Vault-13

GLOBAL X FDS XYLG

S&P 500 COVERED · ETP · CUSIP 37954Y277

12 institutional holders +2 vs Q1 2023
343,686343.7k shares reported held*
$9.9mreported value*
4 new 4 added 2 reduced 3 sold out net bought ≈ $524.6k (+19.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.95. Options: 1 managers hold calls ($2.8k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 8Q4 22: 14Q1 23: 10Q2 23: 1212Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20228
Q4 202214
Q1 202310
Q2 202312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 10 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022102
Q1 202396
Q2 202385

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $2.8kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$2.8k$00.00

Biggest buyers

Cetera Investment Advisers New +61,782+61.8k
LPL Financial LLC Added +37,844+37.8k
J.W. COLE ADVISORS, INC. Added +28,687+28.7k
OSAIC HOLDINGS, INC. Added +6,935+6.9k
CWM, LLC New +1,540+1.5k
UBS Group AG New +870+870
Garner Asset Management Corp Added +353+353
Tower Research Capital LLC (TRC) New +1+1

Biggest sellers

ROYAL BANK OF CANADA Reduced -76,469-76.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -40,207-40.2k
Advisory Services Network, LLC Sold out -946-946
BEAM WEALTH ADVISORS, INC. Reduced -846-846
Ameritas Advisory Services, LLC Sold out -360-360

Biggest calls

Kovack Advisors, Inc. New $2.8k10.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 102,829102.8k $2.9m $2.9m 0.00% Added +37.8k +37,844
2 J.W. COLE ADVISORS, INC. 0.13% of their portfolio TAMPA, FL 63,81363.8k $1.8m $1.8m 0.13% Added +28.7k +28,687
3 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 61,78261.8k $1.7m $1.7m 0.01% New
4 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 61,46061.5k $1.7m $1.7m 0.00% Added +6.9k +6,935
5 Garner Asset Management Corp 0.65% of their portfolio PLANO, TX 28,37228.4k $1.2m $1.2m 0.65% Added +353 +353
6 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,69011.7k $325.7k $325.7k 0.01% First filing
7 BEAM WEALTH ADVISORS, INC. 0.14% of their portfolio COVINGTON, LA 7,3907.4k $205.9k $205.9k 0.14% Reduced -846 -846
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,9393.9k $110.0k $110.0k 0.00% Reduced -76.5k -76,469
9 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5401.5k $43.0k $43.0k 0.00% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 870870 $24.2k $24.2k 0.00% New
11 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 11 $28 $28 0.00% New
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged