Vault-13

GINKGO BIOWORKS HOLDINGS INC

CL A SHS · CUSIP 37611X100

344 institutional holders -7 vs Q3 2023
1,313,912,3581.3bn shares reported held*
$2.2bnreported value*
30 new 111 added 101 reduced 47 sold out net bought ≈ $120.9m (+71.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($775.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.69. Options: 12 managers hold calls ($6.1m notional), 10 hold puts ($7.6m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 279Q4 22: 324Q1 23: 317Q2 23: 317Q3 23: 351Q4 23: 344344Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022279
Q4 2022324
Q1 2023317
Q2 2023317
Q3 2023351
Q4 2023344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 200 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 146 bought or addedQ1 23: 131 cut or sold outQ1 23Q2 23: 161 bought or addedQ2 23: 105 cut or sold outQ2 23Q3 23: 194 bought or addedQ3 23: 78 cut or sold outQ3 23Q4 23: 141 bought or addedQ4 23: 148 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202220099
Q1 2023146131
Q2 2023161105
Q3 202319478
Q4 2023141148

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $4.3mQ1 23 puts: $3.9mQ1 23P/C 0.92Q2 23 calls: $5.4mQ2 23 puts: $7.0mQ2 23P/C 1.30Q3 23 calls: $7.9mQ3 23 puts: $7.8mQ3 23P/C 0.98Q4 23 calls: $6.1mQ4 23 puts: $7.6mQ4 23P/C 1.24
Numbers
QuarterCallsPutsP/C
Q1 2023$4.3m$3.9m0.92
Q2 2023$5.4m$7.0m1.30
Q3 2023$7.9m$7.8m0.98
Q4 2023$6.1m$7.6m1.24

Biggest buyers

MORGAN STANLEY Added +48,158,218+48.2m
ARK Investment Management LLC Added +16,414,434+16.4m
STATE STREET CORP Added +3,599,910+3.6m
Vestmark Advisory Solutions, Inc. New +2,984,617+3.0m
Erste Asset Management GmbH Added +2,392,236+2.4m
Lingotto Investment Management LLP Added +2,200,000+2.2m
JANE STREET GROUP, LLC Added +2,022,281+2.0m
Liontrust Investment Partners LLP New +2,000,000+2.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,923,222+1.9m
JPMORGAN CHASE & CO Added +1,307,291+1.3m

Biggest sellers

SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -7,422,835-7.4m
BAILLIE GIFFORD & CO Reduced -2,516,640-2.5m
CITADEL ADVISORS LLC Reduced -2,428,268-2.4m
BOULDER HILL CAPITAL MANAGEMENT LP Sold out -1,463,000-1.5m
HRT FINANCIAL LP Reduced -1,457,296-1.5m
TWO SIGMA INVESTMENTS, LP Reduced -638,718-638.7k
Gotham Asset Management, LLC Reduced -588,760-588.8k
Sumitomo Mitsui Trust Group, Inc. Reduced -507,245-507.2k
Amova Asset Management Americas, Inc. Reduced -507,245-507.2k
WELLINGTON MANAGEMENT GROUP LLP Sold out -375,439-375.4k

Biggest calls

JANE STREET GROUP, LLC Added $1.4m827.4k shares
GROUP ONE TRADING LLC Reduced $1.2m714.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m670.4k shares
SIMPLEX TRADING, LLC Added $868.0k522.9k shares
CITADEL ADVISORS LLC Reduced $498.9k295.2k shares
WOLVERINE TRADING, LLC Reduced $391.4k231.6k shares
Skaana Management L.P. Unchanged $243.0k143.8k shares
GTS SECURITIES LLC Reduced $214.5k126.9k shares
Alyeska Investment Group, L.P. New $152.1k90.0k shares
Concurrent Investment Advisors, LLC First filing $845500 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.3m1.9m shares
GROUP ONE TRADING LLC Added $1.4m811.1k shares
SIMPLEX TRADING, LLC Added $1.0m598.7k shares
CITADEL ADVISORS LLC Added $945.0k559.2k shares
MILLENNIUM MANAGEMENT LLC New $507.0k300.0k shares
LMR Partners LLP Unchanged $194.9k115.3k shares
GTS SECURITIES LLC Added $151.8k89.8k shares
JANE STREET GROUP, LLC Reduced $98.9k58.5k shares
WOLVERINE TRADING, LLC Reduced $62.4k36.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BAILLIE GIFFORD & CO 13G · institution -2.7 pts · filed 2025-02-12 6.5% -2.7 pts 24.9m 2025-02-12

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BAILLIE GIFFORD & CO 0.32% of their portfolio EDINBURGH, X0 236,292,183236.3m $399.3m $399.3m 0.32% Reduced -2.5m -2,516,640
2 ARK Investment Management LLC 1.99% of their portfolio ST. PETERSBURG, FL 198,606,619198.6m $335.6m $335.6m 1.99% Added +16.4m +16,414,434
3 VIKING GLOBAL INVESTORS LP 0.89% of their portfolio STAMFORD, CT 143,085,126143.1m $241.8m $241.8m 0.89% Unchanged
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 132,780,095132.8m $224.4m $224.4m 0.00% Added +463.1k +463,096
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 97,925,63897.9m $165.5m $165.5m 0.01% Added +48.2m +48,158,218
6 BlackRock Inc. 0.00% of their portfolio New York, NY 72,794,86672.8m $123.0m $123.0m 0.00% Added +95.6k +95,599
7 Anchorage Capital Group, L.L.C. 14.05% of their portfolio NEW YORK, NY 69,854,59369.9m $118.1m $118.1m 14.05% Unchanged
8 Sumitomo Mitsui Trust Group, Inc. 0.07% of their portfolio CHIYODA-KU, TOKYO, M0 58,238,91558.2m $98.4m $98.4m 0.07% Reduced -507.2k -507,245
9 Amova Asset Management Americas, Inc. 0.94% of their portfolio New York, NY 58,238,91558.2m $97.8m $97.8m 0.94% Reduced -507.2k -507,245
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 26,053,64626.1m $44.0m $44.0m 0.00% Added +3.6m +3,599,910
11 SB INVESTMENT ADVISERS (UK) LTD 0.37% of their portfolio LONDON, X0 24,429,19124.4m $41.3m $41.3m 0.37% Unchanged
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 21,087,85121.1m $35.6m $35.6m 0.00% Added +1.0m +1,049,210
13 NORGES BANK 0.00% of their portfolio OSLO, Q8 14,773,07814.8m $25.0m $25.0m 0.00% Added +1.2m +1,162,096
14 Erste Asset Management GmbH 0.27% of their portfolio VIENNA, C4 10,800,00010.8m $18.3m $18.3m 0.27% Added +2.4m +2,392,236
15 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 9,266,4049.3m $15.7m $15.7m 0.01% Added +2.8k +2,843
16 Lingotto Investment Management LLP 0.69% of their portfolio London, X0 8,511,3018.5m $14.4m $14.4m 0.69% Added +2.2m +2,200,000
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 7,661,3037.7m $12.9m $12.9m 0.00% Added +242.9k +242,906
18 Welch & Forbes LLC 0.18% of their portfolio Boston, MA 7,000,0007.0m $11.8m $11.8m 0.18% Unchanged
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 6,145,6916.1m $10.4m $10.4m 0.00% Added +195.7k +195,708
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 4,850,6814.9m $8.2m $8.2m 0.01% Added +1.9m +1,923,222
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 4,453,3444.5m $7.5m $7.5m 0.00% Added +288.0k +288,019
22 NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio STOCKHOLM, V7 4,412,4574.4m $7.4m $7.4m 0.01% Added +216.4k +216,434
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 4,311,5034.3m $7.3m $7.3m 0.00% Added +265.9k +265,892
24 Mitsubishi UFJ Trust & Banking Corp 0.02% of their portfolio TOKYO, M0 3,911,2203.9m $6.6m $6.6m 0.02% Reduced -205.8k -205,790
25 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 3,651,1923.7m $6.2m $6.2m 0.01% Added +2.0m +2,022,281
26 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 3,467,1043.5m $5.9m $5.9m 0.00% Added +20.0k +19,986
27 Vestmark Advisory Solutions, Inc. 0.26% of their portfolio Wakefield, MA 2,984,6173.0m $5.0m $5.0m 0.26% New
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,814,9672.8m $4.8m $4.8m 0.00% Reduced -2.4m -2,428,268
29 TITLEIST ASSET MANAGEMENT, LLC 0.82% of their portfolio SAN ANTONIO, TX 2,624,1502.6m $4.4m $4.4m 0.82% Added +50.6k +50,635
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,498,1102.5m $4.2m $4.2m 0.00% Reduced -195.8k -195,770
31 ALLEN OPERATIONS LLC 0.83% of their portfolio NEW YORK, NY 2,478,0982.5m $4.2m $4.2m 0.83% Unchanged
32 EQUITEC PROPRIETARY MARKETS, LLC 4.45% of their portfolio CHICAGO, IL 2,432,5882.4m $4.1m $4.1m 4.45% Reduced -95.5k -95,500
33 SALEM INVESTMENT COUNSELORS INC 0.13% of their portfolio WINSTON-SALEM, NC 2,259,1602.3m $3.8m $3.8m 0.13% Added +270.8k +270,815
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,141,9342.1m $3.6m $3.6m 0.00% Added +1.3m +1,307,291
35 Mariner, LLC 0.01% of their portfolio Overland Park, KS 2,090,3412.1m $3.5m $3.5m 0.01% Added +13.3k +13,312
36 Swiss National Bank 0.00% of their portfolio ZURICH, V8 2,050,8002.1m $3.5m $3.5m 0.00% Reduced -214.1k -214,100
37 Liontrust Investment Partners LLP 0.05% of their portfolio LONDON, X0 2,000,0002.0m $3.4m $3.4m 0.05% New
38 Ensign Peak Advisors, Inc 0.01% of their portfolio SALT LAKE CITY, UT 1,940,1661.9m $3.3m $3.3m 0.01% Added +841.8k +841,753
39 Unisphere Establishment 0.03% of their portfolio VADUZ, N2 1,830,0041.8m $3.1m $3.1m 0.03% First filing
40 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 1,771,4361.8m $3.0m $3.0m 0.00% Reduced -358.4k -358,409
41 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 1,737,8531.7m $2.9m $2.9m 0.01% Added +627.5k +627,458
42 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 1,674,2411.7m $2.8m $2.8m 0.00% Added +51.9k +51,934
43 Legal & General Group Plc 0.00% of their portfolio London, X0 1,570,7791.6m $2.7m $2.7m 0.00% Added +14.8k +14,829
44 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,518,6391.5m $2.6m $2.6m 0.00% Added +92.8k +92,835
45 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 1,502,3901.5m $2.5m $2.5m 0.00% Added +40.8k +40,821
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,432,4441.4m $2.4m $2.4m 0.00% Added +72.8k +72,794
47 Gotham Asset Management, LLC 0.04% of their portfolio NEW YORK, NY 1,350,9311.4m $2.3m $2.3m 0.04% Reduced -588.8k -588,760
48 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,205,2451.2m $2.0m $2.0m 0.00% Added +78.9k +78,886
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 1,185,0821.2m $2.0m $2.0m 0.00% Reduced -68.3k -68,283
50 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 1,113,1201.1m $1.9m $1.9m 0.00% Unchanged
51 FMR LLC 0.00% of their portfolio BOSTON, MA 1,061,1961.1m $1.8m $1.8m 0.00% Reduced -132.8k -132,802
52 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 1,041,8001.0m $1.8m $1.8m 0.00% Reduced -125.1k -125,098
53 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.01% of their portfolio FRANKFORT, KY 870,887870.9k $1.5m $1.5m 0.01% Reduced -38.7k -38,658
54 Three Bridge Wealth Advisors, LLC 0.49% of their portfolio LOS ALTOS, CA 833,802833.8k $1.4m $1.4m 0.49% Unchanged
55 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 792,847792.8k $1.3m $1.3m 0.00% Unchanged
56 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 752,943752.9k $1.3m $1.3m 0.00% Added +588.2k +588,200
57 TB Alternative Assets Ltd. 0.34% of their portfolio HONG KONG, K3 745,000745.0k $1.3m $1.3m 0.34% Added +423.7k +423,700
58 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 711,119711.1k $1.2m $1.2m 0.00% Added +354.3k +354,289
59 Comprehensive Financial Management LLC 0.04% of their portfolio Los Gatos, CA 706,302706.3k $1.2m $1.2m 0.04% Unchanged
60 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 704,081704.1k $1.2m $1.2m 0.00% Reduced -301.4k -301,416
61 SVB WEALTH LLC 0.03% of their portfolio BOSTON, MA 696,861696.9k $1.2m $1.2m 0.03% Reduced -3.1k -3,080
62 Treasurer of the State of North Carolina 0.01% of their portfolio RALEIGH, NC 689,787689.8k $1.2m $1.2m 0.01% Added +15.5k +15,540
63 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 651,316651.3k $1.1m $1.1m 0.00% Added +26.0k +25,959
64 Polymer Capital Management (HK) LTD 0.38% of their portfolio HONG KONG, K3 646,000646.0k $1.1m $1.1m 0.38% First filing
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 614,767614.8k $1.0m $1.0m 0.00% Added +236.7k +236,715
66 Boston Standard Wealth Management, LLC 0.29% of their portfolio WINCHESTER, MA 606,634606.6k $1.1m $1.1m 0.29% Unchanged
67 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 601,501601.5k $1.0m $1.0m 0.01% Added +522.1k +522,119
68 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 587,932587.9k $990.7k $990.7k 0.00% Reduced -905 -905
69 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 539,126539.1k $911.1k $911.1k 0.00% Reduced -47.3k -47,277
70 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 521,854521.9k $881.9k $881.9k 0.00% Unchanged
71 Capital Impact Advisors, LLC 1.15% of their portfolio Boston, MA 516,449516.4k $872.8k $872.8k 1.15% Added +334.4k +334,361
72 EXCHANGE TRADED CONCEPTS, LLC 0.02% of their portfolio Oklahoma City, OK 507,814507.8k $858.2k $858.2k 0.02% Added +109.9k +109,927
73 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 476,949476.9k $806.0k $806.0k 0.00% Added +67.0k +66,997
74 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 474,090474.1k $801.2k $801.2k 0.00% Added +13.5k +13,491
75 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 457,720457.7k $773.5k $773.5k 0.00% Added +50.0k +49,986
76 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 450,972451.0k $762.1k $762.1k 0.00% Added +59.3k +59,283
77 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 440,357440.4k $744.2k $744.2k 0.00% Added +4.0k +4,048
78 Chescapmanager LLC 0.17% of their portfolio BALTIMORE, MD 438,270438.3k $740.7k $740.7k 0.17% Unchanged
79 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 428,886428.9k $724.8k $724.8k 0.01% Added +406.3k +406,263
80 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 400,371400.4k $676.6k $676.6k 0.00% Added +389.6k +389,594
81 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 377,900377.9k $639.0k $639.0k 0.00% Added +8.8k +8,839
82 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 368,669368.7k $623.1k $623.1k 0.00% Reduced -6.7k -6,660
83 Coastal Bridge Advisors, LLC 0.16% of their portfolio WESTPORT, CT 367,000367.0k $620.2k $620.2k 0.16% Unchanged
84 AXS Investments LLC 0.14% of their portfolio PORT CHESTER, NY 352,381352.4k $595.5k $595.5k 0.14% Added +86.0k +85,978
85 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 347,069347.1k $586.5k $586.5k 0.02% Reduced -17.3k -17,261
86 Nicholas Investment Partners, LP 0.07% of their portfolio RANCHO SANTA FE, CA 336,583336.6k $568.8k $568.8k 0.07% Unchanged
87 Brevan Howard Capital Management LP 0.06% of their portfolio ST. HELIER, Y9 327,584327.6k $553.6k $553.6k 0.06% Added +212.7k +212,653
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 322,764322.8k $545.5k $545.5k 0.00% Added +127.9k +127,937
89 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 310,839310.8k $525.3k $525.3k 0.01% Added +27.0k +27,008
90 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 308,722308.7k $521.0k $521.0k 0.00% Reduced -1.5m -1,457,296
91 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 306,832306.8k $518.5k $518.5k 0.00% Added +13.5k +13,474
92 Amundi 0.00% of their portfolio Paris, I0 300,620300.6k $453.9k $453.9k 0.00% Added +66.3k +66,340
93 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 290,904290.9k $491.6k $491.6k 0.00% Reduced -2.5k -2,494
94 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 276,930276.9k $468.0k $468.0k 0.01% Added +149.1k +149,058
95 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 270,230270.2k $457.0k $457.0k 0.00% Unchanged
96 JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio FLORHAM PARK, NJ 256,300256.3k $433.1k $433.1k 0.00% Unchanged
97 EDGEWOOD MANAGEMENT LLC 0.00% of their portfolio GREENWICH, CT 250,000250.0k $422.5k $422.5k 0.00% Unchanged
98 ABN AMRO Bank N.V. 0.01% of their portfolio AMSTERDAM, P7 241,330241.3k $409.6k $409.6k 0.01% Reduced -89.3k -89,295
99 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 239,425239.4k $404.6k $404.6k 0.00% Added +35.2k +35,182
100 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 239,023239.0k $403.9k $403.9k 0.00% Reduced -3.5k -3,476