Vault-13

GLAUKOS CORP GKOS 2.75 06.15.27

NOTE 2.750% 6/1 · US DOMESTIC · CUSIP 377322AB8

9 institutional holders +0 vs Q1 2023
8,987,0009.0m shares reported held*
$451.1mreported value*
1 new 3 added 2 reduced 1 sold out net bought ≈ $1.2m (+5.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.19.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 5Q4 22: 9Q1 23: 9Q2 23: 99Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20225
Q4 20229
Q1 20239
Q2 20239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
505Q4 22: 5 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202251
Q1 202321
Q2 202343

Biggest buyers

LORD, ABBETT & CO. LLC Added +5,100,000+5.1m
LORD, ABBETT & CO. LLC Added +5,100,000+5.1m
AMERIPRISE FINANCIAL INC New +900,000+900.0k
BlackRock Inc. Added +200,000+200.0k

Biggest sellers

Crystalline Management Inc. Sold out -6,000,000-6.0m
FMR LLC Reduced -4,200,000-4.2m
DEERFIELD MANAGEMENT COMPANY, L.P. Reduced -300,000-300.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DEERFIELD MANAGEMENT COMPANY, L.P. 8.81% of their portfolio New York, NY 271,452,000271.5m $412.7m $412.7m 8.81% Reduced -300.0k -300,000
2 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 8,987,0009.0m $13.8m $13.8m 0.02% Added +5.1m +5,100,000
3 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 8,987,0009.0m $13.8m $13.8m 0.02% Added +5.1m +5,100,000
4 FMR LLC 0.00% of their portfolio BOSTON, MA 4,200,0004.2m $6.4m $6.4m 0.00% Reduced -4.2m -4,200,000
5 BlackRock Inc. 0.00% of their portfolio New York, NY 1,848,0001.8m $2.8m $2.8m 0.00% Added +200.0k +200,000
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 900,000900.0k $1.4m $1.4m 0.00% New
7 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 110,000110.0k $167.8k $167.8k 0.00% Unchanged
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 61,00061.0k $92.0k $92.0k 0.00% Unchanged
9 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged