Vault-13

GABELLI EQUITY TR INC GAB

COM · Closed-End Fund · CUSIP 362397101

179 institutional holders -12 vs Q1 2024
22,775,92822.8m shares reported held*
$118.4mreported value*
19 new 62 added 38 reduced 29 sold out net sold ≈ $25.7m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.20.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 173Q1 23: 156Q2 23: 160Q3 23: 167Q4 23: 188Q1 24: 191Q2 24: 179179Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022165
Q4 2022173
Q1 2023156
Q2 2023160
Q3 2023167
Q4 2023188
Q1 2024191
Q2 2024179

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 50 cut or sold outQ2 23: 67 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 52 cut or sold outQ4 23: 83 bought or addedQ4 23: 49 cut or sold outQ4 23Q1 24: 88 bought or addedQ1 24: 64 cut or sold outQ2 24: 81 bought or addedQ2 24: 67 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227347
Q1 20236850
Q2 20236741
Q3 20237452
Q4 20238349
Q1 20248864
Q2 20248167

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +288,400+288.4k
Cerity Partners LLC New +260,022+260.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +216,440+216.4k
CHOREO, LLC New +92,100+92.1k
Advisors Asset Management, Inc. Added +70,895+70.9k
Darden Wealth Group Inc New +67,000+67.0k
Thrivent Financial for Lutherans Added +53,227+53.2k
OPPENHEIMER & CO INC New +53,207+53.2k
ROYAL BANK OF CANADA Added +48,035+48.0k
Arista Wealth Management, LLC New +47,128+47.1k

Biggest sellers

MORGAN STANLEY Reduced -4,558,552-4.6m
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -637,596-637.6k
Shaker Financial Services, LLC Reduced -315,948-315.9k
Qube Research & Technologies Ltd Sold out -226,552-226.6k
OSAIC HOLDINGS, INC. Reduced -115,781-115.8k
Baird Financial Group, Inc. Reduced -113,619-113.6k
UBS Group AG Reduced -91,631-91.6k
TRUIST FINANCIAL CORP Reduced -53,006-53.0k
WOLVERINE ASSET MANAGEMENT LLC Reduced -52,610-52.6k
Waterloo Capital, L.P. Sold out -33,010-33.0k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 2 buyingQ1 24: 0 sellingQ2 24: 1 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20242$2510——
Q2 20241—0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-06-26 GABELLI MARIO J Director · Series N Cumulative Preferred Shares Bought 11,750 — —11.8k shares +235%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 2,789,8062.8m $14.5m $14.5m 0.02% Added +216.4k +216,440
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,448,8062.4m $12.7m $12.7m 0.00% Reduced -4.6m -4,558,552
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,272,6252.3m $11.8m $11.8m 0.01% Added +16.4k +16,433
4 PHILADELPHIA TRUST CO 0.48% of their portfolio PHILADELPHIA, PA 1,178,1091.2m $6.1m $6.1m 0.48% Reduced -21.2k -21,160
5 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 1,143,6401.1m $5.9m $5.9m 0.01% Unchanged
6 GAMCO INVESTORS, INC. ET AL 0.05% of their portfolio GREENWICH, CT 846,675846.7k $4.4m $4.4m 0.05% Unchanged
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 798,107798.1k $4.2m $4.2m 0.00% Added +14.6k +14,575
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 567,267567.3k $3.0m $3.0m 0.00% Added +48.0k +48,035
9 Live Oak Private Wealth LLC 0.46% of their portfolio WILMINGTON, NC 514,176514.2k $2.7m $2.7m 0.46% Unchanged
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 484,285484.3k $2.5m $2.5m 0.01% Added +34.9k +34,868
11 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 479,084479.1k $2.5m $2.5m 0.01% Added +25.1k +25,120
12 Marks Group Wealth Management, Inc 0.26% of their portfolio MINNETONKA, MN 474,164474.2k $2.5m $2.5m 0.26% Added +9.9k +9,855
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 457,184457.2k $2.4m $2.4m 0.00% Reduced -325 -325
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 422,788422.8k $2.2m $2.2m 0.00% Reduced -5.0k -4,979
15 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.20% of their portfolio ORLANDO, FL 406,176406.2k $2.1m $2.1m 0.20% Added +288.4k +288,400
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 330,127330.1k $1.7m $1.7m 0.00% Added +7.5k +7,462
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 327,703327.7k $1.7m $1.7m 0.00% Reduced -91.6k -91,631
18 Accel Wealth Management 0.67% of their portfolio WAVERLY, IA 321,257321.3k $1.7m $1.7m 0.67% Added +25.4k +25,443
19 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 274,522274.5k $1.4m $1.4m 0.06% Added +45.9k +45,876
20 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 260,022260.0k $1.4m $1.4m 0.00% New
21 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 212,056212.1k $1.1m $1.1m 0.00% Reduced -862 -862
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 204,853204.9k $1.1m $1.1m 0.00% Added +697 +697
23 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 200,571200.6k $1.0m $1.0m 0.02% Added +70.9k +70,895
24 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 176,612176.6k $918.4k $918.4k 0.01% Reduced -19.2k -19,195
25 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 167,071167.1k $868.8k $868.8k 0.01% Added +25.9k +25,900
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 163,766163.8k $851.6k $851.6k 0.00% Reduced -113.6k -113,619
27 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 158,517158.5k $824.0k $824.0k 0.00% Added +53.2k +53,227
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 146,414146.4k $761.4k $761.4k 0.00% Reduced -115.8k -115,781
29 Shaker Financial Services, LLC 0.27% of their portfolio Arlington, VA 127,151127.2k $661.2k $661.2k 0.27% Reduced -315.9k -315,948
30 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 118,555118.6k $616.5k $616.5k 0.01% Added +3.5k +3,476
31 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 117,503117.5k $611.0k $611.0k 0.02% Added +19.6k +19,609
32 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 115,560115.6k $601.0k $601.0k 0.02% Reduced -2.1k -2,125
33 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 114,937114.9k $597.7k $597.7k 0.02% Reduced -465 -465
34 Ascentis Independent Advisors 0.12% of their portfolio DALLAS, TX 111,359111.4k $579.1k $579.1k 0.12% First filing
35 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 107,592107.6k $559.5k $559.5k 0.01% Reduced -994 -994
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 101,634101.6k $528.5k $528.5k 0.00% Reduced -3.5k -3,460
37 Evernest Financial Advisors, LLC 0.23% of their portfolio CARMEL, IN 96,73596.7k $503.0k $503.0k 0.23% Added +11.9k +11,873
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 96,48096.5k $502.0k $502.0k 0.00% Added +18.3k +18,292
39 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 95,53395.5k $496.8k $496.8k 0.02% Unchanged
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 95,24495.2k $495.3k $495.3k 0.01% Reduced -22.7k -22,654
41 Valley Brook Capital Group, Inc. 0.39% of their portfolio Venetia, PA 95,08695.1k $494.4k $494.4k 0.39% Added +18.2k +18,250
42 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 92,10092.1k $480.8k $480.8k 0.01% New
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 90,68090.7k $471.5k $471.5k 0.00% Added +29.8k +29,816
44 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 85,76585.8k $446.0k $446.0k 0.00% Added +3.9k +3,890
45 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 81,78281.8k $425.3k $425.3k 0.03% Added +8.4k +8,364
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 80,30680.3k $418.0k $418.0k 0.00% Added +9.4k +9,365
47 Magnus Financial Group LLC 0.05% of their portfolio NEW YORK, NY 78,16678.2k $406.5k $406.5k 0.05% Added +2.1k +2,063
48 HCR Wealth Advisors 0.06% of their portfolio LOS ANGELES, CA 75,35375.4k $391.8k $391.8k 0.06% Unchanged
49 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 75,26175.3k $391.4k $391.4k 0.01% Added +2.3k +2,276
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 74,61774.6k $387.0k $387.0k 0.00% Reduced -9.4k -9,397
51 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 70,38070.4k $366.0k $366.0k 0.03% Reduced -637.6k -637,596
52 Darden Wealth Group Inc 0.21% of their portfolio ANN ARBOR, MI 67,00067.0k $348.4k $348.4k 0.21% New
53 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 64,07364.1k $333.2k $333.2k 0.00% Added +47.0k +47,036
54 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 63,53563.5k $330.4k $330.4k 0.01% Added +12.0k +12,015
55 Shulman DeMeo Asset Management LLC 0.08% of their portfolio LAKE SUCCESS, NY 58,18958.2k $302.6k $302.6k 0.08% Reduced -47 -47
56 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 58,01258.0k $302.0k $302.0k 0.00% Added +25.8k +25,843
57 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 56,61256.6k $311.4k $311.4k 0.01% Added +2.8k +2,759
58 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 53,84653.8k $280.0k $280.0k 0.00% Added +100 +100
59 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 53,20753.2k $276.7k $276.7k 0.00% New
60 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,26452.3k $271.8k $271.8k 0.00% Added +23.7k +23,748
61 Arista Wealth Management, LLC 0.06% of their portfolio Las Vegas, NV 47,12847.1k $245.1k $245.1k 0.06% New
62 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 46,00046.0k $239.2k $239.2k 0.00% Unchanged
63 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 45,12445.1k $234.6k $234.6k 0.04% Unchanged
64 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 44,91544.9k $233.6k $233.6k 0.01% Added +632 +632
65 Stonegate Investment Group, LLC 0.01% of their portfolio BIRMINGHAM, AL 43,06443.1k $223.9k $223.9k 0.01% Added +1.2k +1,217
66 MIDLAND WEALTH ADVISORS, LLC 0.01% of their portfolio EFFINGHAM, IL 42,87042.9k $222.9k $222.9k 0.01% Unchanged
67 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 42,79742.8k $222.5k $222.5k 0.00% Reduced -900 -900
68 Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio HARRISONBURG, VA 41,22441.2k $215.2k $215.2k 0.02% Unchanged
69 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 40,07740.1k $208.4k $208.4k 0.00% Reduced -53.0k -53,006
70 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 39,46839.5k $205.2k $205.2k 0.00% Unchanged
71 RDA Financial Network 0.07% of their portfolio AKRON, IA 39,36839.4k $204.7k $204.7k 0.07% Added +27.1k +27,103
72 MISSION WEALTH MANAGEMENT, LP 0.01% of their portfolio Santa Barbara, CA 39,07439.1k $203.2k $203.2k 0.01% Unchanged
73 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 33,49533.5k $174.2k $174.2k 0.02% Reduced -885 -885
74 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 32,13932.1k $167.1k $167.1k 0.00% Reduced -11.4k -11,428
75 IFG Advisory, LLC 0.01% of their portfolio ATLANTA, GA 31,48631.5k $163.7k $163.7k 0.01% Added +3.3k +3,300
76 Valeo Financial Advisors, LLC 0.01% of their portfolio CARMEL, IN 31,19731.2k $162.2k $162.2k 0.01% Unchanged
77 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 30,98031.0k $161.1k $161.1k 0.00% Reduced -10.9k -10,919
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,47030.5k $158.4k $158.4k 0.00% Added +21.5k +21,470
79 Symphony Financial Services, Inc. 0.13% of their portfolio AKRON, OH 28,85928.9k $151.5k $151.5k 0.13% First filing
80 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.08% of their portfolio GARDEN CITY, NY 28,85528.9k $150.0k $150.0k 0.08% Added +1.4k +1,412
81 Good Life Advisors, LLC 0.01% of their portfolio READING, PA 28,41728.4k $147.8k $147.8k 0.01% Added +3.4k +3,415
82 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 28,00028.0k $145.6k $145.6k 0.00% Reduced -2.0k -2,000
83 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 27,69027.7k $143.0k $143.0k 0.00% Added +8.4k +8,360
84 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 27,22827.2k $141.6k $141.6k 0.02% Unchanged
85 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 26,65226.7k $138.6k $138.6k 0.00% Reduced -253 -253
86 Mendel Capital Management LLC 0.09% of their portfolio LITTLE ROCK, AR 25,63825.6k $133.3k $133.3k 0.09% Unchanged
87 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio CONCORD, MA 25,51825.5k $132.7k $132.7k 0.02% Added +304 +304
88 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 25,46625.5k $132.4k $132.4k 0.00% Reduced -664 -664
89 Quad-Cities Investment Group, LLC 0.07% of their portfolio DAVENPORT, IA 25,44525.4k $132.3k $132.3k 0.07% Reduced -936 -936
90 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 24,71424.7k $128.5k $128.5k 0.00% Unchanged
91 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 24,28324.3k $126.3k $126.3k 0.00% Added +6.9k +6,918
92 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 22,60022.6k $117.5k $117.5k 0.00% Reduced -52.6k -52,610
93 Vantage Financial Partners, LLC 0.03% of their portfolio ELM GROVE, WI 22,12822.1k $115.1k $115.1k 0.03% Added +48 +48
94 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 21,90821.9k $115.2k $115.2k 0.01% Unchanged
95 Insight Advisors, LLC/ PA 0.02% of their portfolio Newtown, PA 21,84221.8k $113.6k $113.6k 0.02% Unchanged
96 PCG Wealth Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 21,11021.1k $109.8k $109.8k 0.05% Unchanged
97 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 19,92719.9k $103.6k $103.6k 0.00% Added +130 +130
98 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 19,78619.8k $102.0k $102.0k 0.01% Reduced -17.3k -17,280
99 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 19,66819.7k $102.3k $102.3k 0.00% New
100 Hilltop Holdings Inc. 0.01% of their portfolio DALLAS, TX 19,46719.5k $101.2k $101.2k 0.01% Reduced -1.8k -1,797