Vault-13

GABELLI GLOBAL SMALL & MID C GGZ

COM · Closed-End Fund · CUSIP 36249W104

38 institutional holders -5 vs Q1 2025
1,858,5121.9m shares reported held*
$24.8mreported value*
2 new 10 added 12 reduced 7 sold out net sold ≈ $761.3k (-57.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.32.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 37Q1 23: 39Q2 23: 41Q3 23: 39Q4 23: 39Q1 24: 39Q2 24: 41Q3 24: 39Q4 24: 40Q1 25: 43Q2 25: 3838Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202236
Q4 202237
Q1 202339
Q2 202341
Q3 202339
Q4 202339
Q1 202439
Q2 202441
Q3 202439
Q4 202440
Q1 202543
Q2 202538

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 19 bought or addedQ3 23: 16 cut or sold outQ4 23: 18 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 15 bought or addedQ1 24: 13 cut or sold outQ2 24: 18 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 18 cut or sold outQ4 24: 17 bought or addedQ4 24: 15 cut or sold outQ4 24Q1 25: 20 bought or addedQ1 25: 11 cut or sold outQ2 25: 12 bought or addedQ2 25: 19 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231916
Q4 20231816
Q1 20241513
Q2 20241810
Q3 20241218
Q4 20241715
Q1 20252011
Q2 20251219

Biggest buyers

TWO SIGMA INVESTMENTS, LP New +16,122+16.1k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +11,745+11.7k
Beckerman Institutional, LLC Added +11,549+11.5k
180 WEALTH ADVISORS, LLC Added +6,367+6.4k
RAYMOND JAMES FINANCIAL INC Added +4,940+4.9k
SILVERLAKE WEALTH MANAGEMENT LLC Added +4,524+4.5k
LPL Financial LLC Added +3,006+3.0k
BANK OF AMERICA CORP /DE/ Added +1,335+1.3k
Private Advisor Group, LLC Added +1,141+1.1k
Spire Wealth Management New +40+40

Biggest sellers

MORGAN STANLEY Reduced -33,961-34.0k
Shaker Financial Services, LLC Sold out -22,742-22.7k
Cornerstone Advisors, LLC Reduced -13,868-13.9k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -11,229-11.2k
Almitas Capital LLC Sold out -10,800-10.8k
PRIVATE MANAGEMENT GROUP INC Reduced -7,491-7.5k
STEPHENS INC /AR/ Reduced -4,420-4.4k
WOLVERINE ASSET MANAGEMENT LLC Reduced -4,076-4.1k
WELLS FARGO & COMPANY/MN Reduced -2,799-2.8k
GAMCO INVESTORS, INC. ET AL Reduced -2,244-2.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GAMCO INVESTORS, INC. ET AL 13D · may seek influence +1.6 pts · filed 2026-03-16
Stated purposeThe Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act. Full filing
 34.8% +1.6 pts 2.7m≈ $43.6m 2026-03-16

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 1 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20241$2550——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20251$163.3k0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 304,137304.1k $4.1m $4.1m 0.00% Reduced -34.0k -33,961
2 PRIVATE MANAGEMENT GROUP INC 0.12% of their portfolio IRVINE, CA 276,391276.4k $3.7m $3.7m 0.12% Reduced -7.5k -7,491
3 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.26% of their portfolio BLUE BELL, PA 117,803117.8k $1.6m $1.6m 0.26% Added +11.7k +11,745
4 180 WEALTH ADVISORS, LLC 0.19% of their portfolio FEDERAL WAY, WA 104,941104.9k $1.4m $1.4m 0.19% Added +6.4k +6,367
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 99,64199.6k $1.3m $1.3m 0.00% Reduced -496 -496
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 88,23588.2k $1.2m $1.2m 0.00% Added +1.3k +1,335
7 GatePass Capital, LLC 0.78% of their portfolio INDEPENDENCE, OH 88,00088.0k $1.2m $1.2m 0.78% Unchanged
8 GABELLI & Co INVESTMENT ADVISERS, INC. 0.17% of their portfolio Rye, NY 82,71182.7k $1.1m $1.1m 0.17% Unchanged
9 Matisse Capital 0.45% of their portfolio PORTLAND, OR 71,84971.8k $957.0k $957.0k 0.45% Unchanged
10 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 69,15769.2k $921.2k $921.2k 0.01% Unchanged
11 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 64,07764.1k $853.5k $853.5k 0.01% Reduced -4.1k -4,076
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 63,35363.4k $843.9k $843.9k 0.00% Reduced -469 -469
13 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 63,08963.1k $840.3k $840.3k 0.01% Reduced -4.4k -4,420
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 62,37762.4k $830.9k $830.9k 0.00% Reduced -2.8k -2,799
15 CSS LLC/IL 0.04% of their portfolio CHICAGO, IL 46,74146.7k $622.6k $622.6k 0.04% Reduced -1.5k -1,501
16 GAMCO INVESTORS, INC. ET AL 0.01% of their portfolio GREENWICH, CT 45,58645.6k $607.2k $607.2k 0.01% Reduced -2.2k -2,244
17 Beckerman Institutional, LLC 0.37% of their portfolio OCEAN GROVE, NJ 41,87441.9k $558.0k $558.0k 0.37% Added +11.5k +11,549
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 38,88738.9k $518.0k $518.0k 0.00% Added +4.9k +4,940
19 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 24,09924.1k $321.0k $321.0k 0.00% Added +1.1k +1,141
20 SILVERLAKE WEALTH MANAGEMENT LLC 0.07% of their portfolio WILLISTON, VT 18,65818.7k $248.5k $248.5k 0.07% Added +4.5k +4,524
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,34917.3k $231.1k $231.1k 0.00% Added +3.0k +3,006
22 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 16,12216.1k $214.7k $214.7k 0.00% New
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,32614.3k $191.0k $191.0k 0.00% Reduced -1.7k -1,687
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,75611.8k $157.0k $157.0k 0.00% Reduced -51 -51
25 COMERICA BANK 0.00% of their portfolio DALLAS, TX 11,00011.0k $146.5k $146.5k 0.00% Unchanged
26 Cornerstone Advisors, LLC 0.00% of their portfolio ASHEVILLE, NC 7,3137.3k $97.4k $97.4k 0.00% Reduced -13.9k -13,868
27 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,0005.0k $66.6k $66.6k 0.00% Unchanged
28 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,8702.9k $38.0k $38.0k 0.00% Unchanged
29 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 450450 $6.0k $6.0k 0.00% Unchanged
30 BFSG, LLC 0.00% of their portfolio IRVINE, CA 260260 $3.5k $3.5k 0.00% Unchanged
31 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 169169 $2.2k $2.2k 0.00% Unchanged
32 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 116116 $1.6k $1.6k 0.00% Added +1 +1
33 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 6767 $1.0k $1.0k 0.00% Added +1 +1
34 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4040 $533 $533 0.00% New
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3636 $480 $480 0.00% Unchanged
36 Ulland Investment Advisors, LLC 0.00% of their portfolio MINNEAPOLIS, MN 2020 $0 $0 0.00% Unchanged
37 Fourth Dimension Wealth, LLC 0.00% of their portfolio MIDDLEBURG HEIGHTS, OH 1212 $160 $160 0.00% Unchanged
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged