GABELLI CONV & INC SECS FD I GCV
COM · Closed-End Fund · CUSIP 36240B109
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.66.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 37 |
| Q4 2022 | 34 |
| Q1 2023 | 32 |
| Q2 2023 | 34 |
| Q3 2023 | 38 |
| Q4 2023 | 41 |
| Q1 2024 | 36 |
| Q2 2024 | 36 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 12 | 17 |
| Q1 2023 | 13 | 12 |
| Q2 2023 | 15 | 13 |
| Q3 2023 | 21 | 11 |
| Q4 2023 | 17 | 17 |
| Q1 2024 | 15 | 18 |
| Q2 2024 | 13 | 14 |
Biggest buyers
| LPL Financial LLC | Added | +637.5k |
| HoyleCohen, LLC | New | +35.0k |
| L.M. KOHN & COMPANY | New | +32.9k |
| SFI Advisors, LLC | Added | +13.0k |
| CITADEL ADVISORS LLC | New | +10.8k |
| Cambridge Investment Research Advisors, Inc. | Added | +6.9k |
| PFG Advisors | Added | +6.6k |
| UBS Group AG | New | +1.3k |
| Atria Wealth Solutions, Inc. | Added | +742 |
| NewEdge Advisors, LLC | Added | +418 |
Biggest sellers
| MORGAN STANLEY | Reduced | -1.6m |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -65.4k |
| GUGGENHEIM CAPITAL LLC | Sold out | -30.0k |
| Cornerstone Advisors, LLC | Reduced | -22.9k |
| OSAIC HOLDINGS, INC. | Reduced | -16.8k |
| Shaker Financial Services, LLC | Sold out | -15.4k |
| Virtu Financial LLC | Sold out | -12.8k |
| Arlington Capital Management, Inc. | Reduced | -3.0k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -1.6k |
| Windsor Capital Management, LLC | Reduced | -1.3k |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 2 | $750.0k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 1 | $251 | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-04-11 | GABELLI MARIO J Control Person of Adviser · Associated Capital Group, Inc. | Sold | $2.1k576 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| GAMCO INVESTORS, INC. ET AL 0.04% of their portfolio | 1.1m $4.0m | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 845.2k $3.1m | Reduced -1.6m |
| LPL Financial LLC 0.00% of their portfolio | 730.5k $2.7m | Added +637.5k |
| GABELLI & Co INVESTMENT ADVISERS, INC. 0.21% of their portfolio | 345.4k $1.3m | Reduced -576 |
| SFI Advisors, LLC 0.68% of their portfolio | 239.6k $876.8k | Added +13.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 95.6k $349.9k | Unchanged |
| PFG Advisors 0.02% of their portfolio | 93.9k $343.6k | Added +6.6k |
| Equitable Holdings, Inc. 0.00% of their portfolio | 66.5k $243.4k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 56.2k $206.0k | Reduced -1.6k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 55.1k $202.0k | Added +6.9k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 40.7k $148.8k | Added +742 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 37.3k $136.4k | Added +52 |
| HoyleCohen, LLC 0.01% of their portfolio | 35.0k $128.1k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 33.2k $121.5k | Unchanged |
| L.M. KOHN & COMPANY 0.03% of their portfolio | 32.9k $120.3k | New |
| Windsor Capital Management, LLC 0.04% of their portfolio | 32.7k $119.8k | Reduced -1.3k |
| Arlington Capital Management, Inc. 0.09% of their portfolio | 27.8k $101.6k | Reduced -3.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio | 24.1k $88.3k | Reduced -65.4k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 23.8k $87.0k | Reduced -400 |
| Advisory Services Network, LLC 0.00% of their portfolio | 19.1k $70.1k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 17.7k $64.9k | Added +418 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 16.4k $59.9k | Reduced -1.2k |
| MGO ONE SEVEN LLC 0.00% of their portfolio | 12.0k $43.9k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.8k $39.4k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 9.5k $34.6k | Reduced -16.8k |
| CoreCap Advisors, LLC 0.00% of their portfolio | 8.4k $30.8k | Unchanged |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 7.2k $26.4k | Reduced -412 |
| Cornerstone Advisors, LLC 0.00% of their portfolio | 2.8k $10.1k | Reduced -22.9k |
| M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio | 1.9k $6.8k | Added +61 |
| UBS Group AG 0.00% of their portfolio | 1.3k $4.8k | New |
| Asset Dedication, LLC 0.00% of their portfolio | 1.2k $4.5k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 894 $3.3k | Added +30 |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 667 $2.4k | Unchanged |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 200 $1.0k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $3 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |