500 +500
89 FOSTER & MOTLEY INC 0.05% of their portfolio CINCINNATI, OH 14,14814.1k $600.0k $600.0k 0.05% Reduced -254 -254
90 One Charles Private Wealth Services, LLC 0.34% of their portfolio HINGHAM, MA 13,86413.9k $587.6k $587.6k 0.34% Added +1.9k +1,949
91 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,05713.1k $553.4k $553.4k 0.00% Added +28 +28
92 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 12,69412.7k $538.0k $538.0k 0.00% Added +2.1k +2,094
93 Collaborative Wealth Managment Inc. 0.31% of their portfolio LAKE MARY, FL 12,12912.1k $514.1k $514.1k 0.31% Reduced -361 -361
94 Advisor Resource Council 0.33% of their portfolio DALLAS, TX 11,59511.6k $491.4k $491.4k 0.33% Added +342 +342
95 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 10,99011.0k $465.8k $465.8k 0.04% Added +115 +115
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,14510.1k $430.0k $430.0k 0.01% Unchanged
97 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.05% of their portfolio Westlake, OH 9,7259.7k $412.2k $412.2k 0.05% Reduced -152 -152
98 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 9,5799.6k $406.0k $406.0k 0.00% Reduced -814 -814
99 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,0689.1k $384.3k $384.3k 0.01% Unchanged
100 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 9,0199.0k $382.3k $382.3k 0.01% Reduced -12.0k -11,981