Vault-13

GABELLI GLOBAL SMALL & MID C GGZ

COM · Closed-End Fund · CUSIP 36249W104

41 institutional holders -1 vs Q1 2026
2,311,9912.3m shares reported held*
$37.6mreported value*
3 new 9 added 13 reduced 3 sold out net bought ≈ $7.7m (+475.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.28.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 37Q1 23: 39Q2 23: 41Q3 23: 39Q4 23: 39Q1 24: 39Q2 24: 41Q3 24: 39Q4 24: 40Q1 25: 43Q2 25: 38Q3 25: 43Q4 25: 47Q1 26: 42Q2 26: 4141Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202236
Q4 202237
Q1 202339
Q2 202341
Q3 202339
Q4 202339
Q1 202439
Q2 202441
Q3 202439
Q4 202440
Q1 202543
Q2 202538
Q3 202543
Q4 202547
Q1 202642
Q2 202641

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 12 bought or addedQ3 24: 18 cut or sold outQ4 24: 17 bought or addedQ4 24: 15 cut or sold outQ4 24Q1 25: 20 bought or addedQ1 25: 11 cut or sold outQ2 25: 12 bought or addedQ2 25: 19 cut or sold outQ2 25Q3 25: 18 bought or addedQ3 25: 12 cut or sold outQ4 25: 18 bought or addedQ4 25: 16 cut or sold outQ4 25Q1 26: 14 bought or addedQ1 26: 19 cut or sold outQ2 26: 12 bought or addedQ2 26: 16 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241218
Q4 20241715
Q1 20252011
Q2 20251219
Q3 20251812
Q4 20251816
Q1 20261419
Q2 20261216

Biggest buyers

Atlas Wealth LLC New +523,754+523.8k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +11,597+11.6k
LPL Financial LLC Added +11,134+11.1k
Private Advisor Group, LLC Added +9,761+9.8k
MORGAN STANLEY Added +4,448+4.4k
BANK OF AMERICA CORP /DE/ Added +1,119+1.1k
STEPHENS INC /AR/ Added +766+766
Institute for Wealth Management, LLC. New +298+298
Arax Advisory Partners New +160+160
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +112+112

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -60,828-60.8k
GatePass Capital, LLC Reduced -8,000-8.0k
PRIVATE MANAGEMENT GROUP INC Reduced -5,815-5.8k
EVOLVE PRIVATE WEALTH, LLC Reduced -3,474-3.5k
RAYMOND JAMES FINANCIAL INC Reduced -2,172-2.2k
CSS LLC/IL Reduced -1,881-1.9k
FIFTH THIRD BANCORP Reduced -1,000-1.0k
WELLS FARGO & COMPANY/MN Reduced -1,000-1.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -985-985
180 WEALTH ADVISORS, LLC Reduced -896-896

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GAMCO INVESTORS, INC. ET AL 13D · may seek influence +1.6 pts · filed 2026-03-16
Stated purposeThe Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act. Full filing
 34.8% +1.6 pts 2.7m≈ $43.6m 2026-03-16

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 1 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20251$163.3k0——
Q2 20250—0——
Q3 20251$11.5m0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Atlas Wealth LLC 1.22% of their portfolio CINCINNATI, OH 523,754523.8k $8.5m $8.5m 1.22% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 309,049309.0k $5.0m $5.0m 0.00% Added +4.4k +4,448
3 PRIVATE MANAGEMENT GROUP INC 0.11% of their portfolio IRVINE, CA 250,827250.8k $4.1m $4.1m 0.11% Reduced -5.8k -5,815
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.35% of their portfolio BLUE BELL, PA 170,121170.1k $2.8m $2.8m 0.35% Added +11.6k +11,597
5 180 WEALTH ADVISORS, LLC 0.19% of their portfolio FEDERAL WAY, WA 118,916118.9k $1.9m $1.9m 0.19% Reduced -896 -896
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 88,09588.1k $1.4m $1.4m 0.00% Reduced -2.2k -2,172
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 86,41486.4k $1.4m $1.4m 0.00% Added +1.1k +1,119
8 GABELLI & Co INVESTMENT ADVISERS, INC. 0.20% of their portfolio Rye, NY 82,71182.7k $1.3m $1.3m 0.20% Unchanged
9 GatePass Capital, LLC 0.49% of their portfolio INDEPENDENCE, OH 79,00079.0k $1.3m $1.3m 0.49% Reduced -8.0k -8,000
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 78,16878.2k $1.3m $1.3m 0.00% Reduced -212 -212
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 69,93769.9k $1.1m $1.1m 0.00% Added +11.1k +11,134
12 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 69,15769.2k $1.1m $1.1m 0.01% Unchanged
13 EVOLVE PRIVATE WEALTH, LLC 0.07% of their portfolio LOS ANGELES, CA 66,04666.0k $1.1m $1.1m 0.07% Reduced -3.5k -3,474
14 Beckerman Institutional, LLC 0.44% of their portfolio OCEAN GROVE, NJ 57,32157.3k $933.2k $933.2k 0.44% Reduced -208 -208
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 51,46251.5k $837.8k $837.8k 0.00% Reduced -1.0k -1,000
16 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 46,00146.0k $748.9k $748.9k 0.01% Added +766 +766
17 GAMCO INVESTORS, INC. ET AL 0.01% of their portfolio GREENWICH, CT 45,58645.6k $742.1k $742.1k 0.01% Unchanged
18 CSS LLC/IL 0.02% of their portfolio CHICAGO, IL 34,07134.1k $554.7k $554.7k 0.02% Reduced -1.9k -1,881
19 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 22,91522.9k $373.1k $373.1k 0.00% Added +9.8k +9,761
20 SILVERLAKE WEALTH MANAGEMENT LLC 0.05% of their portfolio WILLISTON, VT 15,00415.0k $244.3k $244.3k 0.05% Added +76 +76
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,35111.4k $184.8k $184.8k 0.00% Added +112 +112
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,25011.2k $183.2k $183.2k 0.00% Reduced -985 -985
23 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 10,00010.0k $162.8k $162.8k 0.00% Reduced -1.0k -1,000
24 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,0005.0k $81.4k $81.4k 0.00% Unchanged
25 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,8702.9k $46.7k $46.7k 0.00% Unchanged
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,7312.7k $44.5k $44.5k 0.00% Reduced -60.8k -60,828
27 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,1352.1k $34.9k $34.9k 0.00% Unchanged
28 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 450450 $7.3k $7.3k 0.00% Unchanged
29 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 298298 $4.8k $4.8k 0.00% New
30 BFSG, LLC 0.00% of their portfolio IRVINE, CA 260260 $4.2k $4.2k 0.00% Unchanged
31 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 242242 $3.9k $3.9k 0.00% Unchanged
32 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 200200 $3.3k $3.3k 0.00% Unchanged
33 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 160160 $2.6k $2.6k 0.00% Unchanged
34 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 160160 $2.6k $2.6k 0.00% New
35 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 100100 $1.6k $1.6k 0.00% Unchanged
36 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 7070 $1.0k $1.0k 0.00% Added +1 +1
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6060 $1.0k $1.0k 0.00% Reduced -540 -540
38 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3636 $586 $586 0.00% Unchanged
39 Keating Financial Advisory Services, Inc. 0.00% of their portfolio MANHATTAN, KS 3131 $505 $505 0.00% Unchanged
40 Ulland Investment Advisors, LLC 0.00% of their portfolio MINNEAPOLIS, MN 2020 $0 $0 0.00% Unchanged
41 Fourth Dimension Wealth, LLC 0.00% of their portfolio MIDDLEBURG HEIGHTS, OH 1212 $195 $195 0.00% Unchanged