Vault-13

GLOBAL X FDS MLPX

GLB X MLP ENRG I · ETP · CUSIP 37954Y293

182 institutional holders +2 vs Q1 2023
13,779,11113.8m shares reported held*
$571.3mreported value*
20 new 55 added 68 reduced 19 sold out net sold ≈ $7.2m (-163.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.46. Options: 1 managers hold calls ($565.4k notional), 1 hold puts ($74.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 164Q4 22: 183Q1 23: 180Q2 23: 182182Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022164
Q4 2022183
Q1 2023180
Q2 2023182

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 87 bought or addedQ1 23: 79 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 87 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228770
Q1 20238779
Q2 20237587

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $506.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $676.6kQ4 22 puts: $460.6kQ4 22P/C 0.68Q1 23 calls: $775.0kQ1 23 puts: $16.0kQ1 23P/C 0.02Q2 23 calls: $565.4kQ2 23 puts: $74.8kQ2 23P/C 0.13
Numbers
QuarterCallsPutsP/C
Q3 2022$506.0k$00.00
Q4 2022$676.6k$460.6k0.68
Q1 2023$775.0k$16.0k0.02
Q2 2023$565.4k$74.8k0.13

Biggest buyers

Connectus Wealth, LLC New +189,679+189.7k
BANK OF AMERICA CORP /DE/ Added +100,325+100.3k
NewEdge Advisors, LLC Added +65,374+65.4k
Glassy Mountain Advisors, Inc. New +51,100+51.1k
TWO SIGMA INVESTMENTS, LP New +26,291+26.3k
Americana Partners, LLC New +24,888+24.9k
Cresset Asset Management, LLC Added +19,180+19.2k
ENVESTNET ASSET MANAGEMENT INC Added +17,576+17.6k
Raymond James Financial Services Advisors, Inc. Added +16,696+16.7k
Annandale Capital, LLC Added +15,627+15.6k

Biggest sellers

WEALTH MANAGEMENT RESOURCES, INC. Sold out -137,218-137.2k
LPL Financial LLC Reduced -58,071-58.1k
RAYMOND JAMES & ASSOCIATES Reduced -57,906-57.9k
Verity & Verity, LLC Reduced -56,514-56.5k
Global Endowment Management, LP Reduced -50,000-50.0k
MORGAN STANLEY Reduced -48,464-48.5k
Legacy Capital Wealth Partners, LLC Sold out -45,225-45.2k
Sageworth Trust Co Reduced -40,585-40.6k
MAI Capital Management Reduced -40,160-40.2k
Kestra Advisory Services, LLC Reduced -40,068-40.1k

Biggest calls

CITADEL ADVISORS LLC Added $565.4k13.6k shares

Biggest puts

CITADEL ADVISORS LLC Added $74.8k1.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,573,0092.6m $107.0m $107.0m 0.01% Reduced -48.5k -48,464
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,737,9381.7m $72.2m $72.2m 0.01% Added +100.3k +100,325
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 763,949763.9k $31.8m $31.8m 0.02% Reduced -58.1k -58,071
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 666,318666.3k $27.7m $27.7m 0.01% Reduced -15.8k -15,813
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 591,715591.7k $24.6m $24.6m 0.01% Reduced -15.5k -15,509
6 EVERGREEN CAPITAL MANAGEMENT LLC 0.76% of their portfolio Bellevue, WA 437,023437.0k $18.2m $18.2m 0.76% Added +6.5k +6,532
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 432,258432.3k $18.0m $18.0m 0.02% Added +3.3k +3,289
8 GenTrust, LLC 1.14% of their portfolio MIAMI, FL 402,429402.4k $16.7m $16.7m 1.14% Reduced -1.3k -1,258
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 351,807351.8k $14.6m $14.6m 0.01% Added +17.6k +17,576
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 317,187317.2k $13.2m $13.2m 0.01% Reduced -4.5k -4,523
11 Annandale Capital, LLC 3.52% of their portfolio DALLAS, TX 291,634291.6k $12.1m $12.1m 3.52% Added +15.6k +15,627
12 Morningstar Investment Services LLC 0.13% of their portfolio CHICAGO, IL 239,361239.4k $9.9m $9.9m 0.13% Added +124 +124
13 MAI Capital Management 0.13% of their portfolio INDEPENDENCE, OH 218,747218.7k $9.1m $9.1m 0.13% Reduced -40.2k -40,160
14 Global Endowment Management, LP 1.06% of their portfolio CHARLOTTE, NC 215,000215.0k $8.9m $8.9m 1.06% Reduced -50.0k -50,000
15 Curran Financial Partners, LLC 3.58% of their portfolio DANIEL ISLAND, SC 198,331198.3k $8.2m $8.2m 3.58% Added +13.8k +13,821
16 Connectus Wealth, LLC 0.18% of their portfolio CINCINNATI, OH 189,679189.7k $7.9m $7.9m 0.18% New
17 Cresset Asset Management, LLC 0.06% of their portfolio Chicago, IL 187,350187.3k $7.8m $7.8m 0.06% Added +19.2k +19,180
18 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 186,498186.5k $7.8m $7.8m 0.04% Reduced -19.8k -19,757
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 184,813184.8k $7.7m $7.7m 0.01% Added +16.7k +16,696
20 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 157,115157.1k $6.5m $6.5m 0.05% Added +322 +322
21 Trinity Legacy Partners, LLC 2.03% of their portfolio HOUSTON, TX 139,397139.4k $5.8m $5.8m 2.03% Added +12.5k +12,523
22 Fortis Advisors, LLC 3.35% of their portfolio WAYNE, PA 137,217137.2k $4.7m $4.7m 3.35% Reduced -33 -33
23 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 133,212133.2k $5.5m $5.5m 0.01% Reduced -4.2k -4,175
24 Destiny Wealth Partners, LLC 0.95% of their portfolio TAVARES, FL 115,630115.6k $5.0m $5.0m 0.95% Added +10.2k +10,233
25 SOL Capital Management CO 0.63% of their portfolio ROCKVILLE, MD 99,92699.9k $4.2m $4.2m 0.63% Reduced -2.4k -2,355
26 Golden Green, Inc. 4.04% of their portfolio Seneca, SC 89,62289.6k $3.7m $3.7m 4.04% Reduced -20.4k -20,422
27 Verity & Verity, LLC 0.21% of their portfolio BEAUFORT, SC 80,36680.4k $3.3m $3.3m 0.21% Reduced -56.5k -56,514
28 Essex LLC 0.92% of their portfolio DEER PARK, IL 79,21479.2k $3.3m $3.3m 0.92% Reduced -22.0k -22,009
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 78,63878.6k $3.3m $3.3m 0.01% Added +3.9k +3,910
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 77,70177.7k $3.2m $3.2m 0.00% Reduced -6.0k -5,984
31 KMG FIDUCIARY PARTNERS, LLC 0.41% of their portfolio TOLEDO, OH 76,97077.0k $3.2m $3.2m 0.41% Added +8.9k +8,853
32 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 74,23374.2k $3.1m $3.1m 0.01% Reduced -19 -19
33 Ameraudi Asset Management, Inc. 1.34% of their portfolio New York, NY 73,47073.5k $3.1m $3.1m 1.34% Reduced -3.4k -3,410
34 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 69,44469.4k $2.9m $2.9m 0.02% Reduced -13.3k -13,278
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 66,41866.4k $2.8m $2.8m 0.00% Added +963 +963
36 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 66,01466.0k $2.7m $2.7m 0.03% Added +65.4k +65,374
37 Stratos Wealth Advisors, LLC 0.19% of their portfolio BEACHWOOD, OH 65,51565.5k $2.7m $2.7m 0.19% Added +7.8k +7,765
38 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 63,93463.9k $2.7m $2.7m 0.01% Added +3.9k +3,875
39 Venturi Wealth Management, LLC 0.21% of their portfolio AUSTIN, TX 61,68961.7k $2.6m $2.6m 0.21% Reduced -18.3k -18,282
40 Fiduciary Alliance LLC 0.50% of their portfolio GREENVILLE, SC 55,65055.6k $2.3m $2.3m 0.50% Added +795 +795
41 Glassy Mountain Advisors, Inc. 0.95% of their portfolio BETHESDA, MD 51,10051.1k $2.1m $2.1m 0.95% New
42 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 48,76448.8k $2.0m $2.0m 0.01% Reduced -734 -734
43 SeaCrest Wealth Management, LLC 0.25% of their portfolio PURCHASE, NY 48,09648.1k $2.0m $2.0m 0.25% Added +8.6k +8,617
44 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.17% of their portfolio KNOXVILLE, TN 47,85647.9k $2.0m $2.0m 0.17% Added +632 +632
45 Argent Advisors, Inc. 0.82% of their portfolio RUSTON, LA 42,82442.8k $1.8m $1.8m 0.82% Added +929 +929
46 Baker Avenue Asset Management, LP 0.09% of their portfolio SAN FRANCISCO, CA 41,87241.9k $1.7m $1.7m 0.09% Added +4.1k +4,149
47 Sageworth Trust Co 0.12% of their portfolio LANCASTER, PA 41,77441.8k $1.7m $1.7m 0.12% Reduced -40.6k -40,585
48 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.94% of their portfolio LEAWOOD, KS 41,37841.4k $1.7m $1.7m 0.94% First filing
49 Bollard Group LLC 0.06% of their portfolio BOSTON, MA 41,12641.1k $1.7m $1.7m 0.06% Added +596 +596
50 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 40,78940.8k $1.7m $1.7m 0.00% Reduced -7.0k -7,048
51 NAPLES GLOBAL ADVISORS, LLC 0.19% of their portfolio NAPLES, FL 38,64338.6k $1.6m $1.6m 0.19% Added +1.2k +1,170
52 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 36,93736.9k $1.5m $1.5m 0.01% Added +3.0k +2,985
53 Great Diamond Partners, LLC 0.39% of their portfolio Portland, ME 35,13535.1k $1.5m $1.5m 0.39% Added +5.3k +5,312
54 GeoWealth Management, LLC 0.15% of their portfolio CHICAGO, IL 34,47234.5k $1.4m $1.4m 0.15% Added +1.6k +1,604
55 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 33,55733.6k $1.4m $1.4m 0.05% Added +15.4k +15,408
56 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 33,32633.3k $1.4m $1.4m 0.05% Reduced -1.3k -1,349
57 CWM, LLC 0.01% of their portfolio OMAHA, NE 32,97333.0k $1.4m $1.4m 0.01% Reduced -6.6k -6,619
58 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,84932.8k $1.4m $1.4m 0.00% Reduced -57.9k -57,906
59 Greytown Advisors Inc. 0.70% of their portfolio MIAMI, FL 30,96331.0k $1.3m $1.3m 0.70% Added +2.3k +2,251
60 Engrave Wealth Partners LLC 0.39% of their portfolio SPRING, TX 29,81029.8k $1.2m $1.2m 0.39% Added +14.6k +14,559
61 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 29,46229.5k $1.2m $1.2m 0.01% Reduced -40.1k -40,068
62 Investors Research Corp 0.31% of their portfolio ATLANTA, GA 29,28529.3k $1.2m $1.2m 0.31% Reduced -475 -475
63 Stamos Capital Partners, L.P. 0.27% of their portfolio Menlo Park, CA 27,77027.8k $1.2m $1.2m 0.27% Unchanged
64 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 26,29126.3k $1.1m $1.1m 0.00% New
65 New Legacy Group, LLC 2.76% of their portfolio New York, NY 26,20026.2k $1.1m $1.1m 2.76% Unchanged
66 Ironsides Asset Advisors, LLC 0.44% of their portfolio ROCKY MOUNT, NC 25,48025.5k $1.0m $1.0m 0.44% Reduced -520 -520
67 Americana Partners, LLC 0.13% of their portfolio Houston, TX 24,88824.9k $1.0m $1.0m 0.13% New
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,12722.1k $919.8k $919.8k 0.00% Reduced -1.6k -1,585
69 Outlook Wealth Advisors, LLC 0.35% of their portfolio SHENANDOAH, TX 22,12122.1k $919.6k $919.6k 0.35% Reduced -279 -279
70 Anson Capital, Inc. 1.70% of their portfolio TYRONE, GA 22,05522.1k $916.8k $916.8k 1.70% Reduced -2.5k -2,494
71 NTV Asset Management LLC 0.16% of their portfolio Charleston, WV 22,05022.1k $916.6k $916.6k 0.16% Unchanged
72 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,89821.9k $910.3k $910.3k 0.01% Added +4.5k +4,483
73 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 21,00021.0k $374.9k $374.9k 0.01% Added +5.0k +4,998
74 Transform Wealth, LLC 0.08% of their portfolio GREENWOOD VILLAGE, CO 20,52620.5k $853.3k $853.3k 0.08% Reduced -2.3k -2,330
75 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 19,84219.8k $824.8k $824.8k 0.03% Unchanged
76 CoreFirst Bank & Trust 0.54% of their portfolio TOPEKA, KS 18,52518.5k $770.1k $770.1k 0.54% Added +1.8k +1,825
77 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,25218.3k $758.7k $758.7k 0.00% Added +1.1k +1,091
78 Legacy PCG, LLC 0.57% of their portfolio IRVINE, CA 18,19618.2k $756.4k $756.4k 0.57% Reduced -760 -760
79 LEAVELL INVESTMENT MANAGEMENT, INC. 0.05% of their portfolio MOBILE, AL 17,98418.0k $748.0k $748.0k 0.05% Added +2.1k +2,120
80 Aaron Wealth Advisors LLC 0.09% of their portfolio Chicago, IL 16,87216.9k $701.4k $701.4k 0.09% Reduced -247 -247
81 Aurora Private Wealth, Inc. 0.74% of their portfolio ROCKAWAY, NJ 15,73415.7k $654.0k $654.0k 0.74% Reduced -113 -113
82 Teamwork Financial Advisors, LLC 0.10% of their portfolio San Antonio, TX 15,50015.5k $644.3k $644.3k 0.10% Unchanged
83 FOSTER & MOTLEY INC 0.05% of their portfolio CINCINNATI, OH 14,40214.4k $599.0k $599.0k 0.05% Reduced -103 -103
84 Delta Financial Group, Inc. 0.70% of their portfolio BASKING RIDGE, NJ 14,28914.3k $594.0k $594.0k 0.70% Reduced -242 -242
85 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 13,70013.7k $569.5k $569.5k 0.02% Reduced -500 -500
86 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 13,50013.5k $561.0k $561.0k 0.02% Reduced -14.5k -14,470
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,02913.0k $541.6k $541.6k 0.00% Reduced -3.5k -3,454
88 Collaborative Wealth Managment Inc. 0.31% of their portfolio LAKE MARY, FL 12,49012.5k $519.2k $519.2k 0.31% Reduced -215 -215
89 One Charles Private Wealth Services, LLC 0.29% of their portfolio HINGHAM, MA 11,91511.9k $495.3k $495.3k 0.29% Added +2.1k +2,085
90 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 11,53011.5k $479.3k $479.3k 0.00% New
91 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,52011.5k $478.9k $478.9k 0.00% Reduced -627 -627
92 Advisor Resource Council 0.27% of their portfolio DALLAS, TX 11,25311.3k $467.8k $467.8k 0.27% Added +2.2k +2,205
93 Blueprint Investment Partners LLC 0.17% of their portfolio GREENSBORO, NC 11,06911.1k $460.1k $460.1k 0.17% New
94 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 10,87510.9k $452.1k $452.1k 0.04% Added +732 +732
95 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 10,60010.6k $441.0k $441.0k 0.00% New
96 Leading Edge Financial Planning LLC 0.29% of their portfolio KNOXVILLE, TN 10,55710.6k $438.9k $438.9k 0.29% Reduced -4.3k -4,329
97 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 10,39310.4k $432.4k $432.4k 0.00% Reduced -2.8k -2,785
98 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,14510.1k $421.7k $421.7k 0.01% Unchanged
99 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.06% of their portfolio Westlake, OH 9,8779.9k $410.6k $410.6k 0.06% Reduced -848 -848
100 Proficio Capital Partners LLC 0.06% of their portfolio NEWTON, MA 9,8359.8k $408.8k $408.8k 0.06% Reduced -8.5k -8,489