Vault-13

GLOBAL X FDS QYLG

NASDQ 100 CVRDGW · ETP · CUSIP 37954Y269

22 institutional holders +1 vs Q1 2023
676,080676.1k shares reported held*
$17.1mreported value*
5 new 10 added 2 reduced 5 sold out net bought ≈ $5.8m (+212.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.24. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 17Q4 22: 18Q1 23: 21Q2 23: 2222Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202217
Q4 202218
Q1 202321
Q2 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 7 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022810
Q1 2023165
Q2 2023157

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250$500$750$1kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $1.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$1.0k$00.00
Q2 2023$0$0—

Biggest buyers

Gladstone Institutional Advisory LLC New +130,354+130.4k
OSAIC HOLDINGS, INC. Added +50,267+50.3k
Cetera Advisors LLC Added +14,975+15.0k
IFP Advisors, Inc Added +13,861+13.9k
LPL Financial LLC Added +13,751+13.8k
Private Advisor Group, LLC Added +8,607+8.6k
RAYMOND JAMES & ASSOCIATES New +7,322+7.3k
Raymond James Financial Services Advisors, Inc. Added +4,547+4.5k
UBS Group AG New +1,804+1.8k
ROYAL BANK OF CANADA Added +708+708

Biggest sellers

Eudaimonia Partners, LLC Sold out -16,554-16.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -16,521-16.5k
NFSG Corp Sold out -900-900
Dynamic Advisor Solutions LLC Reduced -793-793
Cutler Group LLC / CA Reduced -200-200
Ameritas Advisory Services, LLC Sold out -130-130
Accel Wealth Management Sold out -35-35

Biggest calls

Cutler Group LLC / CA Reduced $0100 shares

Biggest puts

Cutler Group LLC / CA Added $0400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 KLK CAPITAL MANAGEMENT LLC 3.57% of their portfolio LOS ANGELES, CA 163,505163.5k $2.9m $2.9m 3.57% Added +638 +638
2 Gladstone Institutional Advisory LLC 0.22% of their portfolio Bedminster, NJ 130,354130.4k $3.6m $3.6m 0.22% New
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 104,898104.9k $2.9m $2.9m 0.01% Added +50.3k +50,267
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 97,41997.4k $2.7m $2.7m 0.00% Added +13.8k +13,751
5 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 38,60738.6k $1.1m $1.1m 0.00% Added +4.5k +4,547
6 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 32,71632.7k $904.6k $904.6k 0.01% Added +15.0k +14,975
7 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,76620.8k $574.2k $574.2k 0.00% Added +8.6k +8,607
8 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 17,28617.3k $465.5k $465.5k 0.01% Added +13.9k +13,861
9 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 13,79813.8k $382.0k $382.0k 0.03% Unchanged
10 Collaborative Wealth Managment Inc. 0.19% of their portfolio LAKE MARY, FL 11,36911.4k $314.3k $314.3k 0.19% Added +96 +96
11 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,99111.0k $303.9k $303.9k 0.01% First filing
12 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 9,3099.3k $257.4k $257.4k 0.01% Reduced -793 -793
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,7818.8k $243.0k $243.0k 0.00% Added +94 +94
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 7,3227.3k $202.5k $202.5k 0.00% New
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,4604.5k $123.0k $123.0k 0.00% Added +708 +708
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,8041.8k $49.9k $49.9k 0.00% New
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5001.5k $41.5k $41.5k 0.00% Unchanged
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 630630 $17.5k $17.5k 0.00% Unchanged
19 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 300300 $8.0k $8.0k 0.00% Reduced -200 -200
20 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 139139 $3.0k $3.0k 0.00% New
21 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 126126 $3.5k $3.5k 0.00% New
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged