Vault-13

GSK PLC GSK

SPONSORED ADR · ADR · CUSIP 37733W204 · ISIN US37733W2044

British multinational pharmaceutical and biotechnology company

806 institutional holders +91 vs Q3 2022
275,434,566275.4m shares reported held*
$9.7bnreported value*
149 new 226 added 267 reduced 75 sold out net bought ≈ $433.7m (+12.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.15. Options: 33 managers hold calls ($420.2m notional), 21 hold puts ($157.2m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 715Q4 22: 806806Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022715
Q4 2022806

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $434.0mQ3 22 puts: $214.0mQ3 22P/C 0.49Q4 22 calls: $420.2mQ4 22 puts: $157.2mQ4 22P/C 0.37
Numbers
QuarterCallsPutsP/C
Q3 2022$434.0m$214.0m0.49
Q4 2022$420.2m$157.2m0.37

Biggest buyers

JTC Employer Solutions Trustee Ltd Added +13,264,687+13.3m
Dodge & Cox Added +6,348,963+6.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +5,998,831+6.0m
PRIMECAP MANAGEMENT CO/CA/ Added +3,324,800+3.3m
NOMURA HOLDINGS INC New +2,084,018+2.1m
Point72 Asset Management, L.P. Added +1,849,922+1.8m
MILLENNIUM MANAGEMENT LLC Added +1,745,848+1.7m
JANE STREET GROUP, LLC Added +1,692,750+1.7m
GOLDMAN SACHS GROUP INC Added +1,649,886+1.6m
Balyasny Asset Management L.P. Added +1,288,198+1.3m

Biggest sellers

Capital International Investors Sold out -11,066,164-11.1m
TWO SIGMA INVESTMENTS, LP Reduced -6,579,584-6.6m
RENAISSANCE TECHNOLOGIES LLC Reduced -3,016,906-3.0m
CITADEL ADVISORS LLC Reduced -2,778,462-2.8m
TWO SIGMA ADVISERS, LP Reduced -2,319,120-2.3m
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -1,837,510-1.8m
Connor, Clark & Lunn Investment Management Ltd. Sold out -845,924-845.9k
CLEAR STREET LLC Sold out -834,529-834.5k
Cubist Systematic Strategies, LLC Reduced -818,931-818.9k
Sio Capital Management, LLC Sold out -790,600-790.6k

Biggest calls

Eversept Partners, LP Unchanged $73.6m2.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $71.5m2.0m shares
Twin Tree Management, LP Reduced $60.1m1.7m shares
Balyasny Asset Management L.P. Reduced $36.6m1.0m shares
CITADEL ADVISORS LLC Reduced $36.4m1.0m shares
MILLENNIUM MANAGEMENT LLC Added $28.1m800.0k shares
Optiver Holding B.V. Added $19.2m553.1k shares
SIMPLEX TRADING, LLC Reduced $18.4m599.2k shares
BOOTHBAY FUND MANAGEMENT, LLC Added $13.2m374.5k shares
PEAK6 Investments LLC Added $8.8m251.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $33.3m946.4k shares
CITADEL ADVISORS LLC Reduced $31.6m899.7k shares
Optiver Holding B.V. Added $20.6m592.6k shares
SIMPLEX TRADING, LLC Reduced $14.9m545.3k shares
PEAK6 Investments LLC Reduced $10.8m308.5k shares
BOOTHBAY FUND MANAGEMENT, LLC New $9.9m282.2k shares
GROUP ONE TRADING LLC Added $7.5m213.7k shares
Walleye Trading LLC Added $7.5m212.9k shares
Cubist Systematic Strategies, LLC Added $4.3m121.8k shares
IMC-Chicago, LLC Reduced $4.2m119.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: DODGE & COX (4.3%, 2026-08-13)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 1.56% of their portfolio San Francisco, CA 64,932,95264.9m $2.3bn $2.3bn 1.56% Added +6.3m +6,348,963
2 JTC Employer Solutions Trustee Ltd 54.05% of their portfolio ST HELIER, Y9 17,971,97018.0m $631.4m $631.4m 54.05% Added +13.3m +13,264,687
3 FMR LLC 0.05% of their portfolio BOSTON, MA 14,960,48115.0m $525.7m $525.7m 0.05% Added +892.9k +892,886
4 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.69% of their portfolio BOSTON, MA 14,044,35014.0m $493.5m $493.5m 0.69% Added +6.0m +5,998,831
5 Fisher Asset Management, LLC 0.30% of their portfolio PLANO, TX 12,720,58612.7m $447.0m $447.0m 0.30% Added +548.7k +548,735
6 PRICE T ROWE ASSOCIATES INC /MD/ 0.07% of their portfolio BALTIMORE, MD 11,619,49411.6m $408.3m $408.3m 0.07% Added +435.0k +434,976
7 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 9,711,3659.7m $341.3m $341.3m 0.10% Added +1.6m +1,649,886
8 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 7,421,3407.4m $263.2m $263.2m 0.02% Reduced -145.2k -145,221
9 ACADIAN ASSET MANAGEMENT LLC 1.13% of their portfolio Boston, MA 6,555,6326.6m $230.3m $230.3m 1.13% Added +43.9k +43,870
10 Point72 Asset Management, L.P. 0.86% of their portfolio STAMFORD, CT 6,471,7736.5m $227.4m $227.4m 0.86% Added +1.8m +1,849,922
11 RENAISSANCE TECHNOLOGIES LLC 0.30% of their portfolio NEW YORK, NY 6,337,1516.3m $222.7m $222.7m 0.30% Reduced -3.0m -3,016,906
12 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,106,1945.1m $179.4m $179.4m 0.02% Added +75.1k +75,145
13 MILLENNIUM MANAGEMENT LLC 0.17% of their portfolio NEW YORK, NY 4,446,0054.4m $156.2m $156.2m 0.17% Added +1.7m +1,745,848
14 PRIMECAP MANAGEMENT CO/CA/ 0.12% of their portfolio PASADENA, CA 3,765,9203.8m $132.3m $132.3m 0.12% Added +3.3m +3,324,800
15 Camber Capital Management LP 4.61% of their portfolio BOSTON, MA 3,750,0003.8m $131.8m $131.8m 4.61% Added +1.2m +1,250,000
16 Eversept Partners, LP 11.98% of their portfolio NEW YORK, NY 3,490,4573.5m $123.8m $123.8m 11.98% Added +551.4k +551,387
17 ARMISTICE CAPITAL, LLC 2.89% of their portfolio NEW YORK, NY 3,056,0003.1m $107.4m $107.4m 2.89% Reduced -544.0k -544,000
18 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.39% of their portfolio Los Angeles, CA 2,925,9862.9m $102.8m $102.8m 0.39% Reduced -69.3k -69,272
19 EQUITY INVESTMENT CORP 3.40% of their portfolio ATLANTA, GA 2,877,7932.9m $101.1m $101.1m 3.40% Added +261.2k +261,161
20 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,665,2322.7m $93.7m $93.7m 0.03% Reduced -59.9k -59,923
21 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,347,0812.3m $82.5m $82.5m 0.01% Reduced -197.6k -197,603
22 TWO SIGMA ADVISERS, LP 0.22% of their portfolio NEW YORK, NY 2,192,2922.2m $77.0m $77.0m 0.22% Reduced -2.3m -2,319,120
23 NOMURA HOLDINGS INC 0.74% of their portfolio TOKYO, M0 2,084,0182.1m $73.2m $73.2m 0.74% New
24 Balyasny Asset Management L.P. 0.26% of their portfolio Chicago, IL 2,064,2442.1m $72.5m $72.5m 0.26% Added +1.3m +1,288,198
25 Douglas Lane & Associates, LLC 1.21% of their portfolio NEW YORK, NY 2,054,0972.1m $72.2m $72.2m 1.21% Added +464.5k +464,538
26 JANE STREET GROUP, LLC 0.12% of their portfolio NEW YORK, NY 1,826,0771.8m $63.5m $63.5m 0.12% Added +1.7m +1,692,750
27 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,822,6661.8m $64.0m $64.0m 0.02% Added +78.3k +78,278
28 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 1,750,1781.8m $61.5m $61.5m 0.02% Reduced -88 -88
29 Magnetar Financial LLC 1.02% of their portfolio EVANSTON, IL 1,715,1711.7m $60.3m $60.3m 1.02% Added +427.6k +427,563
30 Aristotle Capital Management, LLC 0.12% of their portfolio LOS ANGELES, CA 1,585,0321.6m $55.7m $55.7m 0.12% Added +177.2k +177,162
31 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,539,4921.5m $54.1m $54.1m 0.02% Reduced -323.3k -323,313
32 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,426,6451.4m $50.1m $50.1m 0.01% Reduced -52.7k -52,655
33 Brandywine Global Investment Management, LLC 0.39% of their portfolio PHILADELPHIA, PA 1,419,8701.4m $49.9m $49.9m 0.39% Added +161.0k +161,017
34 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,203,7291.2m $42.3m $42.3m 0.02% Added +190.3k +190,273
35 CAPTRUST FINANCIAL ADVISORS 0.21% of their portfolio RALEIGH, NC 1,187,5531.2m $41.7m $41.7m 0.21% Reduced -95.1k -95,107
36 BlackRock Inc. 0.00% of their portfolio New York, NY 1,177,9301.2m $41.4m $41.4m 0.00% Added +352.8k +352,769
37 LETKO, BROSSEAU & ASSOCIATES INC 0.74% of their portfolio MONTREAL, A8 1,176,3931.2m $41.3m $41.3m 0.74% Added +632.2k +632,160
38 Mondrian Investment Partners LTD 0.91% of their portfolio LONDON, X0 1,173,1061.2m $41.2m $41.2m 0.91% Unchanged
39 Russell Investments Group, Ltd. 0.08% of their portfolio Seattle, WA 1,120,1511.1m $39.4m $39.4m 0.08% Reduced -3.3k -3,281
40 MACQUARIE GROUP LTD 0.05% of their portfolio Sydney, NSW 2000, C3 1,087,6561.1m $38.2m $38.2m 0.05% Reduced -18.8k -18,803
41 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,048,2321.0m $36.8m $36.8m 0.03% Reduced -25.9k -25,928
42 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,035,0221.0m $36.4m $36.4m 0.01% Added +3.4k +3,424
43 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,014,3981.0m $35.6m $35.6m 0.01% Added +210.3k +210,326
44 Clark Capital Management Group, Inc. 0.32% of their portfolio PHILADELPHIA, PA 977,344977.3k $34.3m $34.3m 0.32% Reduced -136.2k -136,181
45 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 933,481933.5k $32.8m $32.8m 0.04% Reduced -2.8m -2,778,462
46 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 888,805888.8k $31.2m $31.2m 0.01% Added +65.9k +65,946
47 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 786,506786.5k $27.6m $27.6m 0.06% Added +247.4k +247,398
48 VAN ECK ASSOCIATES CORP 0.07% of their portfolio NEW YORK, NY 743,913743.9k $26.1m $26.1m 0.07% Reduced -74.4k -74,421
49 Pacer Advisors, Inc. 0.12% of their portfolio Malvern, PA 669,601669.6k $23.5m $23.5m 0.12% Added +363.6k +363,617
50 CAPITAL FUND MANAGEMENT S.A. 0.51% of their portfolio PARIS, I0 663,101663.1k $23.3m $23.3m 0.51% Added +28.1k +28,146
51 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 654,017654.0k $23.0m $23.0m 0.03% Added +29.5k +29,540
52 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 557,990558.0k $19.6m $19.6m 0.06% Reduced -6.6m -6,579,584
53 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 553,904553.9k $19.5m $19.5m 0.01% Reduced -36.4k -36,359
54 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 548,574548.6k $19.3m $19.3m 0.01% Reduced -73.7k -73,718
55 KORNITZER CAPITAL MANAGEMENT INC /KS 0.37% of their portfolio SHAWNEE MISSION, KS 525,716525.7k $18.5m $18.5m 0.37% Reduced -13.8k -13,779
56 Welch & Forbes LLC 0.33% of their portfolio Boston, MA 521,101521.1k $18.3m $18.3m 0.33% New
57 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 506,589506.6k $17.8m $17.8m 0.04% Added +12.5k +12,506
58 Kynam Capital Management, LP 2.70% of their portfolio PRINCETON, NJ 501,643501.6k $17.6m $17.6m 2.70% Added +1.6k +1,643
59 BOOTHBAY FUND MANAGEMENT, LLC 0.48% of their portfolio NEW YORK, NY 440,359440.4k $15.5m $15.5m 0.48% Added +221.9k +221,930
60 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 404,555404.6k $14.2m $14.2m 0.04% Reduced -148.2k -148,153
61 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 393,427393.4k $13.8m $13.8m 0.01% Reduced -4.1k -4,107
62 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 370,841370.8k $13.0m $13.0m 0.07% Added +9.3k +9,301
63 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 362,678362.7k $12.7m $12.7m 0.01% Reduced -60.9k -60,868
64 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 343,448343.4k $12.1m $12.1m 0.02% Added +16.4k +16,436
65 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.09% of their portfolio NEW YORK, NY 329,600329.6k $11.6m $11.6m 0.09% Reduced -2.4k -2,360
66 NorthCrest Asset Manangement, LLC 0.65% of their portfolio PLYMOUTH, MN 324,516324.5k $11.4m $11.4m 0.65% Added +24.7k +24,744
67 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 315,687315.7k $11.1m $11.1m 0.01% Added +76.1k +76,139
68 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 312,797312.8k $11.0m $11.0m 0.04% Reduced -13.2k -13,218
69 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 310,755310.8k $10.9m $10.9m 0.03% Added +23.4k +23,401
70 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 305,631305.6k $10.7m $10.7m 0.01% Reduced -112.7k -112,735
71 Grantham, Mayo, Van Otterloo & Co. LLC 0.06% of their portfolio Boston, MA 303,410303.4k $10.7m $10.7m 0.06% Reduced -1.8m -1,837,510
72 Employees Retirement System of Texas 0.15% of their portfolio AUSTIN, TX 302,941302.9k $10.6m $10.6m 0.15% Added +15.6k +15,596
73 SIMPLEX TRADING, LLC 0.48% of their portfolio CHICAGO, IL 285,138285.1k $10.0m $10.0m 0.48% Reduced -113.0k -112,980
74 ExodusPoint Capital Management, LP 0.15% of their portfolio NEW YORK, NY 280,187280.2k $9.8m $9.8m 0.15% Added +30.0k +30,029
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 276,926276.9k $9.7m $9.7m 0.00% Reduced -358.2k -358,245
76 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 271,797271.8k $9.6m $9.6m 0.04% Reduced -748 -748
77 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 264,859264.9k $9.3m $9.3m 0.02% Reduced -27.4k -27,403
78 Keystone Financial Planning, Inc. 3.13% of their portfolio CLEVELAND, OH 264,080264.1k $9.3m $9.3m 3.13% New
79 LONE PEAK GLOBAL INVESTORS LLC 2.80% of their portfolio ALPINE, UT 261,967262.0k $9.2m $9.2m 2.80% Added +59.6k +59,641
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 250,594250.6k $8.8m $8.8m 0.02% Added +154.2k +154,178
81 Schonfeld Strategic Advisors LLC 0.07% of their portfolio NEW YORK, NY 249,132249.1k $8.8m $8.8m 0.07% Reduced -65.8k -65,768
82 Hillman Capital Management, Inc. 3.28% of their portfolio BETHESDA, MD 237,879237.9k $8.4m $8.4m 3.28% Reduced -6.1k -6,099
83 CAUSEWAY CAPITAL MANAGEMENT LLC 0.24% of their portfolio LOS ANGELES, CA 237,033237.0k $8.3m $8.3m 0.24% Added +53.5k +53,489
84 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 235,051235.1k $8.3m $8.3m 0.02% Added +121.5k +121,550
85 Euro Pacific Asset Management, LLC 1.74% of their portfolio DORADO, PR 222,855222.9k $7.8m $7.8m 1.74% Added +845 +845
86 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 220,692220.7k $7.8m $7.8m 0.01% Reduced -5.3k -5,292
87 CWM, LLC 0.06% of their portfolio OMAHA, NE 217,161217.2k $7.6m $7.6m 0.06% Added +7.6k +7,563
88 Private Advisory Group LLC 1.62% of their portfolio REDMOND, WA 211,204211.2k $7.4m $7.4m 1.62% Reduced -10.1k -10,118
89 Callodine Capital Management, LP 2.23% of their portfolio BOSTON, MA 210,000210.0k $7.4m $7.4m 2.23% New
90 Canal Insurance CO 1.96% of their portfolio Greenville, SC 202,500202.5k $7.1m $7.1m 1.96% Unchanged
91 KEATING INVESTMENT COUNSELORS INC 2.72% of their portfolio DELRAY BEACH, FL 197,918197.9k $7.0m $7.0m 2.72% Added +56.7k +56,742
92 MERITAGE PORTFOLIO MANAGEMENT 0.53% of their portfolio OVERLAND PARK, KS 194,127194.1k $6.8m $6.8m 0.53% Added +104.9k +104,907
93 BUCKHEAD CAPITAL MANAGEMENT LLC 1.65% of their portfolio ATLANTA, GA 194,007194.0k $6.8m $6.8m 1.65% Reduced -41.3k -41,271
94 Clean Yield Group 2.83% of their portfolio NORWICH, VT 187,728187.7k $6.6m $6.6m 2.83% Reduced -10.1k -10,111
95 ARIEL INVESTMENTS, LLC 0.07% of their portfolio CHICAGO, IL 185,288185.3k $6.5m $6.5m 0.07% Added +15.7k +15,727
96 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio JUPITER, FL 177,621177.6k $6.2m $6.2m 0.03% Reduced -366.6k -366,584
97 NICHOLAS COMPANY, INC. 0.13% of their portfolio MILWAUKEE, WI 176,225176.2k $6.2m $6.2m 0.13% Added +60.4k +60,355
98 Altrius Capital Management Inc 1.92% of their portfolio NEW BERN, NC 173,695173.7k $6.1m $6.1m 1.92% Added +3.8k +3,849
99 MORGUARD LINCLUDEN GLOBAL INVESTMENTS Ltd 0.71% of their portfolio MISSISSAUGA, A6 170,636170.6k $6.0m $6.0m 0.71% New
100 GROUP ONE TRADING LLC 0.20% of their portfolio CHICAGO, IL 167,966168.0k $5.9m $5.9m 0.20% Added +54.2k +54,201