Vault-13

GAIA INC NEW GAIA

CL A · Common Stock · CUSIP 36269P104

Video streaming service

62 institutional holders -10 vs Q1 2026
7,847,0917.8m shares reported held*
$16.5mreported value*
11 new 21 added 18 reduced 20 sold out net sold ≈ $1.3m (-640.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($825 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.10.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 43Q4 22: 43Q1 23: 45Q2 23: 45Q3 23: 42Q4 23: 43Q1 24: 42Q2 24: 40Q3 24: 39Q4 24: 42Q1 25: 45Q2 25: 52Q3 25: 55Q4 25: 61Q1 26: 72Q2 26: 6262Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202243
Q4 202243
Q1 202345
Q2 202345
Q3 202342
Q4 202343
Q1 202442
Q2 202440
Q3 202439
Q4 202442
Q1 202545
Q2 202552
Q3 202555
Q4 202561
Q1 202672
Q2 202662

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 11 bought or addedQ3 24: 17 cut or sold outQ4 24: 12 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 23 bought or addedQ1 25: 11 cut or sold outQ2 25: 31 bought or addedQ2 25: 16 cut or sold outQ2 25Q3 25: 24 bought or addedQ3 25: 17 cut or sold outQ4 25: 28 bought or addedQ4 25: 21 cut or sold outQ4 25Q1 26: 35 bought or addedQ1 26: 24 cut or sold outQ2 26: 32 bought or addedQ2 26: 38 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241117
Q4 20241214
Q1 20252311
Q2 20253116
Q3 20252417
Q4 20252821
Q1 20263524
Q2 20263238

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15k$20kQ3 25 calls: $17.0kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $10.9kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $0Q1 26 puts: $10.8kQ1 26P/C —Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$17.0k$00.00
Q4 2025$10.9k$00.00
Q1 2026$0$10.8k—
Q2 2026$0$0—

Biggest buyers

Nantahala Capital Management, LLC Added +914,618+914.6k
MILLENNIUM MANAGEMENT LLC New +250,243+250.2k
RBF Capital, LLC New +223,961+224.0k
JANE STREET GROUP, LLC New +150,727+150.7k
Arax Advisory Partners Added +140,429+140.4k
AMERIPRISE FINANCIAL INC Added +109,107+109.1k
Marquette Asset Management, LLC New +90,158+90.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +46,333+46.3k
GOLDMAN SACHS GROUP INC Added +38,602+38.6k
GSA CAPITAL PARTNERS LLP Added +36,375+36.4k

Biggest sellers

AWM Investment Company, Inc. Sold out -1,252,090-1.3m
BlackRock, Inc. Reduced -745,760-745.8k
GEODE CAPITAL MANAGEMENT, LLC Reduced -238,669-238.7k
STATE STREET CORP Reduced -122,419-122.4k
VANGUARD PORTFOLIO MANAGEMENT LLC Sold out -96,712-96.7k
NORTHERN TRUST CORP Reduced -85,754-85.8k
DIMENSIONAL FUND ADVISORS LP Reduced -75,990-76.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -42,146-42.1k
Bank of New York Mellon Corp Sold out -38,467-38.5k
Mariner, LLC Sold out -31,686-31.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AMERIPRISE FINANCIAL INC 13G · institution +0.4 pts · filed 2026-08-14 5.2% +0.4 pts 1.0m≈ $2.2m 2026-08-14

Fell to 5% or below in the last year: BlackRock, Inc. (1.5%, 2026-07-28), AWM Investment Company, Inc. (0.0%, 2026-07-08)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 2 buyingQ3 25: 0 sellingQ3 25Q4 25: 2 buyingQ4 25: 0 sellingQ1 26: 3 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20252$26.7k0——
Q4 20252$80.4k0——
Q1 20263$106.8k0——
Q2 20260—0——
Q3 20261$131.5k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-25 Sutherland Paul Howard Director Bought 2,000 $1.31 $2.6k2.0k shares +<1%
2026-09-14 Sutherland Paul Howard Director Bought 11,100 $1.23 $13.7k11.1k shares +2%
2026-09-11 Sutherland Paul Howard Director Bought 3,500 $1.37 $4.8k3.5k shares +1%
2026-09-09 Sutherland Paul Howard Director Bought 500 $1.55 $775500 shares +<1%
2026-09-02 Sutherland Paul Howard Director Bought 1,000 $1.67 $1.7k1.0k shares +<1%
2026-08-21 Sutherland Paul Howard Director Bought 2,500 $1.46 $3.6k2.5k shares +1%
2026-08-20 Sutherland Paul Howard Director Bought 1,580 $1.46 $2.3k1.6k shares +<1%
2026-08-17 Sutherland Paul Howard Director Bought 3,420 $1.47 $5.0k3.4k shares +1%
2026-08-14 Sutherland Paul Howard Director Bought 7,500 $1.42 $10.7k7.5k shares +2%
2026-08-13 Sutherland Paul Howard Director Bought 70,750 $1.22 $86.3k70.8k shares +20%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Nantahala Capital Management, LLC 0.12% of their portfolio NEW CANAAN, CT 1,829,2361.8m $3.8m $3.8m 0.12% Added +914.6k +914,618
2 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,037,4331.0m $2.2m $2.2m 0.00% Added +109.1k +109,107
3 S SQUARED TECHNOLOGY, LLC 0.47% of their portfolio RYE, NY 723,305723.3k $1.5m $1.5m 0.47% Unchanged
4 Peapod Lane Capital LLC 0.91% of their portfolio Bedford Hills, NY 640,797640.8k $1.3m $1.3m 0.91% Added +10.0k +10,002
5 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 632,820632.8k $1.3m $1.3m 0.00% Added +8.8k +8,810
6 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 346,627346.6k $728.0k $728.0k 0.00% Reduced -76.0k -75,990
7 BlackRock, Inc. 0.00% of their portfolio New York, NY 335,258335.3k $704.0k $704.0k 0.00% Reduced -745.8k -745,760
8 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 250,243250.2k $525.5k $525.5k 0.00% New
9 RBF Capital, LLC 0.02% of their portfolio RENO, NV 223,961224.0k $470.3k $470.3k 0.02% New
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 200,752200.8k $421.7k $421.7k 0.00% Reduced -238.7k -238,669
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 150,727150.7k $316.5k $316.5k 0.00% New
12 P.A.W. CAPITAL CORP 0.24% of their portfolio GREENWICH, CT 150,000150.0k $315.0k $315.0k 0.24% Unchanged
13 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 140,431140.4k $294.9k $294.9k 0.00% Added +140.4k +140,429
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 113,361113.4k $238.1k $238.1k 0.00% Reduced -7.6k -7,600
15 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 108,710108.7k $228.3k $228.3k 0.00% Reduced -5.8k -5,789
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 105,301105.3k $221.1k $221.1k 0.00% Added +38.6k +38,602
17 Marquette Asset Management, LLC 0.02% of their portfolio MINNEAPOLIS, MN 90,15890.2k $189.3k $189.3k 0.02% New
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 77,24377.2k $162.2k $162.2k 0.00% Added +46.3k +46,333
19 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 71,54071.5k $150.0k $150.0k 0.01% Added +36.4k +36,375
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 60,12960.1k $126.3k $126.3k 0.00% Reduced -122.4k -122,419
21 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 59,58559.6k $124.0k $124.0k 0.00% Added +35.1k +35,149
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 56,00056.0k $117.6k $117.6k 0.00% Unchanged
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 44,56444.6k $93.6k $93.6k 0.00% Reduced -85.8k -85,754
24 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 43,77243.8k $91.9k $91.9k 0.00% Added +31.2k +31,187
25 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 33,10633.1k $69.5k $69.5k 0.00% Reduced -4.7k -4,670
26 SAPIENT CAPITAL LLC 0.00% of their portfolio INDIANAPOLIS, IN 32,65032.6k $68.6k $68.6k 0.00% Unchanged
27 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 30,86730.9k $64.8k $64.8k 0.00% Added +7.2k +7,244
28 Virtu Financial LLC 0.00% of their portfolio New York, NY 29,39829.4k $62.0k $62.0k 0.00% New
29 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 27,14627.1k $57.0k $57.0k 0.00% Added +15.1k +15,087
30 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 24,89824.9k $52.3k $52.3k 0.00% New
31 Centiva Capital, LP 0.00% of their portfolio New York, NY 23,98524.0k $50.4k $50.4k 0.00% Added +8.2k +8,168
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 21,22821.2k $44.6k $44.6k 0.00% Added +8.5k +8,516
33 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 20,53820.5k $43.1k $43.1k 0.00% Reduced -4.4k -4,368
34 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 19,88619.9k $41.8k $41.8k 0.00% Added +12.3k +12,290
35 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 16,56516.6k $34.8k $34.8k 0.00% New
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,62111.6k $24.4k $24.4k 0.00% Added +7 +7
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,88210.9k $22.9k $22.9k 0.00% Added +3.9k +3,870
38 JAMES INVESTMENT RESEARCH, INC. 0.00% of their portfolio ALPHA, OH 10,60010.6k $22.3k $22.3k 0.00% Unchanged
39 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 10,57510.6k $22.2k $22.2k 0.00% Reduced -2.2k -2,211
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,0389.0k $19.0k $19.0k 0.00% Added +5.2k +5,214
41 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 6,7506.8k $14.2k $14.2k 0.00% Unchanged
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7923.8k $8.1k $8.1k 0.00% Reduced -3.1k -3,129
43 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,7413.7k $7.9k $7.9k 0.00% Reduced -3.0k -3,002
44 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 3,6353.6k $7.6k $7.6k 0.00% Unchanged
45 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,2712.3k $4.8k $4.8k 0.00% New
46 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,2001.2k $2.5k $2.5k 0.00% New
47 FMR LLC 0.00% of their portfolio BOSTON, MA 507507 $1.1k $1.1k 0.00% Reduced -655 -655
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 202202 $424 $424 0.00% Unchanged
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 112112 $234 $234 0.00% Reduced -6.3k -6,298
50 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9494 $198 $198 0.00% New
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5050 $105 $105 0.00% Unchanged
52 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4646 $98 $98 0.00% Reduced -4 -4
53 Front Row Advisors LLC 0.00% of their portfolio TIBURON, CA 4040 $49 $49 0.00% Unchanged
54 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3131 $65 $65 0.00% Added +25 +25
55 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 2525 $53 $53 0.00% Added +22 +22
56 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 1616 $34 $34 0.00% New
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 99 $19 $19 0.00% Reduced -13 -13
58 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 99 $19 $19 0.00% Unchanged
59 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 88 $17 $17 0.00% Reduced -3.7k -3,705
60 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 66 $13 $13 0.00% Reduced -4.6k -4,613
61 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 22 $4 $4 0.00% Unchanged
62 SJS Investment Consulting Inc. 0.00% of their portfolio SYLVANIA, OH 22 $5 $5 0.00% Added +1 +1