Vault-13

GSK PLC GSK

SPONSORED ADR · ADR · CUSIP 37733W204 · ISIN US37733W2044

British multinational pharmaceutical and biotechnology company

826 institutional holders +21 vs Q1 2023
276,669,149276.7m shares reported held*
$9.9bnreported value*
68 new 288 added 277 reduced 58 sold out net sold ≈ $403.4m (-11.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.64. Options: 19 managers hold calls ($207.4m notional), 17 hold puts ($133.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 715Q4 22: 806Q1 23: 805Q2 23: 826826Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022715
Q4 2022806
Q1 2023805
Q2 2023826

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 375 bought or addedQ4 22: 342 cut or sold outQ4 22Q1 23: 421 bought or addedQ1 23: 287 cut or sold outQ1 23Q2 23: 356 bought or addedQ2 23: 335 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022375342
Q1 2023421287
Q2 2023356335

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $434.0mQ3 22 puts: $214.0mQ3 22P/C 0.49Q4 22 calls: $420.2mQ4 22 puts: $157.2mQ4 22P/C 0.37Q1 23 calls: $268.6mQ1 23 puts: $167.2mQ1 23P/C 0.62Q2 23 calls: $207.4mQ2 23 puts: $133.5mQ2 23P/C 0.64
Numbers
QuarterCallsPutsP/C
Q3 2022$434.0m$214.0m0.49
Q4 2022$420.2m$157.2m0.37
Q1 2023$268.6m$167.2m0.62
Q2 2023$207.4m$133.5m0.64

Biggest buyers

ROYAL BANK OF CANADA Added +5,526,736+5.5m
PRIMECAP MANAGEMENT CO/CA/ Added +1,900,260+1.9m
PROVIDENT TRUST CO New +1,801,740+1.8m
MORGAN STANLEY Added +1,788,975+1.8m
Holocene Advisors, LP Added +1,735,217+1.7m
PRICE T ROWE ASSOCIATES INC /MD/ Added +739,208+739.2k
JPMORGAN CHASE & CO Added +569,009+569.0k
Fisher Asset Management, LLC Added +547,165+547.2k
GW HENSSLER & ASSOCIATES LTD Added +495,581+495.6k
Sio Capital Management, LLC New +479,532+479.5k

Biggest sellers

FMR LLC Reduced -14,144,512-14.1m
ARMISTICE CAPITAL, LLC Reduced -2,936,000-2.9m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -2,632,137-2.6m
MARSHALL WACE, LLP Reduced -1,574,261-1.6m
Brandywine Global Investment Management, LLC Reduced -1,230,046-1.2m
RENAISSANCE TECHNOLOGIES LLC Reduced -1,207,317-1.2m
GOLDMAN SACHS GROUP INC Reduced -1,004,595-1.0m
Eversept Partners, LP Reduced -850,487-850.5k
ACADIAN ASSET MANAGEMENT LLC Reduced -736,087-736.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -520,091-520.1k

Biggest calls

GOLDMAN SACHS GROUP INC Reduced $51.6m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $42.8m1.2m shares
Optiver Holding B.V. Added $35.0m990.8k shares
CITADEL ADVISORS LLC Reduced $19.3m541.4k shares
MILLENNIUM MANAGEMENT LLC Reduced $12.5m350.1k shares
SIMPLEX TRADING, LLC Reduced $9.8m310.6k shares
GROUP ONE TRADING LLC Added $9.8m275.0k shares
Twin Tree Management, LP Reduced $9.7m271.5k shares
WOLVERINE TRADING, LLC Added $5.2m147.9k shares
Walleye Trading LLC Added $3.4m96.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $36.5m1.0m shares
GOLDMAN SACHS GROUP INC Added $21.5m602.5k shares
Optiver Holding B.V. Reduced $19.4m549.3k shares
CITADEL ADVISORS LLC Reduced $15.6m437.4k shares
SIMPLEX TRADING, LLC Added $13.5m399.2k shares
BOOTHBAY FUND MANAGEMENT, LLC Added $8.0m225.8k shares
Walleye Trading LLC Added $6.4m180.3k shares
MOORE CAPITAL MANAGEMENT, LP New $3.6m100.0k shares
Walleye Capital LLC Added $2.7m74.5k shares
WOLVERINE TRADING, LLC Added $2.6m74.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: DODGE & COX (4.3%, 2026-08-13)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 1.66% of their portfolio San Francisco, CA 69,611,26869.6m $2.5bn $2.5bn 1.66% Reduced -95.8k -95,800
2 FMR LLC 0.05% of their portfolio BOSTON, MA 16,808,35216.8m $599.0m $599.0m 0.05% Reduced -14.1m -14,144,512
3 Fisher Asset Management, LLC 0.27% of their portfolio PLANO, TX 13,821,83013.8m $492.6m $492.6m 0.27% Added +547.2k +547,165
4 JTC Employer Solutions Trustee Ltd 46.61% of their portfolio ST HELIER, Y9 13,730,92013.7m $489.4m $489.4m 46.61% Reduced -262.3k -262,288
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.06% of their portfolio BALTIMORE, MD 13,032,12113.0m $464.5m $464.5m 0.06% Added +739.2k +739,208
6 PRIMECAP MANAGEMENT CO/CA/ 0.35% of their portfolio PASADENA, CA 11,771,77011.8m $419.5m $419.5m 0.35% Added +1.9m +1,900,260
7 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 8,806,2538.8m $313.9m $313.9m 0.08% Reduced -1.0m -1,004,595
8 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.36% of their portfolio BOSTON, MA 8,204,6778.2m $292.4m $292.4m 0.36% Reduced -2.6m -2,632,137
9 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 7,690,0267.7m $274.1m $274.1m 0.08% Added +5.5m +5,526,736
10 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,395,0757.4m $263.6m $263.6m 0.03% Added +1.8m +1,788,975
11 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,244,6937.2m $260.8m $260.8m 0.01% Reduced -185.8k -185,820
12 ACADIAN ASSET MANAGEMENT LLC 0.62% of their portfolio Boston, MA 4,207,2004.2m $149.9m $149.9m 0.62% Reduced -736.1k -736,087
13 Camber Capital Management LP 4.76% of their portfolio BOSTON, MA 4,100,0004.1m $146.1m $146.1m 4.76% Reduced -500.0k -500,000
14 EQUITY INVESTMENT CORP 3.51% of their portfolio ATLANTA, GA 3,186,7833.2m $113.6m $113.6m 3.51% Reduced -113.4k -113,448
15 RENAISSANCE TECHNOLOGIES LLC 0.16% of their portfolio NEW YORK, NY 3,022,1343.0m $107.7m $107.7m 0.16% Reduced -1.2m -1,207,317
16 Holocene Advisors, LP 0.45% of their portfolio New York, NY 2,917,8362.9m $104.0m $104.0m 0.45% Added +1.7m +1,735,217
17 Eversept Partners, LP 10.96% of their portfolio NEW YORK, NY 2,881,0122.9m $103.8m $103.8m 10.96% Reduced -850.5k -850,487
18 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.38% of their portfolio Los Angeles, CA 2,865,5662.9m $102.1m $102.1m 0.38% Reduced -28.2k -28,200
19 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,328,3872.3m $83.0m $83.0m 0.02% Added +16.1k +16,081
20 Douglas Lane & Associates, LLC 1.28% of their portfolio NEW YORK, NY 2,224,1022.2m $79.3m $79.3m 1.28% Added +61.8k +61,812
21 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,090,7162.1m $74.5m $74.5m 0.01% Reduced -1.8k -1,790
22 Mondrian Investment Partners LTD 1.32% of their portfolio LONDON, X0 1,845,5851.8m $65.8m $65.8m 1.32% Added +409.5k +409,479
23 PROVIDENT TRUST CO 1.47% of their portfolio WAUKESHA, WI 1,801,7401.8m $64.2m $64.2m 1.47% New
24 MACQUARIE GROUP LTD 0.07% of their portfolio Sydney, NSW 2000, C3 1,774,9451.8m $63.3m $63.3m 0.07% Added +384.6k +384,558
25 Magnetar Financial LLC 1.38% of their portfolio EVANSTON, IL 1,768,2061.8m $63.0m $63.0m 1.38% Added +252.8k +252,813
26 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 1,752,3501.8m $62.5m $62.5m 0.02% Added +1.0k +1,032
27 Aristotle Capital Management, LLC 0.12% of their portfolio LOS ANGELES, CA 1,715,9981.7m $61.2m $61.2m 0.12% Added +39.0k +38,991
28 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,700,8851.7m $60.6m $60.6m 0.02% Added +175.7k +175,731
29 Brandywine Global Investment Management, LLC 0.44% of their portfolio PHILADELPHIA, PA 1,496,6921.5m $53.3m $53.3m 0.44% Reduced -1.2m -1,230,046
30 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,475,1301.5m $52.6m $52.6m 0.01% Added +53.4k +53,406
31 BlackRock Inc. 0.00% of their portfolio New York, NY 1,464,1111.5m $52.2m $52.2m 0.00% Added +92.0k +91,972
32 NOMURA HOLDINGS INC 0.50% of their portfolio TOKYO, M0 1,364,6191.4m $48.6m $48.6m 0.50% Reduced -96.6k -96,619
33 CAPTRUST FINANCIAL ADVISORS 0.18% of their portfolio RALEIGH, NC 1,259,2871.3m $44.9m $44.9m 0.18% Reduced -2.2k -2,195
34 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,227,0291.2m $43.7m $43.7m 0.01% Added +189.6k +189,552
35 LETKO, BROSSEAU & ASSOCIATES INC 0.79% of their portfolio MONTREAL, A8 1,187,4531.2m $42.3m $42.3m 0.79% Added +3.2k +3,185
36 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,147,9321.1m $40.9m $40.9m 0.03% Added +21.1k +21,053
37 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 1,113,4521.1m $39.7m $39.7m 0.04% Added +62.5k +62,532
38 Clark Capital Management Group, Inc. 0.33% of their portfolio PHILADELPHIA, PA 1,042,3471.0m $37.1m $37.1m 0.33% Added +34.4k +34,353
39 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 987,041987.0k $35.2m $35.2m 0.02% Reduced -520.1k -520,091
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 971,270971.3k $34.6m $34.6m 0.02% Added +206.4k +206,424
41 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 951,655951.7k $33.9m $33.9m 0.01% Reduced -46.1k -46,074
42 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 947,521947.5k $33.8m $33.8m 0.01% Reduced -87.8k -87,774
43 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 891,195891.2k $31.8m $31.8m 0.06% Reduced -20.3k -20,277
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 890,568890.6k $31.7m $31.7m 0.00% Added +569.0k +569,009
45 Russell Investments Group, Ltd. 0.06% of their portfolio Seattle, WA 883,502883.5k $31.5m $31.5m 0.06% Reduced -123.4k -123,435
46 Optiver Holding B.V. 0.86% of their portfolio AMSTERDAM, P7 837,700837.7k $29.6m $29.6m 0.86% Added +43.3k +43,302
47 BOOTHBAY FUND MANAGEMENT, LLC 0.92% of their portfolio NEW YORK, NY 832,508832.5k $29.7m $29.7m 0.92% Added +23.7k +23,736
48 GW HENSSLER & ASSOCIATES LTD 1.94% of their portfolio KENNESAW, GA 828,096828.1k $29.5m $29.5m 1.94% Added +495.6k +495,581
49 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 731,742731.7k $26.1m $26.1m 0.04% Added +6.0k +5,988
50 Schonfeld Strategic Advisors LLC 0.20% of their portfolio NEW YORK, NY 661,399661.4k $23.6m $23.6m 0.20% Added +328.1k +328,060
51 BRANDES INVESTMENT PARTNERS, LP 0.47% of their portfolio LA JOLLA, CA 650,492650.5k $23.2m $23.2m 0.47% Added +8.6k +8,649
52 Brookfield Corp /ON/ 0.09% of their portfolio TORONTO, A6 644,249644.2k $23.0m $23.0m 0.09% Added +39.4k +39,429
53 UBS Group AG 0.01% of their portfolio ZURICH, V8 641,847641.8k $22.9m $22.9m 0.01% Reduced -386.0k -386,038
54 Grantham, Mayo, Van Otterloo & Co. LLC 0.10% of their portfolio Boston, MA 632,374632.4k $22.5m $22.5m 0.10% Added +473.7k +473,664
55 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 592,557592.6k $21.1m $21.1m 0.07% Added +28.6k +28,576
56 Pacer Advisors, Inc. 0.08% of their portfolio Malvern, PA 560,440560.4k $20.0m $20.0m 0.08% Reduced -462.2k -462,202
57 Welch & Forbes LLC 0.29% of their portfolio Boston, MA 520,977521.0k $18.6m $18.6m 0.29% Reduced -124 -124
58 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 520,755520.8k $18.6m $18.6m 0.01% Added +73.0k +73,045
59 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 518,289518.3k $18.5m $18.5m 0.04% Added +10.4k +10,418
60 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio JUPITER, FL 516,577516.6k $18.4m $18.4m 0.09% Reduced -385.1k -385,119
61 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 508,769508.8k $18.1m $18.1m 0.04% Reduced -5.3k -5,319
62 Sio Capital Management, LLC 6.04% of their portfolio NEW YORK, NY 479,532479.5k $17.1m $17.1m 6.04% New
63 Callodine Capital Management, LP 4.61% of their portfolio BOSTON, MA 450,000450.0k $16.0m $16.0m 4.61% Unchanged
64 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 430,324430.3k $15.3m $15.3m 0.06% First filing
65 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 426,737426.7k $15.2m $15.2m 0.01% Added +9.0k +8,962
66 KORNITZER CAPITAL MANAGEMENT INC /KS 0.30% of their portfolio SHAWNEE MISSION, KS 424,305424.3k $15.1m $15.1m 0.30% Reduced -99.9k -99,871
67 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 411,954412.0k $14.7m $14.7m 0.01% Added +50.1k +50,123
68 CAUSEWAY CAPITAL MANAGEMENT LLC 0.37% of their portfolio LOS ANGELES, CA 399,430399.4k $14.2m $14.2m 0.37% Added +80.3k +80,270
69 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 388,496388.5k $13.8m $13.8m 0.08% Added +2.9k +2,906
70 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 378,510378.5k $13.5m $13.5m 0.02% Added +26.0k +26,027
71 NorthCrest Asset Manangement, LLC 0.52% of their portfolio PLYMOUTH, MN 367,504367.5k $13.1m $13.1m 0.52% Added +2.0k +2,015
72 Integral Health Asset Management, LLC 1.64% of their portfolio New York, NY 350,000350.0k $12.5m $12.5m 1.64% New
73 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 349,776349.8k $12.5m $12.5m 0.02% Added +34.0k +34,032
74 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.08% of their portfolio NEW YORK, NY 330,550330.6k $11.8m $11.8m 0.08% Added +950 +950
75 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 317,939317.9k $11.2m $11.2m 0.02% Reduced -83.1k -83,141
76 ARMISTICE CAPITAL, LLC 0.27% of their portfolio NEW YORK, NY 300,000300.0k $10.7m $10.7m 0.27% Reduced -2.9m -2,936,000
77 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 297,295297.3k $10.6m $10.6m 0.04% Added +5.7k +5,669
78 Owl Creek Asset Management, L.P. 0.82% of their portfolio New York, NY 285,559285.6k $10.2m $10.2m 0.82% Unchanged
79 LONE PEAK GLOBAL INVESTORS LLC 2.74% of their portfolio ALPINE, UT 266,307266.3k $9.5m $9.5m 2.74% Reduced -448 -448
80 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 261,167261.2k $9.3m $9.3m 0.02% Reduced -675 -675
81 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 242,461242.5k $8.6m $8.6m 0.01% Added +14.0k +13,991
82 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 242,188242.2k $8.6m $8.6m 0.03% Added +31.3k +31,342
83 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 235,094235.1k $8.4m $8.4m 0.02% Reduced -1.6m -1,574,261
84 Hillman Capital Management, Inc. 2.95% of their portfolio BETHESDA, MD 234,681234.7k $8.4m $8.4m 2.95% Reduced -2.7k -2,735
85 Euro Pacific Asset Management, LLC 1.79% of their portfolio DORADO, PR 233,710233.7k $8.2m $8.2m 1.79% Added +9.6k +9,553
86 Employees Retirement System of Texas 0.11% of their portfolio AUSTIN, TX 230,411230.4k $8.2m $8.2m 0.11% Reduced -8.9k -8,930
87 Onex Canada Asset Management Inc. 0.24% of their portfolio TORONTO, A6 222,000222.0k $3.9m $3.9m 0.24% New
88 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 219,661219.7k $7.8m $7.8m 0.01% New
89 CAMBIAR INVESTORS LLC 0.32% of their portfolio Denver, CO 215,847215.8k $7.7m $7.7m 0.32% New
90 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 211,593211.6k $7.5m $7.5m 0.01% Reduced -80.5k -80,494
91 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 210,878210.9k $7.5m $7.5m 0.01% Added +23.6k +23,630
92 CWM, LLC 0.05% of their portfolio OMAHA, NE 206,704206.7k $7.4m $7.4m 0.05% Reduced -13.1k -13,086
93 Clean Yield Group 3.01% of their portfolio NORWICH, VT 205,365205.4k $7.3m $7.3m 3.01% Added +7.2k +7,205
94 NICHOLAS COMPANY, INC. 0.14% of their portfolio MILWAUKEE, WI 204,510204.5k $7.3m $7.3m 0.14% Added +18.1k +18,150
95 Canal Insurance CO 2.03% of their portfolio Greenville, SC 202,500202.5k $7.2m $7.2m 2.03% Unchanged
96 U.S. Capital Wealth Advisors, LLC 0.33% of their portfolio AUSTIN, TX 193,375193.4k $6.9m $6.9m 0.33% Added +27.9k +27,908
97 Bridgewater Associates, LP 0.04% of their portfolio Westport, CT 191,137191.1k $6.8m $6.8m 0.04% Added +36.5k +36,485
98 NORGES BANK 0.00% of their portfolio OSLO, Q8 189,999190.0k $6.8m $6.8m 0.00% Added +37.0k +37,000
99 BUCKHEAD CAPITAL MANAGEMENT LLC 1.60% of their portfolio ATLANTA, GA 188,493188.5k $6.7m $6.7m 1.60% Reduced -8.4k -8,419
100 MERITAGE PORTFOLIO MANAGEMENT 0.46% of their portfolio OVERLAND PARK, KS 183,028183.0k $6.5m $6.5m 0.46% Reduced -11.2k -11,238