Vault-13

GALERA THERAPEUTICS INC

COM · CUSIP 36338D108

56 institutional holders +15 vs Q1 2023
18,520,98618.5m shares reported held*
$57.8mreported value*
21 new 19 added 8 reduced 6 sold out net sold ≈ $632.9k (-202.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.12. Options: 7 managers hold calls ($8.3m notional), 6 hold puts ($249.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 33Q1 23: 41Q2 23: 5656Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202234
Q4 202233
Q1 202341
Q2 202356

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 9 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 14 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022915
Q1 20232510
Q2 20234014

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $446.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $78.7kQ4 22 puts: $1.3kQ4 22P/C 0.02Q1 23 calls: $8.4mQ1 23 puts: $85.6kQ1 23P/C 0.01Q2 23 calls: $8.3mQ2 23 puts: $249.6kQ2 23P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$446.0k$00.00
Q4 2022$78.7k$1.3k0.02
Q1 2023$8.4m$85.6k0.01
Q2 2023$8.3m$249.6k0.03

Biggest buyers

VANGUARD GROUP INC Added +362,607+362.6k
MARSHALL WACE, LLP Added +135,853+135.9k
MILLENNIUM MANAGEMENT LLC New +125,640+125.6k
GEODE CAPITAL MANAGEMENT, LLC Added +121,309+121.3k
TWO SIGMA INVESTMENTS, LP Added +97,279+97.3k
Connor, Clark & Lunn Investment Management Ltd. New +87,550+87.5k
GROUP ONE TRADING LLC New +74,687+74.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +61,360+61.4k
Jump Financial, LLC New +59,720+59.7k
BlackRock Inc. Added +55,269+55.3k

Biggest sellers

Alyeska Investment Group, L.P. Reduced -1,154,639-1.2m
NOVO HOLDINGS A/S Reduced -359,021-359.0k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -143,025-143.0k
SECTORAL ASSET MANAGEMENT INC Reduced -93,511-93.5k
MIRABELLA FINANCIAL SERVICES LLP Sold out -57,000-57.0k
MORGAN STANLEY Reduced -50,789-50.8k
Cubist Systematic Strategies, LLC Sold out -28,056-28.1k
Raymond James Financial Services Advisors, Inc. Sold out -23,475-23.5k
Tower Research Capital LLC (TRC) Sold out -17,323-17.3k
TCI Wealth Advisors, Inc. Sold out -6,262-6.3k

Biggest calls

Alyeska Investment Group, L.P. Unchanged $7.8m2.5m shares
SIMPLEX TRADING, LLC Reduced $172.0k55.2k shares
GROUP ONE TRADING LLC Reduced $130.1k41.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $128.2k41.1k shares
CITADEL ADVISORS LLC Reduced $52.1k16.7k shares
Belvedere Trading LLC New $5.3k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $79.2k25.4k shares
Belvedere Trading LLC New $75.5k24.2k shares
CITADEL ADVISORS LLC Added $70.8k22.7k shares
GROUP ONE TRADING LLC Reduced $15.0k4.8k shares
SIMPLEX TRADING, LLC Unchanged $9.0k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Emerald Bioventures, LLC 13D · may seek influence +3.7 pts · filed 2026-05-29
Stated purposeItem 4 of the Original 13D is supplemented and amended, as the case may be, as follows: On May 14, 2026, the Issuer provided Emerald with a Notice of Mandatory Conversion of Series B Non-Voting Convertible Preferred Stock (the "Mandatory Conversion Notice") effective May 15, 2026 (the "Mandatory Conversion"). In connection with the Mandatory Conversion, 20,813.8186192892 shares of Series B Preferred Stock held by Emerald were converted into 20,813,818 shares of Common Stock. In lieu of fractional shares to which Emerald was entitled, the Company is required to pay Emerald an amount of cash equal to such fraction multiplied by the closing price of a share of Common Stock on the applicable Trading Market (as defined in the Certificate of Designation) on the date of the Mandatory Conversio… Full filing
 30.2% +3.7 pts 61.0m 2026-05-29
Hyare Parvinder Singh 13D · may seek influence new · filed 2026-06-11
Stated purposeThe response to Item 6 of this Schedule 13D is incorporated herein by reference. Nova MergerOn December 30, 2024, the Issuer entered into an Agreement and Plan of Merger (the "Nova Merger Agreement"), by and among the Issuer, Grape Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("First Merger Sub"), Grape Merger Sub II, LLC, a Delaware limited liability company and wholly owned subsidiary of the Issuer ("Second Merger Sub") and Nova Pharmaceuticals, Inc., a Delaware corporation ("Nova"), on December 30, 2024 (the "Closing"), the Issuer acquired Nova. In accordance with the Nova Merger Agreement, First Merger Sub merged with and into Nova (the "First Merger"), with Nova surviving as a wholly owned subsidiary of the Issuer. Following the First Merger … Full filing
 6.7% new 13.5m 2026-06-11
CHANG NANCY T 13D · may seek influence new · filed 2026-04-10
Stated purposeThe responses to Items 3 and 6 of this Schedule 13D are incorporated herein by reference. Pursuant to the Agreement and Plan of Merger, dated December 30, 2024 (the "Merger Agreement"), by and among the Issuer, Grape Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("First Merger Sub"), Grape Merger Sub II, LLC, a Delaware limited liability company and wholly owned subsidiary of the Issuer ("Second Merger Sub"), and Nova Pharmaceuticals, Inc., a Delaware corporation ("Nova"), on December 30, 2024 (the "Closing"), the Issuer acquired Nova. In accordance with the Merger Agreement, First Merger Sub merged with and into Nova (the "First Merger"), with Nova surviving as a wholly owned subsidiary of the Issuer. Following the First Merger and as part of … Full filing
 5.9% new 8.9m 2026-04-10

Fell to 5% or below in the last year: Ikarian Capital, LLC (0.0%, 2026-08-14)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sofinnova Investments, Inc. 0.64% of their portfolio Menlo Park, CA 3,083,7123.1m $9.6m $9.6m 0.64% Unchanged
2 NOVO HOLDINGS A/S 0.51% of their portfolio HELLERUP, G7 2,100,0002.1m $6.6m $6.6m 0.51% Reduced -359.0k -359,021
3 SECTORAL ASSET MANAGEMENT INC 1.04% of their portfolio MONTREAL, A8 2,005,0542.0m $6.3m $6.3m 1.04% Reduced -93.5k -93,511
4 Alyeska Investment Group, L.P. 0.04% of their portfolio CHICAGO, IL 1,698,0121.7m $5.3m $5.3m 0.04% Reduced -1.2m -1,154,639
5 Blackstone Inc. 0.02% of their portfolio NEW YORK, NY 1,678,9841.7m $5.2m $5.2m 0.02% Unchanged
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,428,9861.4m $4.5m $4.5m 0.00% Added +362.6k +362,607
7 Velan Capital Investment Management LP 2.93% of their portfolio ALPHARETTA, GA 1,000,0001.0m $3.1m $3.1m 2.93% Unchanged
8 Tekla Capital Management LLC 0.11% of their portfolio Boston, MA 898,374898.4k $2.8m $2.8m 0.11% Unchanged
9 Nan Fung Group Holdings Ltd 1.22% of their portfolio KAI TAK, K3 613,223613.2k $1.9m $1.9m 1.22% Unchanged
10 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.04% of their portfolio CHICAGO, IL 570,506570.5k $1.8m $1.8m 0.04% Reduced -143.0k -143,025
11 Parkman Healthcare Partners LLC 0.29% of their portfolio STAMFORD, CT 540,847540.8k $1.7m $1.7m 0.29% Added +15.8k +15,847
12 BlackRock Inc. 0.00% of their portfolio New York, NY 374,789374.8k $1.2m $1.2m 0.00% Added +55.3k +55,269
13 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 318,522318.5k $993.8k $993.8k 0.00% Added +135.9k +135,853
14 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 317,549317.5k $990.8k $990.8k 0.00% Added +121.3k +121,309
15 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 217,900217.9k $680.0k $680.0k 0.00% Added +14.4k +14,400
16 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 151,777151.8k $473.5k $473.5k 0.00% Unchanged
17 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 147,300147.3k $459.6k $459.6k 0.00% Added +11.2k +11,200
18 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 125,640125.6k $392.0k $392.0k 0.00% New
19 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 119,070119.1k $371.5k $371.5k 0.00% Added +97.3k +97,279
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 112,000112.0k $349.4k $349.4k 0.01% Added +25.0k +25,000
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 94,16494.2k $293.8k $293.8k 0.00% Added +11.4k +11,400
22 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 87,55087.5k $273.2k $273.2k 0.00% New
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 75,36875.4k $235.1k $235.1k 0.00% Added +61.4k +61,360
24 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 74,68774.7k $233.0k $233.0k 0.01% New
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 69,02969.0k $215.4k $215.4k 0.00% Added +39.8k +39,763
26 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 59,72059.7k $186.3k $186.3k 0.01% New
27 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 53,49253.5k $166.9k $166.9k 0.03% New
28 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 50,34950.3k $157.1k $157.1k 0.00% New
29 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 47,69547.7k $148.8k $148.8k 0.00% New
30 Pinnacle Wealth Management Advisory Group, LLC 0.02% of their portfolio RED BANK, NJ 47,69547.7k $148.8k $148.8k 0.02% New
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,23537.2k $116.2k $116.2k 0.00% Added +5.0k +5,000
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,19734.2k $106.7k $106.7k 0.00% New
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 31,80231.8k $99.2k $99.2k 0.00% Added +20.5k +20,487
34 Global Assets Advisory, LLC 0.07% of their portfolio ORLANDO, FL 24,50024.5k $72.7k $72.7k 0.07% New
35 Virtu Financial LLC 0.01% of their portfolio New York, NY 24,03024.0k $75.0k $75.0k 0.01% Added +3.8k +3,835
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 22,02022.0k $68.7k $68.7k 0.00% New
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,94321.9k $68.0k $68.0k 0.00% Added +12.1k +12,055
38 Belvedere Trading LLC 0.02% of their portfolio CHICAGO, IL 21,31421.3k $66.5k $66.5k 0.02% New
39 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 20,00020.0k $62.4k $62.4k 0.00% New
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 16,36216.4k $51.0k $51.0k 0.00% New
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,43714.4k $45.0k $45.0k 0.00% Reduced -5.4k -5,416
42 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 12,70012.7k $39.6k $39.6k 0.00% Reduced -400 -400
43 Good Life Advisors, LLC 0.00% of their portfolio READING, PA 11,25011.2k $35.1k $35.1k 0.00% New
44 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 10,83910.8k $33.8k $33.8k 0.00% New
45 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 10,24810.2k $32.0k $32.0k 0.01% New
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,3688.4k $26.1k $26.1k 0.00% New
47 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,8677.9k $24.5k $24.5k 0.00% New
48 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 7,4927.5k $23.0k $23.0k 0.00% New
49 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,3466.3k $19.8k $19.8k 0.00% Reduced -50.8k -50,789
50 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,1086.1k $19.1k $19.1k 0.00% Added +4.4k +4,381
51 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,0003.0k $9.4k $9.4k 0.00% Unchanged
52 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 2,5002.5k $7.0k $7.0k 0.01% Reduced -2.5k -2,500
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,2502.2k $7.0k $7.0k 0.00% Added +108 +108
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5001.5k $4.7k $4.7k 0.00% New
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 684684 $2.1k $2.1k 0.00% Added +660 +660
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged