Vault-13

GABELLI CONV & INC SECS FD I GCV

COM · Closed-End Fund · CUSIP 36240B109

33 institutional holders +0 vs Q1 2026
4,097,1064.1m shares reported held*
$19.2mreported value*
5 new 15 added 2 reduced 6 sold out net bought ≈ $1.3m (+270.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.68.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 37Q4 22: 34Q1 23: 32Q2 23: 34Q3 23: 38Q4 23: 41Q1 24: 36Q2 24: 36Q3 24: 41Q4 24: 40Q1 25: 36Q2 25: 39Q3 25: 41Q4 25: 35Q1 26: 33Q2 26: 3333Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202237
Q4 202234
Q1 202332
Q2 202334
Q3 202338
Q4 202341
Q1 202436
Q2 202436
Q3 202441
Q4 202440
Q1 202536
Q2 202539
Q3 202541
Q4 202535
Q1 202633
Q2 202633

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 20 bought or addedQ3 24: 14 cut or sold outQ4 24: 10 bought or addedQ4 24: 21 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 14 cut or sold outQ2 25: 15 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 22 bought or addedQ3 25: 12 cut or sold outQ4 25: 9 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 11 bought or addedQ1 26: 16 cut or sold outQ2 26: 20 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242014
Q4 20241021
Q1 20251614
Q2 20251510
Q3 20252212
Q4 2025923
Q1 20261116
Q2 2026208

Biggest buyers

Shaker Financial Services, LLC New +120,933+120.9k
Cambridge Investment Research Advisors, Inc. Added +54,331+54.3k
Sage Capital Management, LLC Added +34,000+34.0k
RAYMOND JAMES FINANCIAL INC Added +31,547+31.5k
Advisory Services Network, LLC Added +21,346+21.3k
XTX Topco Ltd New +15,085+15.1k
PMG Family Office LLC New +14,419+14.4k
Institute for Wealth Management, LLC. New +6,900+6.9k
LPL Financial LLC Added +6,832+6.8k
Cetera Investment Advisers Added +6,574+6.6k

Biggest sellers

Integrity Advisory Solutions, LLC Sold out -19,811-19.8k
Virtu Financial LLC Sold out -19,402-19.4k
Windsor Capital Management, LLC Sold out -12,682-12.7k
STIFEL FINANCIAL CORP Reduced -11,000-11.0k
HIGHLINE WEALTH PARTNERS LLC Sold out -700-700
UBS Group AG Sold out -454-454
Tactive Advisors, LLC Reduced -81-81
PNC Financial Services Group, Inc. Sold out -24-24

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 1 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—1$3.9k—
Q2 20251$250.0k0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GAMCO INVESTORS, INC. ET AL 0.05% of their portfolio GREENWICH, CT 1,089,0001.1m $5.1m $5.1m 0.05% Unchanged
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 768,825768.8k $3.6m $3.6m 0.00% Added +6.8k +6,832
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 615,200615.2k $2.9m $2.9m 0.00% Added +3.2k +3,190
4 GABELLI & Co INVESTMENT ADVISERS, INC. 0.23% of their portfolio Rye, NY 340,900340.9k $1.6m $1.6m 0.23% Unchanged
5 PFG Advisors 0.04% of their portfolio Phoenix, AZ 151,870151.9k $710.8k $710.8k 0.04% Added +3.0k +2,950
6 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 127,502127.5k $596.7k $596.7k 0.01% Added +21.3k +21,346
7 Shaker Financial Services, LLC 0.18% of their portfolio Arlington, VA 120,933120.9k $566.0k $566.0k 0.18% New
8 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 113,384113.4k $530.0k $530.0k 0.00% Added +54.3k +54,331
9 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 84,00084.0k $393.1k $393.1k 0.00% Unchanged
10 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 73,54373.5k $344.2k $344.2k 0.00% Reduced -11.0k -11,000
11 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 60,44660.4k $282.9k $282.9k 0.00% Added +1.6k +1,620
12 Mallini Complete Financial Planning LLC 0.20% of their portfolio GAINESVILLE, FL 59,67959.7k $279.3k $279.3k 0.20% Added +4.0k +3,996
13 Sage Capital Management, LLC 0.10% of their portfolio Stockton, NJ 57,00057.0k $266.8k $266.8k 0.10% Added +34.0k +34,000
14 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 50,00050.0k $234.0k $234.0k 0.00% Unchanged
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 49,93249.9k $233.7k $233.7k 0.00% Added +31.5k +31,547
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 38,63338.6k $181.0k $181.0k 0.00% Added +267 +267
17 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 37,03937.0k $173.3k $173.3k 0.00% Added +2.9k +2,907
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,40228.4k $132.9k $132.9k 0.00% Added +6.6k +6,574
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,06428.1k $131.3k $131.3k 0.00% Added +6.2k +6,151
20 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 26,20026.2k $122.6k $122.6k 0.00% Unchanged
21 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 25,73925.7k $120.5k $120.5k 0.00% Unchanged
22 MBL Wealth, LLC 0.01% of their portfolio CHARLOTTE, NC 23,19423.2k $108.5k $108.5k 0.01% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,59320.6k $96.4k $96.4k 0.00% Added +506 +506
24 Stonebridge Financial Group, LLC/CA 0.01% of their portfolio SAN RAFAEL, CA 20,33020.3k $95.0k $95.0k 0.01% First filing
25 Carnegie Lake Advisors LLC 0.03% of their portfolio PRINCETON, NJ 19,00019.0k $88.9k $88.9k 0.03% Unchanged
26 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 15,08515.1k $70.6k $70.6k 0.00% New
27 Tactive Advisors, LLC 0.02% of their portfolio Jacksonville, FL 14,62714.6k $68.5k $68.5k 0.02% Reduced -81 -81
28 PMG Family Office LLC 0.06% of their portfolio PLANO, TX 14,41914.4k $67.5k $67.5k 0.06% New
29 Herold Advisors, Inc. 0.01% of their portfolio New York, NY 10,60110.6k $50.0k $50.0k 0.01% Unchanged
30 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 6,9006.9k $32.3k $32.3k 0.00% New
31 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 4,8154.8k $22.5k $22.5k 0.00% Unchanged
32 Newton One Investments LLC 0.00% of their portfolio NEWARK, DE 1,2501.2k $5.8k $5.8k 0.00% New
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $4 $4 0.00% Added +1 +1