Vault-13

GLOBAL X FDS MLPX

GLB X MLP ENRG I · ETP · CUSIP 37954Y293

180 institutional holders -3 vs Q4 2022
14,040,72814.0m shares reported held*
$561.2mreported value*
20 new 67 added 57 reduced 22 sold out net sold ≈ $95.8m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.97. Options: 2 managers hold calls ($775.0k notional), 1 hold puts ($16.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 164Q4 22: 183Q1 23: 180180Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022164
Q4 2022183
Q1 2023180

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 87 bought or addedQ1 23: 79 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228770
Q1 20238779

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $506.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $676.6kQ4 22 puts: $460.6kQ4 22P/C 0.68Q1 23 calls: $775.0kQ1 23 puts: $16.0kQ1 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$506.0k$00.00
Q4 2022$676.6k$460.6k0.68
Q1 2023$775.0k$16.0k0.02

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +112,358+112.4k
Verity & Verity, LLC Added +74,357+74.4k
MORGAN STANLEY Added +53,668+53.7k
WELLS FARGO & COMPANY/MN Added +51,912+51.9k
Stratos Wealth Advisors, LLC Added +45,390+45.4k
GeoWealth Management, LLC New +32,868+32.9k
EVERGREEN CAPITAL MANAGEMENT LLC Added +28,445+28.4k
Stamos Capital Partners, L.P. New +27,770+27.8k
LPL Financial LLC Added +26,854+26.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +24,763+24.8k

Biggest sellers

Phoenix Financial Ltd. Sold out -2,094,200-2.1m
ROYAL BANK OF CANADA Reduced -299,364-299.4k
InterOcean Capital Group, LLC Sold out -130,689-130.7k
Golden Green, Inc. Reduced -66,554-66.6k
Glassy Mountain Advisors, Inc. Sold out -46,901-46.9k
Cetera Investment Advisers Reduced -43,251-43.3k
Baker Avenue Asset Management, LP Reduced -42,976-43.0k
CWM, LLC Reduced -42,524-42.5k
Global Endowment Management, LP Reduced -36,700-36.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -33,019-33.0k

Biggest calls

CITADEL ADVISORS LLC Added $515.4k12.9k shares
Belvedere Trading LLC New $259.7k6.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $16.0k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,621,4732.6m $104.7m $104.7m 0.01% Added +53.7k +53,668
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,637,6131.6m $65.4m $65.4m 0.01% Added +112.4k +112,358
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 822,020822.0k $32.8m $32.8m 0.03% Added +26.9k +26,854
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 682,131682.1k $27.3m $27.3m 0.01% Reduced -299.4k -299,364
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 607,224607.2k $24.3m $24.3m 0.01% Added +51.9k +51,912
6 EVERGREEN CAPITAL MANAGEMENT LLC 0.77% of their portfolio Bellevue, WA 430,491430.5k $17.2m $17.2m 0.77% Added +28.4k +28,445
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 428,969429.0k $17.1m $17.1m 0.02% Reduced -20.3k -20,338
8 GenTrust, LLC 1.16% of their portfolio MIAMI, FL 403,687403.7k $16.1m $16.1m 1.16% Added +3.5k +3,481
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 334,231334.2k $13.4m $13.4m 0.01% Reduced -33.0k -33,019
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 321,710321.7k $12.9m $12.9m 0.01% Reduced -8.6k -8,609
11 Annandale Capital, LLC 3.49% of their portfolio DALLAS, TX 276,007276.0k $11.0m $11.0m 3.49% Added +5.0k +5,017
12 Global Endowment Management, LP 1.13% of their portfolio CHARLOTTE, NC 265,000265.0k $10.6m $10.6m 1.13% Reduced -36.7k -36,700
13 MAI Capital Management 0.16% of their portfolio INDEPENDENCE, OH 258,907258.9k $10.3m $10.3m 0.16% Reduced -9.2k -9,202
14 Morningstar Investment Services LLC 0.13% of their portfolio CHICAGO, IL 239,237239.2k $9.5m $9.5m 0.13% Reduced -2.3k -2,326
15 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 206,255206.3k $8.2m $8.2m 0.02% Reduced -10.1k -10,104
16 Curran Financial Partners, LLC 3.50% of their portfolio DANIEL ISLAND, SC 184,510184.5k $7.4m $7.4m 3.50% Added +22.7k +22,695
17 Cresset Asset Management, LLC 0.13% of their portfolio Chicago, IL 168,170168.2k $6.7m $6.7m 0.13% Added +24.1k +24,136
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 168,117168.1k $6.7m $6.7m 0.01% Added +4.8k +4,811
19 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 156,793156.8k $6.3m $6.3m 0.05% Reduced -3.1k -3,112
20 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 137,387137.4k $5.5m $5.5m 0.01% Added +6.2k +6,199
21 Fortis Advisors, LLC 2.98% of their portfolio WAYNE, PA 137,250137.2k $4.6m $4.6m 2.98% Reduced -17.0k -16,954
22 WEALTH MANAGEMENT RESOURCES, INC. 3.38% of their portfolio SMITHFIELD, RI 137,218137.2k $5.5m $5.5m 3.38% Added +4.1k +4,139
23 Verity & Verity, LLC 0.24% of their portfolio BEAUFORT, SC 136,880136.9k $5.5m $5.5m 0.24% Added +74.4k +74,357
24 Trinity Legacy Partners, LLC 1.90% of their portfolio HOUSTON, TX 126,874126.9k $5.1m $5.1m 1.90% Added +6.6k +6,614
25 Golden Green, Inc. 5.16% of their portfolio Seneca, SC 110,044110.0k $4.4m $4.4m 5.16% Reduced -66.6k -66,554
26 Destiny Wealth Partners, LLC 0.87% of their portfolio TAVARES, FL 105,397105.4k $4.2m $4.2m 0.87% Added +17.4k +17,409
27 SOL Capital Management CO 0.67% of their portfolio ROCKVILLE, MD 102,281102.3k $4.1m $4.1m 0.67% Reduced -3.1k -3,147
28 Essex LLC 1.25% of their portfolio DEER PARK, IL 101,223101.2k $4.1m $4.1m 1.25% Unchanged
29 Ahrens Investment Partners LLC 1.82% of their portfolio LAFAYETTE, LA 91,74891.7k $3.7m $3.7m 1.82% Reduced -28.6k -28,611
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 90,75590.8k $3.6m $3.6m 0.00% Added +271 +271
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 83,68583.7k $3.3m $3.3m 0.00% Reduced -5.1k -5,138
32 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 82,72282.7k $3.3m $3.3m 0.02% Reduced -6.7k -6,655
33 Sageworth Trust Co 0.24% of their portfolio LANCASTER, PA 82,35982.4k $3.3m $3.3m 0.24% Added +1.7k +1,729
34 Venturi Wealth Management, LLC 0.26% of their portfolio AUSTIN, TX 79,97180.0k $3.2m $3.2m 0.26% Reduced -9.9k -9,913
35 Ameraudi Asset Management, Inc. 1.34% of their portfolio New York, NY 76,88076.9k $3.1m $3.1m 1.34% Reduced -5.1k -5,052
36 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 74,72874.7k $3.0m $3.0m 0.01% Reduced -27.8k -27,773
37 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 74,25274.3k $3.0m $3.0m 0.01% Reduced -3.6k -3,621
38 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 69,53069.5k $2.8m $2.8m 0.03% Reduced -29.6k -29,632
39 KMG FIDUCIARY PARTNERS, LLC 0.39% of their portfolio TOLEDO, OH 68,11768.1k $2.7m $2.7m 0.39% Added +2.9k +2,910
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,45565.5k $2.6m $2.6m 0.00% Added +20.3k +20,258
41 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 60,05960.1k $2.4m $2.4m 0.01% Added +2.9k +2,939
42 Stratos Wealth Advisors, LLC 0.18% of their portfolio BEACHWOOD, OH 57,75057.8k $2.3m $2.3m 0.18% Added +45.4k +45,390
43 Fiduciary Alliance LLC 0.55% of their portfolio GREENVILLE, SC 54,85554.9k $2.2m $2.2m 0.55% Added +1.0k +1,013
44 Old Port Advisors 0.75% of their portfolio PORTLAND, ME 51,21951.2k $2.1m $2.1m 0.75% Added +8.5k +8,498
45 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 49,49849.5k $2.0m $2.0m 0.01% Reduced -32.0k -32,045
46 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 47,83747.8k $1.9m $1.9m 0.01% Added +9.5k +9,539
47 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.17% of their portfolio KNOXVILLE, TN 47,22447.2k $1.9m $1.9m 0.17% Reduced -1.3k -1,300
48 Legacy Capital Wealth Partners, LLC 0.49% of their portfolio LITTLE ROCK, AR 45,22545.2k $1.8m $1.8m 0.49% Reduced -1.8k -1,842
49 Argent Advisors, Inc. 0.80% of their portfolio RUSTON, LA 41,89541.9k $1.7m $1.7m 0.80% Added +892 +892
50 Bollard Group LLC 0.06% of their portfolio BOSTON, MA 40,53040.5k $1.6m $1.6m 0.06% Added +526 +526
51 CWM, LLC 0.01% of their portfolio OMAHA, NE 39,59239.6k $1.6m $1.6m 0.01% Reduced -42.5k -42,524
52 SeaCrest Wealth Management, LLC 0.21% of their portfolio PURCHASE, NY 39,47939.5k $1.6m $1.6m 0.21% Reduced -6.2k -6,239
53 Baker Avenue Asset Management, LP 0.08% of their portfolio SAN FRANCISCO, CA 37,72337.7k $1.5m $1.5m 0.08% Reduced -43.0k -42,976
54 NAPLES GLOBAL ADVISORS, LLC 0.19% of their portfolio NAPLES, FL 37,47337.5k $1.5m $1.5m 0.19% Added +1.0k +1,043
55 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 34,67534.7k $1.4m $1.4m 0.06% Added +520 +520
56 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 33,95234.0k $1.4m $1.4m 0.01% Reduced -43.3k -43,251
57 GeoWealth Management, LLC 0.15% of their portfolio CHICAGO, IL 32,86832.9k $1.3m $1.3m 0.15% New
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,98032.0k $1.3m $1.3m 0.00% Added +24.8k +24,763
59 Great Diamond Partners, LLC 0.35% of their portfolio Portland, ME 29,82329.8k $1.2m $1.2m 0.35% Added +3.0k +2,958
60 Investors Research Corp 0.31% of their portfolio ATLANTA, GA 29,76029.8k $1.2m $1.2m 0.31% Reduced -404 -404
61 Greytown Advisors Inc. 0.59% of their portfolio MIAMI, FL 28,71228.7k $1.1m $1.1m 0.59% Added +10.7k +10,694
62 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 27,97028.0k $1.1m $1.1m 0.02% Added +14.5k +14,473
63 Stamos Capital Partners, L.P. 0.29% of their portfolio Menlo Park, CA 27,77027.8k $1.1m $1.1m 0.29% New
64 New Legacy Group, LLC 2.98% of their portfolio New York, NY 26,20026.2k $1.0m $1.0m 2.98% Unchanged
65 Ironsides Asset Advisors, LLC 0.47% of their portfolio ROCKY MOUNT, NC 26,00026.0k $1.0m $1.0m 0.47% Unchanged
66 Anson Capital, Inc. 1.59% of their portfolio TYRONE, GA 24,54924.5k $980.7k $980.7k 1.59% Added +25 +25
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,71223.7k $947.3k $947.3k 0.00% Added +4.4k +4,379
68 Transform Wealth, LLC 0.09% of their portfolio GREENWOOD VILLAGE, CO 22,85622.9k $913.1k $913.1k 0.09% Reduced -12 -12
69 Outlook Wealth Advisors, LLC 0.40% of their portfolio SHENANDOAH, TX 22,40022.4k $894.9k $894.9k 0.40% Reduced -375 -375
70 NTV Asset Management LLC 0.16% of their portfolio Charleston, WV 22,05022.1k $880.9k $880.9k 0.16% Added +2.4k +2,400
71 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 19,84219.8k $792.7k $792.7k 0.03% Unchanged
72 Legacy PCG, LLC 0.59% of their portfolio IRVINE, CA 18,95619.0k $757.3k $757.3k 0.59% Reduced -998 -998
73 Proficio Capital Partners LLC 0.12% of their portfolio NEWTON, MA 18,32418.3k $732.1k $732.1k 0.12% Added +9.8k +9,797
74 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 18,14918.1k $725.1k $725.1k 0.03% New
75 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,98718.0k $718.6k $718.6k 0.01% Added +5.5k +5,505
76 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,41517.4k $695.7k $695.7k 0.01% Added +2.4k +2,354
77 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,16117.2k $685.6k $685.6k 0.00% Reduced -1.5k -1,457
78 Aaron Wealth Advisors LLC 0.09% of their portfolio Chicago, IL 17,11917.1k $683.9k $683.9k 0.09% Unchanged
79 CoreFirst Bank & Trust 0.49% of their portfolio TOPEKA, KS 16,70016.7k $667.2k $667.2k 0.49% Added +12.7k +12,715
80 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,48316.5k $658.5k $658.5k 0.00% Added +4.2k +4,231
81 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 16,00216.0k $1.6m $1.6m 0.03% New
82 LEAVELL INVESTMENT MANAGEMENT, INC. 0.05% of their portfolio MOBILE, AL 15,86415.9k $634.0k $634.0k 0.05% Added +3.8k +3,795
83 Aurora Private Wealth, Inc. 0.67% of their portfolio ROCKAWAY, NJ 15,84715.8k $633.0k $633.0k 0.67% Added +181 +181
84 SFG Wealth Management, LLC. 0.69% of their portfolio TOWSON, MD 15,51515.5k $619.8k $619.8k 0.69% Added +37 +37
85 Teamwork Financial Advisors, LLC 0.11% of their portfolio San Antonio, TX 15,50015.5k $619.2k $619.2k 0.11% Unchanged
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 15,33915.3k $612.8k $612.8k 0.05% Added +131 +131
87 Engrave Wealth Partners LLC 0.21% of their portfolio SPRING, TX 15,25115.3k $610.0k $610.0k 0.21% Added +7.1k +7,056
88 Leading Edge Financial Planning LLC 0.43% of their portfolio KNOXVILLE, TN 14,88614.9k $594.7k $594.7k 0.43% Reduced -44 -44
89 Atlas Financial Advisors, Inc. 0.79% of their portfolio OROVILLE, CA 14,72314.7k $588.2k $588.2k 0.79% Added +186 +186
90 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,66114.7k $585.7k $585.7k 0.01% Reduced -278 -278
91 Delta Financial Group, Inc. 0.23% of their portfolio BASKING RIDGE, NJ 14,53114.5k $580.0k $580.0k 0.23% Added +7 +7
92 FOSTER & MOTLEY INC 0.05% of their portfolio CINCINNATI, OH 14,50514.5k $579.0k $579.0k 0.05% Reduced -85 -85
93 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 14,20014.2k $567.3k $567.3k 0.02% New
94 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 13,17813.2k $527.1k $527.1k 0.00% Added +1.3k +1,295
95 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 12,70912.7k $508.0k $508.0k 0.05% New
96 Collaborative Wealth Managment Inc. 0.32% of their portfolio LAKE MARY, FL 12,70512.7k $507.6k $507.6k 0.32% Reduced -2.6k -2,553
97 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,14712.1k $485.3k $485.3k 0.00% Reduced -1.0k -1,032
98 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.07% of their portfolio Westlake, OH 10,72510.7k $428.5k $428.5k 0.07% Added +1.3k +1,251
99 HBW ADVISORY SERVICES LLC 0.10% of their portfolio SIMI VALLEY, CA 10,36210.4k $414.0k $414.0k 0.10% Added +698 +698
100 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,14510.1k $405.3k $405.3k 0.01% Unchanged