GENWORTH FINL INC GNW
COM SHS · Common Stock · CUSIP 37247D106
American insurance company
- SectorFinancials
- IndustryLife Insurance
- HeadquartersGlen Allen, VA
- Founded2004
- Websitegenworth.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Shares outstanding: 437.7m as of 2024-04-26, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $6.43. Options: 8 managers hold calls ($10.4m notional), 8 hold puts ($2.6m).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 301 |
| Q4 2022 | 317 |
| Q1 2023 | 323 |
| Q2 2023 | 304 |
| Q3 2023 | 302 |
| Q4 2023 | 339 |
| Q1 2024 | 334 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 123 | 135 |
| Q1 2023 | 134 | 142 |
| Q2 2023 | 102 | 166 |
| Q3 2023 | 105 | 164 |
| Q4 2023 | 136 | 145 |
| Q1 2024 | 119 | 176 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $7.5m | $1.8m | 0.24 |
| Q3 2023 | $11.5m | $2.4m | 0.21 |
| Q4 2023 | $14.6m | $2.6m | 0.18 |
| Q1 2024 | $10.4m | $2.6m | 0.25 |
Biggest buyers
| DONALD SMITH & CO., INC. | Added | +3.1m |
| MORGAN STANLEY | Added | +2.2m |
| Shay Capital LLC | Added | +1.1m |
| Qube Research & Technologies Ltd | Added | +1.0m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +1.0m |
| GOLDMAN SACHS GROUP INC | Added | +765.4k |
| AMERICAN CENTURY COMPANIES INC | Added | +722.6k |
| ExodusPoint Capital Management, LP | New | +570.5k |
| Luxor Capital Group, LP | New | +502.3k |
| Whitefort Capital Management, LP | Added | +479.7k |
Biggest sellers
| Sumitomo Mitsui DS Asset Management Company, Ltd | Sold out | -3.4m |
| SHAH CAPITAL MANAGEMENT | Reduced | -1.7m |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -1.3m |
| Allianz Asset Management GmbH | Reduced | -1.2m |
| Gator Capital Management, LLC | Reduced | -979.4k |
| PRUDENTIAL FINANCIAL INC | Reduced | -910.6k |
| Nuveen Asset Management, LLC | Reduced | -869.9k |
| JPMORGAN CHASE & CO | Reduced | -833.3k |
| VANGUARD GROUP INC | Reduced | -731.5k |
| Amundi | Reduced | -673.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $5.0m781.1k shares |
| GROUP ONE TRADING LLC | Reduced | $2.8m430.5k shares |
| CITADEL ADVISORS LLC | Reduced | $1.4m216.0k shares |
| SIMPLEX TRADING, LLC | Added | $491.0k76.5k shares |
| JANE STREET GROUP, LLC | Reduced | $358.8k55.8k shares |
| GTS SECURITIES LLC | New | $239.8k37.3k shares |
| WOLVERINE TRADING, LLC | Reduced | $161.4k25.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $1.5m226.3k shares |
| PEAK6 Investments LLC | New | $609.6k94.8k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $230.8k35.9k shares |
| WOLVERINE TRADING, LLC | New | $200.0k31.1k shares |
| GROUP ONE TRADING LLC | Reduced | $77.8k12.1k shares |
| Sigma Planning Corp | Reduced | $1.8k10.1k shares |
| SIMPLEX TRADING, LLC | Reduced | $1.0k300 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 6.1% |
| DONALD SMITH & CO., INC. 13G · institution -0.7 pts · filed 2026-08-11 | 5.9% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.4% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2022 | 0 | — | 1 | $395.0k | — |
| Q3 2022 | 0 | — | 1 | $425.0k | — |
| Q4 2022 | 0 | — | 1 | $916.0k | — |
| Q1 2023 | 0 | — | 2 | $4.3m | — |
| Q2 2023 | 0 | — | 1 | $690.0k | — |
| Q3 2023 | 0 | — | 1 | $1.2m | — |
| Q4 2023 | 0 | — | 1 | $1.2m | — |
| Q1 2024 | 0 | — | 0 | — | — |
None reported in Q1 2024.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.01% of their portfolio | 65.7m $422.8m | Reduced -372.5k |
| VANGUARD GROUP INC 0.01% of their portfolio | 52.2m $335.4m | Reduced -731.5k |
| DIMENSIONAL FUND ADVISORS LP 0.05% of their portfolio | 30.6m $196.9m | Added +322.6k |
| DONALD SMITH & CO., INC. 3.62% of their portfolio | 24.2m $155.9m | Added +3.1m |
| STATE STREET CORP 0.01% of their portfolio | 20.3m $130.3m | Added +273.1k |
| River Road Asset Management, LLC 1.47% of their portfolio | 16.9m $108.7m | Reduced -637.5k |
| MORGAN STANLEY 0.00% of their portfolio | 12.9m $82.8m | Added +2.2m |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 9.9m $63.6m | Added +86.4k |
| AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio | 6.5m $41.6m | Added +722.6k |
| LSV ASSET MANAGEMENT 0.07% of their portfolio | 5.4m $35.0m | Reduced -385.5k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 5.4m $34.4m | Reduced -294.9k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 5.2m $33.6m | Added +193.0k |
| Allianz Asset Management GmbH 0.05% of their portfolio | 4.7m $30.0m | Reduced -1.2m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.03% of their portfolio | 4.6m $29.5m | Added +1.0m |
| Invesco Ltd. 0.01% of their portfolio | 4.4m $28.5m | Reduced -649.0k |
| FMR LLC 0.00% of their portfolio | 4.2m $26.7m | Added +108.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 3.8m $24.2m | Reduced -237.9k |
| SHAH CAPITAL MANAGEMENT 5.40% of their portfolio | 3.0m $19.3m | Reduced -1.7m |
| PRUDENTIAL FINANCIAL INC 0.03% of their portfolio | 3.0m $19.2m | Reduced -910.6k |
| NORGES BANK 0.00% of their portfolio | 2.9m $18.5m | Reduced -604.7k |
| Man Group plc 0.04% of their portfolio | 2.6m $16.5m | Added +51.6k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 2.4m $15.3m | Reduced -869.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 2.4m $15.2m | Added +765.4k |
| PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio | 2.3m $15.1m | Reduced -10.8k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 2.1m $13.5m | Added +14.3k |
| Whitefort Capital Management, LP 7.82% of their portfolio | 2.0m $12.8m | Added +479.7k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.9m $12.5m | Reduced -833.3k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 1.8m $11.8m | Reduced -222.6k |
| Assenagon Asset Management S.A. 0.03% of their portfolio | 1.8m $11.4m | Reduced -29.6k |
| Shay Capital LLC 3.27% of their portfolio | 1.7m $11.1m | Added +1.1m |
| AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 1.6m $10.0m | Reduced -81.5k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 1.5m $9.5m | Reduced -14.9k |
| HSBC HOLDINGS PLC 0.01% of their portfolio | 1.4m $9.2m | Added +133.5k |
| THOMPSON SIEGEL & WALMSLEY LLC 0.13% of their portfolio | 1.3m $8.6m | Added +75.3k |
| Newport Trust Company, LLC 0.02% of their portfolio | 1.3m $8.4m | Reduced -63.5k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 1.3m $8.4m | Reduced -46.3k |
| Legal & General Group Plc 0.00% of their portfolio | 1.3m $8.3m | Reduced -168.3k |
| Brandywine Global Investment Management, LLC 0.06% of their portfolio | 1.3m $8.2m | Reduced -9.4k |
| GREAT LAKES ADVISORS, LLC 0.07% of their portfolio | 1.2m $8.0m | Added +9.2k |
| Qube Research & Technologies Ltd 0.01% of their portfolio | 1.2m $7.9m | Added +1.0m |
| Squarepoint Ops LLC 0.03% of their portfolio | 1.1m $7.1m | Added +316.2k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.15% of their portfolio | 1.1m $7.1m | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 1.1m $7.1m | Reduced -195.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 1.1m $6.9m | Added +14.7k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 1.0m $6.6m | Reduced -254.9k |
| FEDERATED HERMES, INC. 0.01% of their portfolio | 1.0m $6.4m | Reduced -22.3k |
| Public Sector Pension Investment Board 0.04% of their portfolio | 924.4k $5.9m | Reduced -11.5k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 920.7k $5.9m | Added +141.0k |
| VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio | 901.6k $5.8m | Reduced -8.6k |
| Swiss National Bank 0.00% of their portfolio | 890.6k $5.7m | Reduced -22.1k |
| Foundry Partners, LLC 0.27% of their portfolio | 800.7k $5.1m | Added +81.0k |
| VALUEWORKS LLC 1.66% of their portfolio | 793.4k $5.1m | Reduced -3.3k |
| Amundi 0.00% of their portfolio | 693.0k $4.1m | Reduced -673.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 661.3k $4.3m | Added +176.8k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 621.7k $4.0m | Reduced -67.8k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 612.4k $3.9m | Reduced -7.1k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 588.8k $3.8m | Added +23.9k |
| Mitsubishi UFJ Trust & Banking Corp 0.01% of their portfolio | 583.8k $3.7m | Reduced -45.3k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 581.2k $3.7m | Reduced -21.9k |
| ExodusPoint Capital Management, LP 0.05% of their portfolio | 570.5k $3.7m | New |
| Factorial Partners, LLC 2.06% of their portfolio | 565.0k $3.6m | Added +469.0k |
| EJF Capital LP 2.51% of their portfolio | 560.8k $3.6m | Added +113.6k |
| CANADA LIFE ASSURANCE Co 0.01% of their portfolio | 547.1k $3.5m | Reduced -32.1k |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio | 541.8k $3.5m | Reduced -426.9k |
| DENALI ADVISORS LLC 1.00% of their portfolio | 530.3k $3.4m | Added +218.0k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 507.4k $3.3m | Added +7.1k |
| Luxor Capital Group, LP 0.48% of their portfolio | 502.3k $3.2m | New |
| Robeco Institutional Asset Management B.V. 0.01% of their portfolio | 492.2k $3.2m | Reduced -18.6k |
| BARCLAYS PLC 0.00% of their portfolio | 491.9k $3.2m | Reduced -311.3k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 475.2k $3.1m | Reduced -134.8k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 459.7k $3.0m | Reduced -37.7k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 450.1k $2.9m | Added +110.9k |
| State of New Jersey Common Pension Fund D 0.01% of their portfolio | 447.8k $2.9m | Unchanged |
| CAXTON ASSOCIATES LP 0.19% of their portfolio | 441.5k $2.8m | Added +73.9k |
| ROYCE & ASSOCIATES LP 0.03% of their portfolio | 438.4k $2.8m | Reduced -91.1k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 415.4k $2.7m | Added +33.2k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 403.9k $2.6m | Reduced -299.7k |
| Alta Fundamental Advisers LLC 1.29% of their portfolio | 400.0k $2.6m | New |
| TEXAS PERMANENT SCHOOL FUND CORP 0.02% of their portfolio | 394.7k $2.5m | Added +5.1k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 391.3k $2.5m | Reduced -157.1k |
| ALGERT GLOBAL LLC 0.10% of their portfolio | 390.0k $2.5m | Added +119.0k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 387.5k $2.5m | Added +12.0k |
| CITIGROUP INC 0.00% of their portfolio | 361.1k $2.3m | Added +39.5k |
| UBS Group AG 0.00% of their portfolio | 345.3k $2.2m | Reduced -44.0k |
| Moody Aldrich Partners LLC 0.37% of their portfolio | 339.2k $2.2m | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 338.9k $2.2m | Reduced -116.5k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 330.6k $2.1m | Added +274.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 306.1k $2.0m | Added +3.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 289.9k $1.9m | Reduced -324.7k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 286.0k $1.8m | Reduced -229.5k |
| State of Alaska, Department of Revenue 0.02% of their portfolio | 274.7k $1.8m | Reduced -2.7k |
| Illinois Municipal Retirement Fund 0.02% of their portfolio | 250.8k $1.6m | Reduced -16.5k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 245.7k $1.6m | Added +19.1k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio | 242.9k $1.6m | Reduced -8.2k |
| Quantinno Capital Management LP 0.03% of their portfolio | 241.8k $1.6m | New |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 230.5k $1.1m | Unchanged |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.10% of their portfolio | 230.0k $1.5m | Added +106.1k |
| MetLife Investment Management, LLC 0.01% of their portfolio | 227.6k $1.5m | Reduced -17.5k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 226.5k $1.5m | Added +85.9k |
| HRT FINANCIAL LP 0.01% of their portfolio | 226.0k $1.5m | Reduced -134.1k |