Vault-13

GENERATION BIO CO

COM · Common Stock · CUSIP 37148K100

82 institutional holders -4 vs Q1 2023
57,297,25757.3m shares reported held*
$315.1mreported value*
9 new 30 added 26 reduced 13 sold out net sold ≈ $49.7m (-9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.50. Options: 3 managers hold calls ($29.1k notional), 3 hold puts ($33.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 116Q4 22: 100Q1 23: 86Q2 23: 8282Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022116
Q4 2022100
Q1 202386
Q2 202382

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 53 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 39 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224855
Q1 20233853
Q2 20233939

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $90.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $66.8kQ4 22 puts: $3.9kQ4 22P/C 0.06Q1 23 calls: $138.0kQ1 23 puts: $12.9kQ1 23P/C 0.09Q2 23 calls: $29.1kQ2 23 puts: $33.7kQ2 23P/C 1.16
Numbers
QuarterCallsPutsP/C
Q3 2022$90.0k$00.00
Q4 2022$66.8k$3.9k0.06
Q1 2023$138.0k$12.9k0.09
Q2 2023$29.1k$33.7k1.16

Biggest buyers

JPMORGAN CHASE & CO Added +437,463+437.5k
T. Rowe Price Investment Management, Inc. Added +130,500+130.5k
DIMENSIONAL FUND ADVISORS LP Added +99,665+99.7k
BlackRock Inc. Added +90,598+90.6k
EcoR1 Capital, LLC Added +90,288+90.3k
GEODE CAPITAL MANAGEMENT, LLC Added +70,941+70.9k
WELLINGTON MANAGEMENT GROUP LLP New +55,974+56.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +49,979+50.0k
Squarepoint Ops LLC New +49,838+49.8k
CITADEL ADVISORS LLC New +32,294+32.3k

Biggest sellers

FMR LLC Reduced -9,277,159-9.3m
Atika Capital Management LLC Sold out -355,000-355.0k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -150,011-150.0k
GSA CAPITAL PARTNERS LLP Sold out -131,146-131.1k
Jefferies Financial Group Inc. Sold out -55,000-55.0k
PFM Health Sciences, LP Reduced -50,861-50.9k
D. E. Shaw & Co., Inc. Reduced -46,280-46.3k
Ensign Peak Advisors, Inc Sold out -30,640-30.6k
SECTORAL ASSET MANAGEMENT INC Reduced -28,330-28.3k
Vontobel Holding Ltd. Reduced -28,330-28.3k

Biggest calls

GROUP ONE TRADING LLC Reduced $23.6k4.3k shares
CITADEL ADVISORS LLC Reduced $5.5k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $29.7k5.4k shares
SIMPLEX TRADING, LLC Added $4.0k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Atlas Venture Fund X, L.P. (0.0%, 2026-05-14)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.00% of their portfolio BOSTON, MA 8,622,5678.6m $47.4m $47.4m 0.00% Reduced -9.3m -9,277,159
2 Atlas Venture Life Science Advisors, LLC 5.67% of their portfolio CAMBRIDGE, MA 8,279,4848.3m $45.5m $45.5m 5.67% Unchanged
3 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 7,494,1847.5m $41.2m $41.2m 0.01% Reduced -150.0k -150,011
4 Bellevue Group AG 0.28% of their portfolio ZURICH, V8 3,620,2803.6m $19.9m $19.9m 0.28% Unchanged
5 BlackRock Inc. 0.00% of their portfolio New York, NY 3,536,9623.5m $19.5m $19.5m 0.00% Added +90.6k +90,598
6 T. Rowe Price Investment Management, Inc. 0.01% of their portfolio BALTIMORE, MD 3,511,4563.5m $19.3m $19.3m 0.01% Added +130.5k +130,500
7 Artal Group S.A. 0.50% of their portfolio LUXEMBOURG, N4 2,814,1912.8m $15.5m $15.5m 0.50% Unchanged
8 PFM Health Sciences, LP 0.57% of their portfolio SAN FRANCISCO, CA 2,597,4362.6m $14.3m $14.3m 0.57% Reduced -50.9k -50,861
9 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,259,2592.3m $12.4m $12.4m 0.00% Added +16.6k +16,609
10 EcoR1 Capital, LLC 0.30% of their portfolio San Francisco, CA 2,046,8672.0m $11.3m $11.3m 0.30% Added +90.3k +90,288
11 Yiheng Capital Management, L.P. 0.77% of their portfolio SAN FRANCISCO, CA 1,601,7661.6m $8.8m $8.8m 0.77% Unchanged
12 GREAT POINT PARTNERS LLC 1.13% of their portfolio Greenwich, CT 1,022,5371.0m $5.6m $5.6m 1.13% Unchanged
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,004,6981.0m $5.5m $5.5m 0.00% Added +70.9k +70,941
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 908,713908.7k $5.0m $5.0m 0.00% Added +12.0k +11,967
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 901,317901.3k $5.0m $5.0m 0.00% Added +437.5k +437,463
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 720,954721.0k $4.0m $4.0m 0.00% Added +31.4k +31,415
17 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 644,500644.5k $3.5m $3.5m 0.00% Added +99.7k +99,665
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 530,443530.4k $2.9m $2.9m 0.00% Reduced -12.4k -12,357
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 524,222524.2k $2.9m $2.9m 0.00% Added +10.4k +10,428
20 HARVARD MANAGEMENT CO INC 0.28% of their portfolio BOSTON, MA 510,354510.4k $2.8m $2.8m 0.28% Unchanged
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 401,474401.5k $2.2m $2.2m 0.00% Added +14.2k +14,191
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 383,524383.5k $2.1m $2.1m 0.00% Added +50.0k +49,979
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 374,286374.3k $2.1m $2.1m 0.00% Reduced -10.8k -10,805
24 SECTORAL ASSET MANAGEMENT INC 0.33% of their portfolio MONTREAL, A8 356,740356.7k $2.0m $2.0m 0.33% Reduced -28.3k -28,330
25 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 356,740356.7k $2.0m $2.0m 0.02% Reduced -28.3k -28,330
26 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 308,100308.1k $1.7m $1.7m 0.00% Added +21.1k +21,100
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 272,324272.3k $1.5m $1.5m 0.00% Reduced -8.3k -8,298
28 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 236,255236.3k $1.3m $1.3m 0.00% Added +4.8k +4,794
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 166,401166.4k $915.2k $915.2k 0.00% Added +5.0k +5,038
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 152,265152.3k $837.5k $837.5k 0.00% Reduced -449 -449
31 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 118,000118.0k $649.0k $649.0k 0.00% Added +31.4k +31,400
32 MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio BOSTON, MA 74,30474.3k $408.7k $408.7k 0.01% Unchanged
33 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 73,89573.9k $406.4k $406.4k 0.00% Reduced -705 -705
34 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 71,42871.4k $392.9k $392.9k 0.00% Reduced -3.5k -3,484
35 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 69,81669.8k $384.0k $384.0k 0.00% Added +14.0k +14,010
36 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 66,37266.4k $365.0k $365.0k 0.00% Added +2.2k +2,200
37 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 55,97456.0k $307.9k $307.9k 0.00% New
38 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 49,83849.8k $274.1k $274.1k 0.00% New
39 CORNERCAP INVESTMENT COUNSEL INC 0.04% of their portfolio Atlanta, GA 38,06238.1k $209.3k $209.3k 0.04% Added +9.4k +9,390
40 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 36,23936.2k $199.3k $199.3k 0.00% Reduced -46.3k -46,280
41 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 34,47334.5k $189.6k $189.6k 0.00% Unchanged
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,29432.3k $177.6k $177.6k 0.00% New
43 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 29,19329.2k $160.6k $160.6k 0.00% Reduced -10.1k -10,125
44 SVB FINANCIAL GROUP 0.29% of their portfolio Dallas, TX 27,88227.9k $153.4k $153.4k 0.29% Reduced -12.5k -12,519
45 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 27,50027.5k $151.2k $151.2k 0.00% Added +1.8k +1,800
46 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 24,03124.0k $132.2k $132.2k 0.00% Added +8.2k +8,178
47 PDT Partners, LLC 0.02% of their portfolio New York, NY 22,18722.2k $122.0k $122.0k 0.02% Reduced -8.5k -8,483
48 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 21,79621.8k $119.9k $119.9k 0.00% Reduced -1.4k -1,413
49 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 19,74419.7k $108.6k $108.6k 0.00% Added +13 +13
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 19,40419.4k $106.7k $106.7k 0.00% Added +8.8k +8,757
51 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 19,20019.2k $105.6k $105.6k 0.00% Reduced -10.0k -9,977
52 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 18,90218.9k $104.0k $104.0k 0.00% Reduced -1.2k -1,173
53 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 17,78617.8k $97.8k $97.8k 0.00% Added +7.3k +7,339
54 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 17,39517.4k $95.7k $95.7k 0.00% Reduced -12.8k -12,791
55 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 16,83616.8k $92.6k $92.6k 0.02% New
56 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 15,06415.1k $82.9k $82.9k 0.00% Reduced -2.8k -2,815
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,59914.6k $80.3k $80.3k 0.00% Added +13.9k +13,920
58 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 12,86012.9k $70.7k $70.7k 0.00% New
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,81012.8k $70.5k $70.5k 0.00% Reduced -14.1k -14,064
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,07611.1k $61.0k $61.0k 0.00% Added +2.0k +1,997
61 DENALI ADVISORS LLC 0.02% of their portfolio SAN DIEGO, CA 10,60010.6k $58.3k $58.3k 0.02% Unchanged
62 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 10,13910.1k $55.8k $55.8k 0.00% New
63 INNOVIS ASSET MANAGEMENT LLC 0.02% of their portfolio Chicago, IL 10,02210.0k $55.1k $55.1k 0.02% Reduced -9.9k -9,862
64 Legal & General Group Plc 0.00% of their portfolio London, X0 4,7764.8k $26.2k $26.2k 0.00% Unchanged
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,6454.6k $25.5k $25.5k 0.00% New
66 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 4,4034.4k $24.0k $24.0k 0.00% Reduced -387 -387
67 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,0694.1k $22.4k $22.4k 0.00% Added +159 +159
68 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 3,2773.3k $18.0k $18.0k 0.00% Unchanged
69 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 3,0843.1k $16.0k $16.0k 0.00% Added +122 +122
70 Manchester Capital Management LLC 0.00% of their portfolio MANCHESTER, VT 3,0003.0k $16.5k $16.5k 0.00% Unchanged
71 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 2,6622.7k $14.6k $14.6k 0.00% Reduced -40 -40
72 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 2,6602.7k $14.6k $14.6k 0.00% New
73 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,0672.1k $11.4k $11.4k 0.00% Unchanged
74 China Universal Asset Management Co., Ltd. 0.00% of their portfolio SHANGHAI, F4 861861 $4.7k $4.7k 0.00% Added +53 +53
75 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 840840 $4.6k $4.6k 0.00% Reduced -3.8k -3,810
76 Red Tortoise LLC 0.00% of their portfolio ATLANTA, GA 332332 $1.8k $1.8k 0.00% New
77 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 226226 $1.0k $1.0k 0.00% Reduced -23 -23
78 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 194194 $1.0k $1.0k 0.00% Unchanged
79 State of Wyoming 0.00% of their portfolio CHEYENNE, WY 138138 $759 $759 0.00% Added +41 +41
80 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 22 $11 $11 0.00% Unchanged
81 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $6 $6 0.00% Unchanged
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged