Vault-13

GSK PLC GSK

SPONSORED ADR · ADR · CUSIP 37733W204 · ISIN US37733W2044

British multinational pharmaceutical and biotechnology company

805 institutional holders -1 vs Q4 2022
287,381,474287.4m shares reported held*
$10.2bnreported value*
72 new 349 added 219 reduced 68 sold out net bought ≈ $399.4m (+12.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.52. Options: 25 managers hold calls ($268.6m notional), 23 hold puts ($167.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 715Q4 22: 806Q1 23: 805805Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022715
Q4 2022806
Q1 2023805

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 375 bought or addedQ4 22: 342 cut or sold outQ4 22Q1 23: 421 bought or addedQ1 23: 287 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022375342
Q1 2023421287

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $434.0mQ3 22 puts: $214.0mQ3 22P/C 0.49Q4 22 calls: $420.2mQ4 22 puts: $157.2mQ4 22P/C 0.37Q1 23 calls: $268.6mQ1 23 puts: $167.2mQ1 23P/C 0.62
Numbers
QuarterCallsPutsP/C
Q3 2022$434.0m$214.0m0.49
Q4 2022$420.2m$157.2m0.37
Q1 2023$268.6m$167.2m0.62

Biggest buyers

FMR LLC Added +15,992,383+16.0m
PRIMECAP MANAGEMENT CO/CA/ Added +6,105,590+6.1m
Dodge & Cox Added +4,774,116+4.8m
MARSHALL WACE, LLP Added +1,574,304+1.6m
Brandywine Global Investment Management, LLC Added +1,306,868+1.3m
Holocene Advisors, LP New +1,182,619+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +958,558+958.6k
Camber Capital Management LP Added +850,000+850.0k
Optiver Holding B.V. New +794,398+794.4k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +724,075+724.1k

Biggest sellers

Point72 Asset Management, L.P. Reduced -6,365,673-6.4m
JTC Employer Solutions Trustee Ltd Reduced -3,978,762-4.0m
MILLENNIUM MANAGEMENT LLC Reduced -3,395,085-3.4m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -3,207,536-3.2m
RENAISSANCE TECHNOLOGIES LLC Reduced -2,107,700-2.1m
Balyasny Asset Management L.P. Sold out -2,064,244-2.1m
TWO SIGMA ADVISERS, LP Reduced -2,019,600-2.0m
JANE STREET GROUP, LLC Reduced -1,691,960-1.7m
ACADIAN ASSET MANAGEMENT LLC Reduced -1,612,345-1.6m
CITADEL ADVISORS LLC Reduced -655,824-655.8k

Biggest calls

GOLDMAN SACHS GROUP INC New $77.0m2.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $55.7m1.6m shares
Optiver Holding B.V. Added $34.5m978.2k shares
Twin Tree Management, LP Reduced $24.8m697.7k shares
CITADEL ADVISORS LLC Reduced $23.5m660.2k shares
MILLENNIUM MANAGEMENT LLC Reduced $12.8m358.8k shares
SIMPLEX TRADING, LLC Reduced $10.5m330.1k shares
GROUP ONE TRADING LLC Reduced $5.9m167.1k shares
Parallax Volatility Advisers, L.P. Added $5.6m158.3k shares
WOLVERINE TRADING, LLC Reduced $4.6m130.0k shares

Biggest puts

Optiver Holding B.V. Added $39.6m1.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $37.3m1.0m shares
CITADEL ADVISORS LLC Reduced $18.2m510.4k shares
GOLDMAN SACHS GROUP INC New $16.3m459.0k shares
Twin Tree Management, LP New $15.7m440.1k shares
SIMPLEX TRADING, LLC Reduced $12.1m359.9k shares
BOOTHBAY FUND MANAGEMENT, LLC Reduced $7.6m213.6k shares
Walleye Trading LLC Reduced $5.7m160.0k shares
Cubist Systematic Strategies, LLC Reduced $3.1m87.0k shares
PEAK6 Investments LLC Reduced $2.3m65.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: DODGE & COX (4.3%, 2026-08-13)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 1.69% of their portfolio San Francisco, CA 69,707,06869.7m $2.5bn $2.5bn 1.69% Added +4.8m +4,774,116
2 FMR LLC 0.05% of their portfolio BOSTON, MA 30,952,86431.0m $1.1bn $1.1bn 0.05% Added +16.0m +15,992,383
3 JTC Employer Solutions Trustee Ltd 52.83% of their portfolio ST HELIER, Y9 13,993,20814.0m $497.8m $497.8m 52.83% Reduced -4.0m -3,978,762
4 Fisher Asset Management, LLC 0.29% of their portfolio PLANO, TX 13,274,66513.3m $472.6m $472.6m 0.29% Added +554.1k +554,079
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.07% of their portfolio BALTIMORE, MD 12,292,91312.3m $437.4m $437.4m 0.07% Added +673.4k +673,419
6 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.50% of their portfolio BOSTON, MA 10,836,81410.8m $385.6m $385.6m 0.50% Reduced -3.2m -3,207,536
7 PRIMECAP MANAGEMENT CO/CA/ 0.31% of their portfolio PASADENA, CA 9,871,5109.9m $351.2m $351.2m 0.31% Added +6.1m +6,105,590
8 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 9,810,8489.8m $349.1m $349.1m 0.09% Added +99.5k +99,483
9 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 7,430,5137.4m $266.9m $266.9m 0.02% Added +9.2k +9,173
10 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,606,1005.6m $199.5m $199.5m 0.02% Added +499.9k +499,906
11 ACADIAN ASSET MANAGEMENT LLC 0.77% of their portfolio Boston, MA 4,943,2874.9m $175.8m $175.8m 0.77% Reduced -1.6m -1,612,345
12 Camber Capital Management LP 5.58% of their portfolio BOSTON, MA 4,600,0004.6m $163.7m $163.7m 5.58% Added +850.0k +850,000
13 RENAISSANCE TECHNOLOGIES LLC 0.20% of their portfolio NEW YORK, NY 4,229,4514.2m $150.5m $150.5m 0.20% Reduced -2.1m -2,107,700
14 Eversept Partners, LP 12.58% of their portfolio NEW YORK, NY 3,731,4993.7m $133.9m $133.9m 12.58% Added +241.0k +241,042
15 EQUITY INVESTMENT CORP 3.85% of their portfolio ATLANTA, GA 3,300,2313.3m $117.4m $117.4m 3.85% Added +422.4k +422,438
16 ARMISTICE CAPITAL, LLC 2.68% of their portfolio NEW YORK, NY 3,236,0003.2m $115.1m $115.1m 2.68% Added +180.0k +180,000
17 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.40% of their portfolio Los Angeles, CA 2,893,7662.9m $103.0m $103.0m 0.40% Reduced -32.2k -32,220
18 Brandywine Global Investment Management, LLC 0.39% of their portfolio PHILADELPHIA, PA 2,726,7382.7m $97.0m $97.0m 0.39% Added +1.3m +1,306,868
19 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,312,3062.3m $82.3m $82.3m 0.03% Reduced -352.9k -352,926
20 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,163,2902.2m $77.0m $77.0m 0.02% Added +340.6k +340,624
21 Douglas Lane & Associates, LLC 1.28% of their portfolio NEW YORK, NY 2,162,2902.2m $76.9m $76.9m 1.28% Added +108.2k +108,193
22 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,092,5062.1m $74.5m $74.5m 0.01% Reduced -254.6k -254,575
23 MARSHALL WACE, LLP 0.16% of their portfolio LONDON, X0 1,809,3551.8m $64.4m $64.4m 0.16% Added +1.6m +1,574,304
24 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 1,751,3181.8m $62.3m $62.3m 0.02% Added +1.1k +1,140
25 Aristotle Capital Management, LLC 0.12% of their portfolio LOS ANGELES, CA 1,677,0071.7m $59.7m $59.7m 0.12% Added +92.0k +91,975
26 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,525,1541.5m $54.3m $54.3m 0.02% Reduced -14.3k -14,338
27 Magnetar Financial LLC 1.05% of their portfolio EVANSTON, IL 1,515,3931.5m $53.9m $53.9m 1.05% Reduced -199.8k -199,778
28 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,507,1321.5m $23.3m $23.3m 0.01% Added +958.6k +958,558
29 NOMURA HOLDINGS INC 0.51% of their portfolio TOKYO, M0 1,461,2381.5m $52.0m $52.0m 0.51% Reduced -622.8k -622,780
30 Mondrian Investment Partners LTD 1.13% of their portfolio LONDON, X0 1,436,1061.4m $51.1m $51.1m 1.13% Added +263.0k +263,000
31 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,421,7241.4m $50.6m $50.6m 0.01% Reduced -4.9k -4,921
32 MACQUARIE GROUP LTD 0.06% of their portfolio Sydney, NSW 2000, C3 1,390,3871.4m $49.5m $49.5m 0.06% Added +302.7k +302,731
33 BlackRock Inc. 0.00% of their portfolio New York, NY 1,372,1391.4m $48.8m $48.8m 0.00% Added +194.2k +194,209
34 CAPTRUST FINANCIAL ADVISORS 0.20% of their portfolio RALEIGH, NC 1,261,4821.3m $44.9m $44.9m 0.20% Added +73.9k +73,929
35 LETKO, BROSSEAU & ASSOCIATES INC 0.79% of their portfolio MONTREAL, A8 1,184,2681.2m $42.1m $42.1m 0.79% Added +7.9k +7,875
36 Holocene Advisors, LP 0.21% of their portfolio New York, NY 1,182,6191.2m $42.1m $42.1m 0.21% New
37 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,126,8791.1m $40.1m $40.1m 0.03% Added +78.6k +78,647
38 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 1,050,9201.1m $37.4m $37.4m 0.04% Reduced -3.4m -3,395,085
39 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,037,4771.0m $36.9m $36.9m 0.01% Added +148.7k +148,672
40 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,035,2951.0m $36.8m $36.8m 0.01% Added +20.9k +20,897
41 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,027,8851.0m $36.6m $36.6m 0.02% Reduced -175.8k -175,844
42 Pacer Advisors, Inc. 0.16% of their portfolio Malvern, PA 1,022,6421.0m $36.4m $36.4m 0.16% Added +353.0k +353,041
43 Clark Capital Management Group, Inc. 0.40% of their portfolio PHILADELPHIA, PA 1,007,9941.0m $35.9m $35.9m 0.40% Added +30.6k +30,650
44 Russell Investments Group, Ltd. 0.07% of their portfolio Seattle, WA 1,006,9371.0m $35.8m $35.8m 0.07% Reduced -113.2k -113,214
45 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 997,729997.7k $35.5m $35.5m 0.01% Reduced -37.3k -37,293
46 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 911,472911.5k $32.4m $32.4m 0.06% Added +125.0k +124,966
47 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.16% of their portfolio JUPITER, FL 901,696901.7k $32.1m $32.1m 0.16% Added +724.1k +724,075
48 BOOTHBAY FUND MANAGEMENT, LLC 0.76% of their portfolio NEW YORK, NY 808,772808.8k $28.8m $28.8m 0.76% Added +368.4k +368,413
49 Optiver Holding B.V. 1.30% of their portfolio AMSTERDAM, P7 794,398794.4k $28.0m $28.0m 1.30% New
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 764,846764.8k $27.2m $27.2m 0.02% Added +210.9k +210,942
51 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 725,754725.8k $25.8m $25.8m 0.04% Added +71.7k +71,737
52 BRANDES INVESTMENT PARTNERS, LP 0.48% of their portfolio LA JOLLA, CA 641,843641.8k $22.8m $22.8m 0.48% Added +620.5k +620,455
53 Brookfield Corp /ON/ 0.08% of their portfolio TORONTO, A6 604,820604.8k $21.5m $21.5m 0.08% Added +570.5k +570,527
54 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 563,981564.0k $20.1m $20.1m 0.08% Added +251.2k +251,184
55 KORNITZER CAPITAL MANAGEMENT INC /KS 0.37% of their portfolio SHAWNEE MISSION, KS 524,176524.2k $18.7m $18.7m 0.37% Reduced -1.5k -1,540
56 Welch & Forbes LLC 0.31% of their portfolio Boston, MA 521,101521.1k $18.5m $18.5m 0.31% Unchanged
57 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 514,088514.1k $18.3m $18.3m 0.04% Added +7.5k +7,499
58 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 507,871507.9k $18.1m $18.1m 0.04% Reduced -236.0k -236,042
59 Kynam Capital Management, LP 2.29% of their portfolio PRINCETON, NJ 498,329498.3k $17.7m $17.7m 2.29% Reduced -3.3k -3,314
60 Callodine Capital Management, LP 4.72% of their portfolio BOSTON, MA 450,000450.0k $16.0m $16.0m 4.72% Added +240.0k +240,000
61 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 447,710447.7k $15.9m $15.9m 0.01% Added +85.0k +85,032
62 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 417,775417.8k $14.9m $14.9m 0.01% Added +24.3k +24,348
63 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 401,080401.1k $14.4m $14.4m 0.04% Reduced -3.5k -3,475
64 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 385,590385.6k $13.7m $13.7m 0.08% Added +14.7k +14,749
65 NorthCrest Asset Manangement, LLC 0.54% of their portfolio PLYMOUTH, MN 365,489365.5k $13.0m $13.0m 0.54% Added +41.0k +40,973
66 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 361,831361.8k $12.9m $12.9m 0.01% Added +46.1k +46,144
67 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 352,483352.5k $12.6m $12.6m 0.02% Added +9.0k +9,035
68 Schonfeld Strategic Advisors LLC 0.11% of their portfolio NEW YORK, NY 333,339333.3k $11.9m $11.9m 0.11% Added +84.2k +84,207
69 GW HENSSLER & ASSOCIATES LTD 0.79% of their portfolio KENNESAW, GA 332,515332.5k $11.8m $11.8m 0.79% Added +193.8k +193,849
70 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.09% of their portfolio NEW YORK, NY 329,600329.6k $11.7m $11.7m 0.09% Unchanged
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 321,559321.6k $11.4m $11.4m 0.00% Added +44.6k +44,633
72 CAUSEWAY CAPITAL MANAGEMENT LLC 0.27% of their portfolio LOS ANGELES, CA 319,160319.2k $11.4m $11.4m 0.27% Added +82.1k +82,127
73 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 315,744315.7k $11.2m $11.2m 0.02% Added +5.0k +4,989
74 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 292,087292.1k $10.4m $10.4m 0.01% Reduced -13.5k -13,544
75 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 291,626291.6k $10.4m $10.4m 0.04% Added +19.8k +19,829
76 Owl Creek Asset Management, L.P. 0.81% of their portfolio New York, NY 285,559285.6k $10.2m $10.2m 0.81% New
77 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 277,657277.7k $9.9m $9.9m 0.01% Reduced -655.8k -655,824
78 LONE PEAK GLOBAL INVESTORS LLC 2.92% of their portfolio ALPINE, UT 266,755266.8k $9.5m $9.5m 2.92% Added +4.8k +4,788
79 CANTOR FITZGERALD, L. P. 0.20% of their portfolio NEW YORK, NY 264,001264.0k $9.4m $9.4m 0.20% New
80 Keystone Financial Planning, Inc. 3.18% of their portfolio CLEVELAND, OH 262,982263.0k $9.4m $9.4m 3.18% Reduced -1.1k -1,098
81 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 261,842261.8k $9.3m $9.3m 0.02% Reduced -3.0k -3,017
82 Employees Retirement System of Texas 0.12% of their portfolio AUSTIN, TX 239,341239.3k $8.5m $8.5m 0.12% Reduced -63.6k -63,600
83 Hillman Capital Management, Inc. 3.20% of their portfolio BETHESDA, MD 237,416237.4k $8.4m $8.4m 3.20% Reduced -463 -463
84 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 228,470228.5k $8.1m $8.1m 0.01% Added +7.8k +7,778
85 Euro Pacific Asset Management, LLC 1.71% of their portfolio DORADO, PR 224,157224.2k $8.0m $8.0m 1.71% Added +1.3k +1,302
86 CWM, LLC 0.05% of their portfolio OMAHA, NE 219,790219.8k $7.8m $7.8m 0.05% Added +2.6k +2,629
87 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 210,846210.8k $7.5m $7.5m 0.03% Added +43.0k +43,011
88 Canal Insurance CO 1.96% of their portfolio Greenville, SC 202,500202.5k $7.2m $7.2m 1.96% Unchanged
89 Clean Yield Group 3.00% of their portfolio NORWICH, VT 198,160198.2k $7.1m $7.1m 3.00% Added +10.4k +10,432
90 BUCKHEAD CAPITAL MANAGEMENT LLC 1.65% of their portfolio ATLANTA, GA 196,912196.9k $7.0m $7.0m 1.65% Added +2.9k +2,905
91 MERITAGE PORTFOLIO MANAGEMENT 0.52% of their portfolio OVERLAND PARK, KS 194,266194.3k $6.9m $6.9m 0.52% Added +139 +139
92 SIMPLEX TRADING, LLC 0.31% of their portfolio CHICAGO, IL 189,576189.6k $6.7m $6.7m 0.31% Reduced -95.6k -95,562
93 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 187,248187.2k $6.7m $6.7m 0.01% Added +20.8k +20,807
94 Bell Bank 0.70% of their portfolio FARGO, ND 187,060187.1k $6.7m $6.7m 0.70% Added +26.4k +26,356
95 NICHOLAS COMPANY, INC. 0.13% of their portfolio MILWAUKEE, WI 186,360186.4k $6.6m $6.6m 0.13% Added +10.1k +10,135
96 ARIEL INVESTMENTS, LLC 0.06% of their portfolio CHICAGO, IL 185,368185.4k $6.6m $6.6m 0.06% Added +80 +80
97 SPX Gestao de Recursos Ltda 0.44% of their portfolio RIO DE JANEIRO, D5 184,471184.5k $6.6m $6.6m 0.44% Added +47.5k +47,500
98 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 183,144183.1k $6.5m $6.5m 0.06% Added +24.6k +24,578
99 Altrius Capital Management Inc 1.95% of their portfolio NEW BERN, NC 179,522179.5k $6.4m $6.4m 1.95% Added +5.8k +5,827
100 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 175,673175.7k $6.3m $6.3m 0.01% Added +15.0k +15,038