Vault-13

GEN RESTAURENT GROUP GENK

CL A COM · Common Stock · CUSIP 36870C104

American restaurant chain

27 institutional holders -2 vs Q4 2024
1,958,0912.0m shares reported held*
$10.8mreported value*
1 new 10 added 10 reduced 3 sold out net sold ≈ $2.9m (-532.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.52.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

02040Q2 23: 25Q3 23: 32Q4 23: 33Q1 24: 28Q2 24: 32Q3 24: 25Q4 24: 29Q1 25: 2727Q2 23Q4 23Q2 24Q4 24Q1 25
Numbers
QuarterHolders
Q2 202325
Q3 202332
Q4 202333
Q1 202428
Q2 202432
Q3 202425
Q4 202429
Q1 202527

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 18 bought or addedQ3 23: 16 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 17 cut or sold outQ1 24: 14 bought or addedQ1 24: 22 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 18 cut or sold outQ3 24: 14 bought or addedQ3 24: 14 cut or sold outQ3 24Q4 24: 15 bought or addedQ4 24: 10 cut or sold outQ1 25: 11 bought or addedQ1 25: 13 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231816
Q4 20231917
Q1 20241422
Q2 20241618
Q3 20241414
Q4 20241510
Q1 20251113

Biggest buyers

1492 Capital Management LLC Added +81,393+81.4k
CITADEL ADVISORS LLC New +23,246+23.2k
Skylands Capital, LLC Added +22,184+22.2k
GOLDMAN SACHS GROUP INC Added +12,296+12.3k
STATE STREET CORP Added +11,100+11.1k
UBS Group AG Added +3,614+3.6k
BARD ASSOCIATES INC Added +3,575+3.6k
GEODE CAPITAL MANAGEMENT, LLC Added +1,283+1.3k
Tower Research Capital LLC (TRC) Added +1,229+1.2k
VANGUARD GROUP INC Added +645+645

Biggest sellers

WASATCH ADVISORS LP Reduced -312,800-312.8k
Portolan Capital Management, LLC Sold out -283,774-283.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -28,000-28.0k
SANDERS MORRIS HARRIS LLC Reduced -20,500-20.5k
TWO SIGMA INVESTMENTS, LP Sold out -18,813-18.8k
NORTHERN TRUST CORP Reduced -13,927-13.9k
Diametric Capital, LP Reduced -9,676-9.7k
WEALTHEDGE INVESTMENT ADVISORS, LLC Reduced -2,419-2.4k
PRELUDE CAPITAL MANAGEMENT, LLC Reduced -1,948-1.9k
TWO SIGMA ADVISERS, LP Reduced -1,300-1.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Kim David Wook Jin 13D · may seek influence filed 2025-04-30
Stated purposeItem 4 to the Schedule 13D is hereby amended and supplemented as follows. Pursuant to the Reallocation Agreement, certain shares of Class B Common Stock and Class B Units were transferred to the Reporting Persons for no consideration by Jae Chang, a director of the Issuer, and certain of his affiliates to update the recorded holdings of the Reporting Persons following the IPO to more appropriately reflect the relative value of the equity interest contributed pursuant to Contribution Agreements (as defined in the Reallocation Agreememt). A copy of the Reallocation Agreement is attached hereto as Exhibit 99.2 and incorporated herein by reference. Full filing
 68.6% 11.0m≈ $21.8m 2025-04-30
Chang Jae 13D · may seek influence filed 2025-04-30
Stated purposeItem 4 to the Schedule 13D is hereby amended and supplemented as follows. Pursuant to the Reallocation Agreement, certain shares of Class B Common Stock and Class B Units were transferred by the Reporting Persons for no consideration to David Kim, the chief executive officer and a director of the issuer, and certain of his affiliates to update the recorded holdings of the Reporting Persons following the IPO to more appropriately reflect the relative value of the equity interests contributed pursuant to the Contributiom Agreements (as defined in the Reallocation Agreement). A copy of the Reallocation Agreement is attached hereto as Exhibit 99.2 and incorporated herein by reference. Full filing
 60.7% 8.3m≈ $16.3m 2025-04-30

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 3 buyingQ1 24: 0 sellingQ1 24Q2 24: 1 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20243$854.1k0——
Q2 20241$21.4k0——
Q3 20240—0——
Q4 20241$172.1k0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WASATCH ADVISORS LP 0.02% of their portfolio SALT LAKE CITY, UT 674,157674.2k $3.7m $3.7m 0.02% Reduced -312.8k -312,800
2 Skylands Capital, LLC 0.21% of their portfolio Milwaukee, WI 266,176266.2k $1.5m $1.5m 0.21% Added +22.2k +22,184
3 SANDERS MORRIS HARRIS LLC 0.17% of their portfolio Houston, TX 199,490199.5k $1.1m $1.1m 0.17% Reduced -20.5k -20,500
4 BARD ASSOCIATES INC 0.35% of their portfolio CHICAGO, IL 171,776171.8k $948.2k $948.2k 0.35% Added +3.6k +3,575
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 170,016170.0k $938.5k $938.5k 0.00% Added +645 +645
6 1492 Capital Management LLC 0.34% of their portfolio MILWAUKEE, WI 114,102114.1k $629.8k $629.8k 0.34% Added +81.4k +81,393
7 Diametric Capital, LP 0.38% of their portfolio BOSTON, MA 58,25758.3k $321.6k $321.6k 0.38% Reduced -9.7k -9,676
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 53,57353.6k $295.7k $295.7k 0.00% Added +12.3k +12,296
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 47,88447.9k $264.4k $264.4k 0.00% Added +1.3k +1,283
10 CastleKnight Management LP 0.03% of their portfolio New York, NY 44,20044.2k $244.0k $244.0k 0.03% Unchanged
11 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 26,40026.4k $145.7k $145.7k 0.00% Reduced -28.0k -28,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 23,55623.6k $130.0k $130.0k 0.00% Added +11.1k +11,100
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,24623.2k $128.3k $128.3k 0.00% New
14 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 22,79222.8k $125.8k $125.8k 0.01% Reduced -1.9k -1,948
15 WEALTHEDGE INVESTMENT ADVISORS, LLC 0.04% of their portfolio NEW YORK, NY 16,70016.7k $92.2k $92.2k 0.04% Reduced -2.4k -2,419
16 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 12,00012.0k $66.2k $66.2k 0.00% Reduced -1.3k -1,300
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 11,14411.1k $61.5k $61.5k 0.00% Reduced -13.9k -13,927
18 BlackRock, Inc. 0.00% of their portfolio New York, NY 10,43410.4k $57.6k $57.6k 0.00% Unchanged
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,99710.0k $55.2k $55.2k 0.00% Added +3.6k +3,614
20 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,4261.4k $7.9k $7.9k 0.00% Added +1.2k +1,229
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 400400 $2.2k $2.2k 0.00% Reduced -200 -200
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 300300 $1.7k $1.7k 0.00% Unchanged
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3939 $215 $215 0.00% Added +2 +2
24 1620 INVESTMENT ADVISORS, INC. 0.00% of their portfolio PLYMOUTH, MA 1515 $83 $83 0.00% Unchanged
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 88 $44 $44 0.00% Reduced -1 -1
26 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 33 $17 $17 0.00% Unchanged
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged