Vault-13

GLADSTONE CAPITAL CORP GLAD

COM NEW · Common Stock · CUSIP 376535878

76 institutional holders -5 vs Q1 2026
2,866,9972.9m shares reported held*
12.7% of all shares outstanding*
$55.7mreported value*
11 new 24 added 20 reduced 12 sold out net bought ≈ $6.7m (+346.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6k this quarter). Holder counts are more reliable. Shares outstanding: 22.6m as of 2026-08-03, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $19.43. Options: 2 managers hold calls ($1.4m notional), 4 hold puts ($1.2m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 3Q2 24: 68Q3 24: 61Q4 24: 77Q1 25: 74Q2 25: 80Q3 25: 86Q4 25: 88Q1 26: 81Q2 26: 7676Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 20243
Q2 202468
Q3 202461
Q4 202477
Q1 202574
Q2 202580
Q3 202586
Q4 202588
Q1 202681
Q2 202676

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 32 bought or addedQ3 24: 34 cut or sold outQ4 24: 38 bought or addedQ4 24: 29 cut or sold outQ4 24Q1 25: 37 bought or addedQ1 25: 31 cut or sold outQ2 25: 39 bought or addedQ2 25: 23 cut or sold outQ2 25Q3 25: 43 bought or addedQ3 25: 23 cut or sold outQ4 25: 41 bought or addedQ4 25: 38 cut or sold outQ4 25Q1 26: 30 bought or addedQ1 26: 46 cut or sold outQ2 26: 35 bought or addedQ2 26: 32 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243234
Q4 20243829
Q1 20253731
Q2 20253923
Q3 20254323
Q4 20254138
Q1 20263046
Q2 20263532

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 25 calls: $573.0kQ3 25 puts: $1.8mQ3 25P/C 3.21Q4 25 calls: $950.4kQ4 25 puts: $1.8mQ4 25P/C 1.86Q1 26 calls: $1.3mQ1 26 puts: $1.2mQ1 26P/C 0.92Q2 26 calls: $1.4mQ2 26 puts: $1.2mQ2 26P/C 0.80
Numbers
QuarterCallsPutsP/C
Q3 2025$573.0k$1.8m3.21
Q4 2025$950.4k$1.8m1.86
Q1 2026$1.3m$1.2m0.92
Q2 2026$1.4m$1.2m0.80

Biggest buyers

VAN ECK ASSOCIATES CORP Added +129,881+129.9k
Schonfeld Strategic Advisors LLC New +59,135+59.1k
Beacon Pointe Advisors, LLC New +53,457+53.5k
BANK OF AMERICA CORP /DE/ Added +49,506+49.5k
B. Riley Wealth Advisors, Inc. Added +47,286+47.3k
BEARING POINT CAPITAL, LLC New +37,000+37.0k
PDT Partners, LLC New +32,116+32.1k
UBS Group AG Added +30,684+30.7k
JANE STREET GROUP, LLC Added +24,177+24.2k
Legacy Capital Wealth Partners, LLC Added +21,005+21.0k

Biggest sellers

North Ground Capital Reduced -37,616-37.6k
XTX Topco Ltd Sold out -34,318-34.3k
MORGAN STANLEY Reduced -26,606-26.6k
D.A. DAVIDSON & CO. Reduced -20,399-20.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -18,184-18.2k
MILLENNIUM MANAGEMENT LLC Reduced -15,421-15.4k
DNB Asset Management AS Reduced -13,592-13.6k
SageGuard Financial Group, LLC Sold out -12,038-12.0k
Brevan Howard Capital Management LP Reduced -11,419-11.4k
Quantbot Technologies LP Sold out -10,742-10.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $809.8k41.7k shares
CITADEL ADVISORS LLC Reduced $633.1k32.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $646.7k33.3k shares
IMC-Chicago, LLC Added $252.5k13.0k shares
JANE STREET GROUP, LLC New $205.9k10.6k shares
SIMPLEX TRADING, LLC Reduced $54.4k2.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 1 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 1 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—1$423.9k—
Q1 20250—0——
Q2 20250—1$5.3k—
Q3 20250—0——
Q4 20251$10.0k0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 456,227456.2k $8.9m $8.9m 0.01% Added +129.9k +129,881
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 286,863286.9k $5.6m $5.6m 0.00% Added +30.7k +30,684
3 Legal & General Group Plc 0.00% of their portfolio London, X0 182,091182.1k $3.5m $3.5m 0.00% Added +6.4k +6,363
4 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 162,633162.6k $3.2m $3.2m 0.00% Added +12.3k +12,349
5 B. Riley Wealth Advisors, Inc. 0.14% of their portfolio MEMPHIS, TN 135,581135.6k $2.6m $2.6m 0.14% Added +47.3k +47,286
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 121,639121.6k $2.4m $2.4m 0.00% Added +8.3k +8,349
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 108,974109.0k $2.1m $2.1m 0.00% Reduced -26.6k -26,606
8 North Ground Capital 2.45% of their portfolio Cohasset, MA 105,280105.3k $2.0m $2.0m 2.45% Reduced -37.6k -37,616
9 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 97,48697.5k $1.9m $1.9m 0.00% Reduced -15.4k -15,421
10 Legacy Capital Wealth Partners, LLC 0.33% of their portfolio LITTLE ROCK, AR 89,11289.1k $1.7m $1.7m 0.33% Added +21.0k +21,005
11 BlackRock, Inc. 0.00% of their portfolio New York, NY 85,52285.5k $1.7m $1.7m 0.00% Reduced -2.1k -2,107
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 74,88174.9k $1.5m $1.5m 0.00% Added +49.5k +49,506
13 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 73,78073.8k $1.4m $1.4m 0.02% Added +10.7k +10,726
14 DNB Asset Management AS 0.00% of their portfolio Oslo, Q8 63,93363.9k $1.2m $1.2m 0.00% Reduced -13.6k -13,592
15 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 59,13559.1k $1.1m $1.1m 0.01% New
16 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 53,45753.5k $1.0m $1.0m 0.00% New
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 51,39951.4k $998.2k $998.2k 0.00% Added +1.2k +1,174
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 44,83744.8k $870.7k $870.7k 0.00% Reduced -1.8k -1,849
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,27442.3k $821.0k $821.0k 0.00% Added +24.2k +24,177
20 Campbell & CO Investment Adviser LLC 0.04% of their portfolio BALTIMORE, MD 39,22639.2k $761.8k $761.8k 0.04% Reduced -9.0k -8,960
21 BEARING POINT CAPITAL, LLC 0.10% of their portfolio BLOOMINGTON, MN 37,00037.0k $718.5k $718.5k 0.10% New
22 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 32,18132.2k $625.0k $625.0k 0.02% Reduced -1.0k -1,020
23 PDT Partners, LLC 0.03% of their portfolio New York, NY 32,11632.1k $623.7k $623.7k 0.03% New
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,90128.9k $561.3k $561.3k 0.00% Added +11 +11
25 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 27,23427.2k $528.9k $528.9k 0.00% Reduced -67 -67
26 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 26,74726.7k $519.4k $519.4k 0.00% Reduced -20.4k -20,399
27 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 25,67025.7k $505.7k $505.7k 0.02% Added +357 +357
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,85924.9k $482.8k $482.8k 0.00% Added +11.2k +11,217
29 Ausdal Financial Partners, Inc. 0.02% of their portfolio Davenport, IA 24,28824.3k $471.7k $471.7k 0.02% Reduced -2.6k -2,639
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,05023.1k $447.6k $447.6k 0.00% Added +2.2k +2,199
31 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 22,69022.7k $440.6k $440.6k 0.00% Reduced -2.6k -2,625
32 DENALI ADVISORS LLC 0.04% of their portfolio SAN DIEGO, CA 20,09520.1k $390.2k $390.2k 0.04% Reduced -1.9k -1,889
33 Virtus Investment Advisers, LLC 0.09% of their portfolio HARTFORD, CT 19,97720.0k $388.0k $388.0k 0.09% Reduced -8.4k -8,432
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 19,92319.9k $387.0k $387.0k 0.00% Added +1.0k +1,013
35 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 18,01618.0k $349.9k $349.9k 0.00% New
36 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 17,50717.5k $340.0k $340.0k 0.01% New
37 Shulman DeMeo Asset Management LLC 0.06% of their portfolio LAKE SUCCESS, NY 17,39617.4k $337.8k $337.8k 0.06% Reduced -999 -999
38 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 16,41016.4k $318.7k $318.7k 0.00% Unchanged
39 Miller Global Investments, LLC 0.26% of their portfolio DALLAS, TX 16,00316.0k $310.8k $310.8k 0.26% New
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 15,98916.0k $315.0k $315.0k 0.02% Unchanged
41 Brevan Howard Capital Management LP 0.00% of their portfolio ST. HELIER, Y9 14,76814.8k $286.8k $286.8k 0.00% Reduced -11.4k -11,419
42 EAGLE GLOBAL ADVISORS LLC 0.01% of their portfolio Houston, TX 12,35512.4k $239.9k $239.9k 0.01% New
43 AMERIFLEX GROUP, INC. 0.05% of their portfolio LAS VEGAS, NV 6,2106.2k $120.6k $120.6k 0.05% Reduced -302 -302
44 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,2004.2k $81.3k $81.3k 0.00% Unchanged
45 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,7233.7k $72.3k $72.3k 0.00% Added +129 +129
46 Ritter Daniher Financial Advisory LLC / DE 0.01% of their portfolio CINCINNATI, OH 3,2223.2k $62.6k $62.6k 0.01% Added +74 +74
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,9262.9k $56.9k $56.9k 0.00% Reduced -704 -704
48 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,4002.4k $46.6k $46.6k 0.00% Unchanged
49 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 2,2802.3k $44.3k $44.3k 0.00% Unchanged
50 PFS Partners, LLC 0.02% of their portfolio MINE HILL, NJ 1,9692.0k $38.2k $38.2k 0.02% Unchanged
51 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,7001.7k $33.0k $33.0k 0.00% Unchanged
52 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 1,4001.4k $27.2k $27.2k 0.00% Unchanged
53 Triumph Capital Management 0.00% of their portfolio DENVER, CO 1,3001.3k $25.2k $25.2k 0.00% Unchanged
54 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,2621.3k $24.5k $24.5k 0.00% Unchanged
55 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,1931.2k $22.6k $22.6k 0.00% Reduced -369 -369
56 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 948948 $18.4k $18.4k 0.00% Unchanged
57 State of Alaska, Department of Revenue 0.00% of their portfolio JUNEAU, AK 917917 $17.0k $17.0k 0.00% Unchanged
58 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 698698 $13.6k $13.6k 0.00% Added +483 +483
59 Vermillion Wealth Management, Inc. 0.00% of their portfolio ROSEMOUNT, MN 500500 $9.7k $9.7k 0.00% Unchanged
60 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 500500 $9.7k $9.7k 0.00% New
61 Hilton Head Capital Partners, LLC 0.00% of their portfolio HILTON HEAD ISLAND, SC 494494 $9.6k $9.6k 0.00% Unchanged
62 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 339339 $6.6k $6.6k 0.00% Added +324 +324
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 300300 $5.8k $5.8k 0.00% Added +200 +200
64 MRP Capital Investments, LLC 0.00% of their portfolio ALPHARETTA, GA 202202 $3.9k $3.9k 0.00% Unchanged
65 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 200200 $3.9k $3.9k 0.00% New
66 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 136136 $2.6k $2.6k 0.00% Unchanged
67 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 110110 $2.1k $2.1k 0.00% New
68 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 100100 $1.9k $1.9k 0.00% Unchanged
69 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 100100 $1.9k $1.9k 0.00% Unchanged
70 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 6767 $1.3k $1.3k 0.00% Reduced -3 -3
71 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 5555 $1.1k $1.1k 0.00% Added +1 +1
72 KERR FINANCIAL PLANNING Corp 0.00% of their portfolio FRESNO, CA 5555 $1.1k $1.1k 0.00% Added +1 +1
73 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 5050 $1.0k $1.0k 0.00% Unchanged
74 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4646 $893 $893 0.00% Added +1 +1
75 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2525 $493 $493 0.00% Unchanged
76 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 11 $19 $19 0.00% Unchanged