Vault-13

GLOBAL X FDS MLPX

GLB X MLP ENRG I · ETP · CUSIP 37954Y293

183 institutional holders +19 vs Q3 2022
16,461,59616.5m shares reported held*
$669.6mreported value*
29 new 58 added 54 reduced 16 sold out net bought ≈ $103.5m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.68. Options: 2 managers hold calls ($676.6k notional), 2 hold puts ($460.6k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 164Q4 22: 183183Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022164
Q4 2022183

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $506.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $676.6kQ4 22 puts: $460.6kQ4 22P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2022$506.0k$00.00
Q4 2022$676.6k$460.6k0.68

Biggest buyers

Phoenix Financial Ltd. New +2,094,200+2.1m
Destiny Wealth Partners, LLC New +87,988+88.0k
LPL Financial LLC Added +81,871+81.9k
Sageworth Trust Co New +80,630+80.6k
Cerity Partners LLC Added +70,953+71.0k
BANK OF AMERICA CORP /DE/ Added +65,287+65.3k
Cambridge Investment Research Advisors, Inc. Added +55,327+55.3k
Cetera Investment Advisers Added +40,126+40.1k
Cresset Asset Management, LLC Added +37,987+38.0k
ROYAL BANK OF CANADA Added +26,922+26.9k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -88,400-88.4k
Laurel Wealth Advisors, Inc. Sold out -55,012-55.0k
CITADEL ADVISORS LLC Sold out -37,930-37.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,857-26.9k
MORGAN STANLEY Reduced -23,432-23.4k
Cornerstone Wealth Group, LLC Sold out -21,622-21.6k
BANK OF MONTREAL /CAN/ Sold out -20,405-20.4k
Kestra Advisory Services, LLC Reduced -16,834-16.8k
Essex LLC Reduced -11,583-11.6k
UBS Group AG Reduced -10,588-10.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $440.2k10.8k shares
CITADEL ADVISORS LLC Reduced $236.4k5.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $260.9k6.4k shares
CITADEL ADVISORS LLC New $199.7k4.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,567,8052.6m $104.7m $104.7m 0.01% Reduced -23.4k -23,432
2 Phoenix Financial Ltd. 1.66% of their portfolio Givatayim, L3 2,094,2002.1m $85.4m $85.4m 1.66% New
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,525,2551.5m $62.2m $62.2m 0.01% Added +65.3k +65,287
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 981,495981.5k $40.0m $40.0m 0.01% Added +26.9k +26,922
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 795,166795.2k $32.4m $32.4m 0.03% Added +81.9k +81,871
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 555,312555.3k $22.6m $22.6m 0.01% Added +6.1k +6,114
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 449,307449.3k $18.3m $18.3m 0.02% Added +6.0k +6,033
8 EVERGREEN CAPITAL MANAGEMENT LLC 0.77% of their portfolio Bellevue, WA 402,046402.0k $16.4m $16.4m 0.77% Added +2.6k +2,597
9 GenTrust, LLC 1.46% of their portfolio MIAMI, FL 400,206400.2k $16.3m $16.3m 1.46% Added +1.1k +1,100
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 367,250367.2k $15.0m $15.0m 0.01% Added +14.2k +14,219
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 330,319330.3k $13.5m $13.5m 0.01% Reduced -10.6k -10,588
12 Global Endowment Management, LP 1.36% of their portfolio CHARLOTTE, NC 301,700301.7k $12.3m $12.3m 1.36% Unchanged
13 Annandale Capital, LLC 3.65% of their portfolio DALLAS, TX 270,990271.0k $11.0m $11.0m 3.65% Added +9.3k +9,335
14 MAI Capital Management 0.18% of their portfolio INDEPENDENCE, OH 268,109268.1k $10.9m $10.9m 0.18% Added +1.8k +1,805
15 Morningstar Investment Services LLC 0.13% of their portfolio CHICAGO, IL 241,563241.6k $9.7m $9.7m 0.13% Reduced -2.4k -2,372
16 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 216,359216.4k $8.8m $8.8m 0.02% Added +176 +176
17 Golden Green, Inc. 7.43% of their portfolio Seneca, SC 176,598176.6k $7.2m $7.2m 7.43% Added +3.3k +3,293
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 163,306163.3k $6.7m $6.7m 0.01% Reduced -1.9k -1,946
19 Curran Financial Partners, LLC 3.18% of their portfolio DANIEL ISLAND, SC 161,815161.8k $6.6m $6.6m 3.18% Added +18.4k +18,438
20 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 159,905159.9k $6.5m $6.5m 0.05% Added +10.5k +10,501
21 Fortis Advisors, LLC 4.06% of their portfolio WAYNE, PA 154,204154.2k $5.3m $5.3m 4.06% Added +3.6k +3,641
22 Cresset Asset Management, LLC 0.07% of their portfolio Chicago, IL 144,034144.0k $5.9m $5.9m 0.07% Added +38.0k +37,987
23 WEALTH MANAGEMENT RESOURCES, INC. 3.52% of their portfolio SMITHFIELD, RI 133,079133.1k $5.4m $5.4m 3.52% Added +1.0k +1,041
24 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 131,188131.2k $5.3m $5.3m 0.01% Reduced -718 -718
25 InterOcean Capital Group, LLC 0.19% of their portfolio NASHVILLE, TN 130,689130.7k $5.3m $5.3m 0.19% Added +2.8k +2,802
26 Ahrens Investment Partners LLC 2.23% of their portfolio LAFAYETTE, LA 120,359120.4k $4.9m $4.9m 2.23% Reduced -7.0k -7,032
27 Trinity Legacy Partners, LLC 1.95% of their portfolio HOUSTON, TX 120,260120.3k $4.9m $4.9m 1.95% Added +4.6k +4,620
28 SOL Capital Management CO 0.76% of their portfolio ROCKVILLE, MD 105,428105.4k $4.3m $4.3m 0.76% Reduced -2.2k -2,182
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 102,501102.5k $4.2m $4.2m 0.01% Added +6.3k +6,339
30 Essex LLC 1.25% of their portfolio DEER PARK, IL 101,223101.2k $4.1m $4.1m 1.25% Reduced -11.6k -11,583
31 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 99,16299.2k $4.0m $4.0m 0.04% Reduced -16.8k -16,834
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 90,48490.5k $3.7m $3.7m 0.00% Added +6.9k +6,862
33 Venturi Wealth Management, LLC 0.32% of their portfolio AUSTIN, TX 89,88489.9k $3.7m $3.7m 0.32% Reduced -1.3k -1,279
34 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 89,37789.4k $3.6m $3.6m 0.02% Added +4.0k +4,042
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 88,82388.8k $3.6m $3.6m 0.00% Reduced -88.4k -88,400
36 Destiny Wealth Partners, LLC 0.78% of their portfolio TAVARES, FL 87,98888.0k $3.6m $3.6m 0.78% New
37 CWM, LLC 0.02% of their portfolio OMAHA, NE 82,11682.1k $3.3m $3.3m 0.02% Reduced -780 -780
38 Ameraudi Asset Management, Inc. 1.44% of their portfolio New York, NY 81,93281.9k $3.3m $3.3m 1.44% Reduced -2.5k -2,464
39 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 81,54381.5k $3.3m $3.3m 0.02% Added +55.3k +55,327
40 Baker Avenue Asset Management, LP 0.20% of their portfolio SAN FRANCISCO, CA 80,69980.7k $3.3m $3.3m 0.20% Added +13.8k +13,790
41 Sageworth Trust Co 0.26% of their portfolio LANCASTER, PA 80,63080.6k $3.3m $3.3m 0.26% New
42 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 77,87377.9k $3.2m $3.2m 0.02% Added +71.0k +70,953
43 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 77,20377.2k $3.1m $3.1m 0.03% Added +40.1k +40,126
44 KMG FIDUCIARY PARTNERS, LLC 0.44% of their portfolio TOLEDO, OH 65,20765.2k $2.7m $2.7m 0.44% Added +4.2k +4,203
45 Verity & Verity, LLC 0.33% of their portfolio BEAUFORT, SC 62,52362.5k $2.5m $2.5m 0.33% Reduced -1.4k -1,425
46 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 57,12057.1k $2.3m $2.3m 0.01% Added +22.2k +22,158
47 Fiduciary Alliance LLC 0.57% of their portfolio GREENVILLE, SC 53,84253.8k $2.2m $2.2m 0.57% First filing
48 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.18% of their portfolio KNOXVILLE, TN 48,52448.5k $2.1m $2.1m 0.18% Added +322 +322
49 Legacy Capital Wealth Partners, LLC 0.92% of their portfolio LITTLE ROCK, AR 47,06747.1k $1.9m $1.9m 0.92% Added +2.6k +2,603
50 Glassy Mountain Advisors, Inc. 1.05% of their portfolio BETHESDA, MD 46,90146.9k $1.9m $1.9m 1.05% First filing
51 SeaCrest Wealth Management, LLC 0.27% of their portfolio PURCHASE, NY 45,71845.7k $1.9m $1.9m 0.27% Reduced -10.5k -10,531
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 45,19745.2k $1.8m $1.8m 0.00% Added +703 +703
53 Old Port Advisors 0.66% of their portfolio PORTLAND, ME 42,72142.7k $1.7m $1.7m 0.66% Added +8.6k +8,616
54 Argent Advisors, Inc. 0.86% of their portfolio RUSTON, LA 41,00341.0k $1.7m $1.7m 0.86% Added +853 +853
55 Bollard Group LLC 0.06% of their portfolio BOSTON, MA 40,00440.0k $1.6m $1.6m 0.06% Added +509 +509
56 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 38,29838.3k $1.6m $1.6m 0.01% First filing
57 NAPLES GLOBAL ADVISORS, LLC 0.19% of their portfolio NAPLES, FL 36,43036.4k $1.5m $1.5m 0.19% Added +2.7k +2,700
58 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 34,15534.2k $1.4m $1.4m 0.07% Added +2.0k +1,993
59 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 30,65430.7k $1.2m $1.2m 0.03% Added +4.2k +4,232
60 Investors Research Corp 0.33% of their portfolio ATLANTA, GA 30,16430.2k $1.2m $1.2m 0.33% Reduced -118 -118
61 Krilogy Financial LLC 0.12% of their portfolio ST. LOUIS, MO 29,77529.8k $1.2m $1.2m 0.12% Reduced -1.4k -1,426
62 QUADRANT CAPITAL GROUP LLC 0.13% of their portfolio CINCINNATI, OH 28,81028.8k $1.2m $1.2m 0.13% Reduced -120 -120
63 Great Diamond Partners, LLC 0.34% of their portfolio Portland, ME 26,86526.9k $1.1m $1.1m 0.34% Reduced -3.9k -3,889
64 New Legacy Group, LLC 3.32% of their portfolio New York, NY 26,20026.2k $1.1m $1.1m 3.32% Unchanged
65 Ironsides Asset Advisors, LLC 0.49% of their portfolio ROCKY MOUNT, NC 26,00026.0k $1.1m $1.1m 0.49% Reduced -175 -175
66 Anson Capital, Inc. 1.32% of their portfolio TYRONE, GA 24,52424.5k $1.0m $1.0m 1.32% Reduced -721 -721
67 Transform Wealth, LLC 0.10% of their portfolio GREENWOOD VILLAGE, CO 22,86822.9k $932.1k $932.1k 0.10% New
68 Outlook Wealth Advisors, LLC 0.44% of their portfolio SHENANDOAH, TX 22,77522.8k $928.3k $928.3k 0.44% Added +332 +332
69 Legacy PCG, LLC 0.37% of their portfolio IRVINE, CA 19,95420.0k $813.3k $813.3k 0.37% Added +1.6k +1,580
70 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 19,84219.8k $808.8k $808.8k 0.03% First filing
71 NTV Asset Management LLC 0.16% of their portfolio Charleston, WV 19,65019.6k $800.9k $800.9k 0.16% Unchanged
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,33319.3k $788.0k $788.0k 0.00% Added +4.9k +4,876
73 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 19,14619.1k $453.0k $453.0k 0.01% Reduced -5.5k -5,492
74 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 18,61818.6k $758.9k $758.9k 0.01% New
75 Greytown Advisors Inc. 0.40% of their portfolio MIAMI, FL 18,01818.0k $734.4k $734.4k 0.40% Added +5.4k +5,430
76 Aaron Wealth Advisors LLC 0.10% of their portfolio Chicago, IL 17,11917.1k $697.8k $697.8k 0.10% Added +55 +55
77 Aurora Private Wealth, Inc. 0.73% of their portfolio ROCKAWAY, NJ 15,66615.7k $639.0k $639.0k 0.73% Added +596 +596
78 Teamwork Financial Advisors, LLC 0.13% of their portfolio San Antonio, TX 15,50015.5k $631.8k $631.8k 0.13% New
79 SFG Wealth Management, LLC. 0.78% of their portfolio TOWSON, MD 15,47815.5k $630.9k $630.9k 0.78% New
80 Collaborative Wealth Managment Inc. 0.41% of their portfolio LAKE MARY, FL 15,25815.3k $621.9k $621.9k 0.41% Reduced -392 -392
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 15,20815.2k $619.9k $619.9k 0.05% Reduced -48 -48
82 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,06115.1k $613.9k $613.9k 0.01% Added +2.2k +2,177
83 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,93914.9k $608.9k $608.9k 0.01% Reduced -2.9k -2,880
84 Leading Edge Financial Planning LLC 0.53% of their portfolio KNOXVILLE, TN 14,93014.9k $608.5k $608.5k 0.53% First filing
85 FOSTER & MOTLEY INC 0.05% of their portfolio CINCINNATI, OH 14,59014.6k $595.0k $595.0k 0.05% Reduced -765 -765
86 Arlington Partners LLC 0.09% of their portfolio BIRMINGHAM, AL 14,54114.5k $592.7k $592.7k 0.09% Unchanged
87 Atlas Financial Advisors, Inc. 0.82% of their portfolio OROVILLE, CA 14,53714.5k $592.5k $592.5k 0.82% New
88 Delta Financial Group, Inc. 0.26% of their portfolio BASKING RIDGE, NJ 14,52414.5k $596.0k $596.0k 0.26% First filing
89 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 13,49713.5k $550.0k $550.0k 0.02% New
90 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 13,17913.2k $537.0k $537.0k 0.02% Reduced -895 -895
91 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,48212.5k $508.8k $508.8k 0.01% Added +2.6k +2,624
92 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 12,36012.4k $503.8k $503.8k 0.04% Reduced -441 -441
93 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,25212.3k $499.4k $499.4k 0.00% Reduced -444 -444
94 LEAVELL INVESTMENT MANAGEMENT, INC. 0.04% of their portfolio MOBILE, AL 12,06912.1k $492.0k $492.0k 0.04% Added +3.9k +3,900
95 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 11,88311.9k $484.3k $484.3k 0.00% Added +720 +720
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,14510.1k $413.5k $413.5k 0.01% Unchanged
97 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 10,06810.1k $410.4k $410.4k 0.01% Added +350 +350
98 Endowment Wealth Management, Inc. 0.44% of their portfolio APPLETON, WI 9,8559.9k $401.7k $401.7k 0.44% Reduced -232 -232
99 HBW ADVISORY SERVICES LLC 0.11% of their portfolio SIMI VALLEY, CA 9,6649.7k $394.0k $394.0k 0.11% New
100 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 9,6359.6k $392.7k $392.7k 0.01% Unchanged