Vault-13

GABELLI GLOBAL SMALL & MID C GGZ

COM · Closed-End Fund · CUSIP 36249W104

41 institutional holders +2 vs Q1 2024
2,523,6102.5m shares reported held*
$28.6mreported value*
4 new 14 added 7 reduced 3 sold out net sold ≈ $271.9k (-24.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.32.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 37Q1 23: 39Q2 23: 41Q3 23: 39Q4 23: 39Q1 24: 39Q2 24: 4141Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202236
Q4 202237
Q1 202339
Q2 202341
Q3 202339
Q4 202339
Q1 202439
Q2 202441

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 12 cut or sold outQ2 23: 22 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 16 cut or sold outQ4 23: 18 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 15 bought or addedQ1 24: 13 cut or sold outQ2 24: 18 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221513
Q1 20231612
Q2 20232210
Q3 20231916
Q4 20231816
Q1 20241513
Q2 20241810

Biggest buyers

Atlas Wealth LLC New +613,069+613.1k
ROYAL BANK OF CANADA Added +26,919+26.9k
BANK OF AMERICA CORP /DE/ Added +26,056+26.1k
Janney Montgomery Scott LLC New +16,013+16.0k
Cornerstone Advisors, LLC Added +11,207+11.2k
180 WEALTH ADVISORS, LLC Added +8,641+8.6k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +6,250+6.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,908+3.9k
Shaker Financial Services, LLC Added +3,746+3.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +2,135+2.1k

Biggest sellers

MORGAN STANLEY Reduced -697,115-697.1k
RAYMOND JAMES & ASSOCIATES Reduced -34,898-34.9k
WOLVERINE ASSET MANAGEMENT LLC Reduced -10,857-10.9k
UBS Group AG Reduced -2,191-2.2k
PRIVATE MANAGEMENT GROUP INC Reduced -1,189-1.2k
Raymond James Financial Services Advisors, Inc. Reduced -448-448
Thomas J. Herzfeld Advisors, Inc. Sold out -230-230
WELLS FARGO & COMPANY/MN Reduced -84-84
JPMORGAN CHASE & CO Sold out -30-30
Princeton Global Asset Management LLC Sold out -26-26

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GAMCO INVESTORS, INC. ET AL 13D · may seek influence +1.6 pts · filed 2026-03-16
Stated purposeThe Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act. Full filing
 34.8% +1.6 pts 2.7m≈ $43.6m 2026-03-16

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 1 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20221$1.6m1$1.6m—
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20241$2550——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Atlas Wealth LLC 0.82% of their portfolio CINCINNATI, OH 613,069613.1k $7.0m $7.0m 0.82% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 334,453334.5k $3.8m $3.8m 0.00% Reduced -697.1k -697,115
3 PRIVATE MANAGEMENT GROUP INC 0.13% of their portfolio IRVINE, CA 297,353297.4k $3.4m $3.4m 0.13% Reduced -1.2k -1,189
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 288,173288.2k $3.3m $3.3m 0.00% Added +26.1k +26,056
5 GABELLI & Co INVESTMENT ADVISERS, INC. 0.16% of their portfolio Rye, NY 82,71182.7k $933.8k $933.8k 0.16% Unchanged
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 82,00482.0k $925.8k $925.8k 0.00% Reduced -2.2k -2,191
7 Shaker Financial Services, LLC 0.37% of their portfolio Arlington, VA 81,99482.0k $925.7k $925.7k 0.37% Added +3.7k +3,746
8 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.19% of their portfolio BLUE BELL, PA 81,58681.6k $921.1k $921.1k 0.19% Added +6.2k +6,250
9 180 WEALTH ADVISORS, LLC 0.15% of their portfolio FEDERAL WAY, WA 78,34078.3k $911.9k $911.9k 0.15% Added +8.6k +8,641
10 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 74,37074.4k $839.6k $839.6k 0.01% Added +1.1k +1,055
11 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 74,01174.0k $843.0k $843.0k 0.01% First filing
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 73,98574.0k $835.3k $835.3k 0.00% Reduced -84 -84
13 CSS LLC/IL 0.04% of their portfolio CHICAGO, IL 48,24248.2k $544.7k $544.7k 0.04% Unchanged
14 Cornerstone Advisors, LLC 0.02% of their portfolio ASHEVILLE, NC 45,89345.9k $518.1k $518.1k 0.02% Added +11.2k +11,207
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,27743.3k $488.6k $488.6k 0.00% Added +1.7k +1,727
16 SILVERLAKE WEALTH MANAGEMENT LLC 0.17% of their portfolio WILLISTON, VT 35,46935.5k $400.4k $400.4k 0.17% Added +247 +247
17 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 31,58631.6k $356.6k $356.6k 0.00% Unchanged
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 27,70027.7k $313.0k $313.0k 0.00% Added +26.9k +26,919
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,63622.6k $255.6k $255.6k 0.00% Reduced -448 -448
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,76617.8k $200.6k $200.6k 0.00% Added +3.9k +3,908
21 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,01316.0k $181.0k $181.0k 0.00% New
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 15,94915.9k $180.1k $180.1k 0.02% Added +2.0k +1,991
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,63415.6k $176.5k $176.5k 0.00% Reduced -34.9k -34,898
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,88811.9k $134.0k $134.0k 0.00% Added +7 +7
25 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,00010.0k $112.9k $112.9k 0.00% Unchanged
26 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 6,7266.7k $75.9k $75.9k 0.00% Reduced -10.9k -10,857
27 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,0005.0k $56.5k $56.5k 0.00% Unchanged
28 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,9673.0k $33.0k $33.0k 0.00% Unchanged
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,1352.1k $24.1k $24.1k 0.00% New
30 Gilliland Jeter Wealth Management LLC 0.00% of their portfolio LITTLE ROCK, AR 1,0201.0k $11.5k $11.5k 0.00% Added +14 +14
31 BFSG, LLC 0.00% of their portfolio IRVINE, CA 760760 $8.6k $8.6k 0.00% Unchanged
32 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 450450 $5.1k $5.1k 0.00% Unchanged
33 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 169169 $2.0k $2.0k 0.00% Unchanged
34 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 111111 $1.2k $1.2k 0.00% Added +2 +2
35 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 6666 $1.0k $1.0k 0.00% Unchanged
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3636 $406 $406 0.00% Unchanged
37 CWM, LLC 0.00% of their portfolio OMAHA, NE 3333 $0 $0 0.00% Unchanged
38 Ulland Investment Advisors, LLC 0.00% of their portfolio MINNEAPOLIS, MN 2020 $0 $0 0.00% Unchanged
39 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1414 $158 $158 0.00% Unchanged
40 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $11 $11 0.00% New
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged