Vault-13

GABELLI EQUITY TR INC GAB

COM · Closed-End Fund · CUSIP 362397101

191 institutional holders +3 vs Q4 2023
27,731,38527.7m shares reported held*
$153.0mreported value*
27 new 61 added 42 reduced 22 sold out net bought ≈ $19.0m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.52.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 173Q1 23: 156Q2 23: 160Q3 23: 167Q4 23: 188Q1 24: 191191Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022165
Q4 2022173
Q1 2023156
Q2 2023160
Q3 2023167
Q4 2023188
Q1 2024191

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 67 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 52 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 49 cut or sold outQ4 23Q1 24: 88 bought or addedQ1 24: 64 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227347
Q1 20236850
Q2 20236741
Q3 20237452
Q4 20238349
Q1 20248864

Biggest buyers

MORGAN STANLEY Added +2,776,728+2.8m
COMMONWEALTH EQUITY SERVICES, LLC Added +470,699+470.7k
Cetera Investment Advisers Added +414,751+414.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +278,693+278.7k
COHEN & STEERS, INC. Added +240,000+240.0k
Advisors Asset Management, Inc. New +129,676+129.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +106,000+106.0k
Imprint Wealth LLC New +86,912+86.9k
PFG Investments, LLC New +73,418+73.4k
LPL Financial LLC Added +64,421+64.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -434,473-434.5k
Cetera Advisor Networks LLC Sold out -419,053-419.1k
WOLVERINE ASSET MANAGEMENT LLC Reduced -131,540-131.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -104,393-104.4k
Creative Planning Reduced -76,452-76.5k
OSAIC HOLDINGS, INC. Reduced -58,815-58.8k
Marex Group Ltd Sold out -54,575-54.6k
Arista Wealth Management, LLC Sold out -47,128-47.1k
HighTower Advisors, LLC Reduced -41,406-41.4k
UBS Group AG Reduced -39,152-39.2k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 2 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20242$2510——
DateInsiderTradeSharesPrice ValueTheir holding
2024-02-29 GABELLI MARIO J Director · Series N Cumulative Preferred Shares Bought 10,000 — —10.0k shares new
2024-02-29 GABELLI MARIO J Director · GAMCO Investors, Inc. · Series N Cumulative Preferred Shares Bought 50,000 — —50.0k shares new
2024-02-22 Ball John Chester President & Treasurer Bought 47 $5.34 $25147 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,007,3587.0m $38.7m $38.7m 0.00% Added +2.8m +2,776,728
2 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 2,573,3662.6m $14.2m $14.2m 0.02% Added +470.7k +470,699
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,256,1922.3m $12.5m $12.5m 0.01% Added +64.4k +64,421
4 PHILADELPHIA TRUST CO 0.53% of their portfolio PHILADELPHIA, PA 1,199,2691.2m $6.6m $6.6m 0.53% Reduced -2.2k -2,175
5 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 1,143,6401.1m $6.3m $6.3m 0.01% Added +240.0k +240,000
6 GAMCO INVESTORS, INC. ET AL 0.05% of their portfolio GREENWICH, CT 846,675846.7k $4.7m $4.7m 0.05% Unchanged
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 783,532783.5k $4.3m $4.3m 0.00% Reduced -434.5k -434,473
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.34% of their portfolio Englewood, NJ 707,976708.0k $3.9m $3.9m 0.34% Added +278.7k +278,693
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 519,232519.2k $2.9m $2.9m 0.00% Added +3.5k +3,513
10 Live Oak Private Wealth LLC 0.49% of their portfolio WILMINGTON, NC 514,176514.2k $2.8m $2.8m 0.49% Unchanged
11 Marks Group Wealth Management, Inc 0.27% of their portfolio MINNETONKA, MN 464,309464.3k $2.6m $2.6m 0.27% Unchanged
12 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 457,509457.5k $2.5m $2.5m 0.00% Reduced -76.5k -76,452
13 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 453,964454.0k $2.5m $2.5m 0.01% Added +12.2k +12,201
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 449,417449.4k $2.5m $2.5m 0.01% Added +414.8k +414,751
15 Shaker Financial Services, LLC 0.95% of their portfolio Arlington, VA 443,099443.1k $2.4m $2.4m 0.95% Reduced -37.3k -37,315
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 427,767427.8k $2.4m $2.4m 0.00% Reduced -6.4k -6,370
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 419,334419.3k $2.3m $2.3m 0.00% Reduced -39.2k -39,152
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 322,665322.7k $1.8m $1.8m 0.00% Added +22.8k +22,816
19 Accel Wealth Management 0.69% of their portfolio WAVERLY, IA 295,814295.8k $1.6m $1.6m 0.69% Added +10.0k +9,951
20 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 277,385277.4k $1.5m $1.5m 0.00% Added +43.6k +43,576
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 262,195262.2k $1.4m $1.4m 0.00% Reduced -58.8k -58,815
22 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 228,646228.6k $1.3m $1.3m 0.06% Reduced -21.8k -21,815
23 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 226,552226.6k $1.3m $1.3m 0.00% Unchanged
24 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 212,918212.9k $1.2m $1.2m 0.00% Added +859 +859
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 204,156204.2k $1.1m $1.1m 0.00% Reduced -7.4k -7,418
26 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 195,807195.8k $1.1m $1.1m 0.01% Added +50.2k +50,220
27 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 141,171141.2k $779.3k $779.3k 0.01% Reduced -17.2k -17,234
28 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 129,676129.7k $715.8k $715.8k 0.01% New
29 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 117,898117.9k $650.8k $650.8k 0.01% Reduced -694 -694
30 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 117,776117.8k $639.5k $639.5k 0.07% Added +106.0k +106,000
31 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 117,685117.7k $650.0k $650.0k 0.02% Added +2.7k +2,671
32 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 115,402115.4k $637.0k $637.0k 0.02% Reduced -9.8k -9,758
33 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 115,079115.1k $635.2k $635.2k 0.01% Added +6.3k +6,276
34 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 108,586108.6k $599.4k $599.4k 0.01% Reduced -5.6k -5,645
35 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 105,290105.3k $581.0k $581.0k 0.00% Added +30.6k +30,552
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 105,094105.1k $580.1k $580.1k 0.00% Added +7.3k +7,340
37 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 97,89497.9k $540.4k $540.4k 0.02% Added +9.6k +9,557
38 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 95,53395.5k $527.3k $527.3k 0.02% Unchanged
39 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 93,08393.1k $513.8k $513.8k 0.00% Added +11.5k +11,535
40 Imprint Wealth LLC 0.11% of their portfolio MOUNT PLEASANT, SC 86,91286.9k $471.9k $471.9k 0.11% New
41 Evernest Financial Advisors, LLC 0.21% of their portfolio CARMEL, IN 84,86284.9k $442.1k $442.1k 0.21% Reduced -4.3k -4,286
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 84,01484.0k $465.0k $465.0k 0.00% Reduced -41.4k -41,406
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 81,87581.9k $452.0k $452.0k 0.00% Added +1.5k +1,509
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 78,18878.2k $432.0k $432.0k 0.00% Reduced -16.9k -16,916
45 Valley Brook Capital Group, Inc. 0.34% of their portfolio Venetia, PA 76,83676.8k $424.1k $424.1k 0.34% Added +28.0k +28,000
46 Magnus Financial Group LLC 0.05% of their portfolio NEW YORK, NY 76,10376.1k $420.1k $420.1k 0.05% Added +2.0k +2,002
47 HCR Wealth Advisors 0.06% of their portfolio LOS ANGELES, CA 75,35375.4k $415.9k $415.9k 0.06% Unchanged
48 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 75,21075.2k $415.2k $415.2k 0.01% Reduced -131.5k -131,540
49 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 73,41873.4k $405.3k $405.3k 0.02% New
50 NorthRock Partners, LLC 0.02% of their portfolio MINNEAPOLIS, MN 72,98573.0k $402.9k $402.9k 0.02% Reduced -3.2k -3,204
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 70,94170.9k $392.0k $392.0k 0.00% Added +3.9k +3,870
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 60,86460.9k $336.0k $336.0k 0.00% Added +9.2k +9,245
53 Shulman DeMeo Asset Management LLC 0.09% of their portfolio LAKE SUCCESS, NY 58,23658.2k $321.5k $321.5k 0.09% Reduced -30 -30
54 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 53,85353.9k $297.3k $297.3k 0.01% Reduced -2.4k -2,431
55 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 53,74653.7k $296.7k $296.7k 0.00% Unchanged
56 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 51,52051.5k $264.3k $264.3k 0.01% Reduced -13.4k -13,387
57 Eudaimonia Partners, LLC 0.07% of their portfolio Winchester, TN 50,00050.0k $276.0k $276.0k 0.07% Unchanged
58 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 46,00046.0k $253.9k $253.9k 0.00% Unchanged
59 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 45,12445.1k $249.1k $249.1k 0.04% Reduced -33.6k -33,617
60 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 44,28344.3k $244.1k $244.1k 0.01% Reduced -2.9k -2,885
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 43,69743.7k $241.2k $241.2k 0.00% Reduced -6.4k -6,431
62 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 43,56743.6k $240.5k $240.5k 0.00% Added +10.8k +10,764
63 MIDLAND WEALTH ADVISORS, LLC 0.01% of their portfolio EFFINGHAM, IL 42,87042.9k $236.6k $236.6k 0.01% Unchanged
64 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 41,89941.9k $231.0k $231.0k 0.00% Added +15.7k +15,721
65 Stonegate Investment Group, LLC 0.01% of their portfolio BIRMINGHAM, AL 41,84741.8k $231.0k $231.0k 0.01% Added +1.1k +1,115
66 Graves Light Lenhart Wealth, Inc. 0.03% of their portfolio HARRISONBURG, VA 41,22441.2k $227.6k $227.6k 0.03% Unchanged
67 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 39,46839.5k $217.9k $217.9k 0.00% Unchanged
68 MISSION WEALTH MANAGEMENT, LP 0.01% of their portfolio Santa Barbara, CA 39,07439.1k $215.7k $215.7k 0.01% New
69 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 37,06637.1k $214.0k $214.0k 0.02% Added +1.8k +1,800
70 PECAUT & CO. 0.07% of their portfolio SIOUX CITY, IA 35,76035.8k $197.4k $197.4k 0.07% Reduced -22.6k -22,552
71 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 34,38034.4k $189.8k $189.8k 0.02% Unchanged
72 Waterloo Capital, L.P. 0.02% of their portfolio AUSTIN, TX 33,01033.0k $182.2k $182.2k 0.02% Added +1.7k +1,716
73 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 32,16932.2k $178.0k $178.0k 0.00% Added +1.0k +1,000
74 Valeo Financial Advisors, LLC 0.01% of their portfolio CARMEL, IN 31,19731.2k $165.7k $165.7k 0.01% Added +16.5k +16,497
75 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 30,00030.0k $165.6k $165.6k 0.00% Added +8.0k +8,000
76 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,51628.5k $157.4k $157.4k 0.00% Added +15.1k +15,053
77 IFG Advisory, LLC 0.01% of their portfolio ATLANTA, GA 28,18628.2k $155.6k $155.6k 0.01% Reduced -3.3k -3,300
78 Commonwealth Financial Services, LLC 0.03% of their portfolio VIENNA, WV 27,68727.7k $140.7k $140.7k 0.03% Unchanged
79 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.08% of their portfolio GARDEN CITY, NY 27,44327.4k $151.5k $151.5k 0.08% Added +12.8k +12,750
80 Virtu Financial LLC 0.01% of their portfolio New York, NY 27,40527.4k $151.0k $151.0k 0.01% Reduced -39.0k -39,019
81 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 27,22827.2k $150.3k $150.3k 0.02% Unchanged
82 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 26,90526.9k $148.5k $148.5k 0.00% Reduced -851 -851
83 Quad-Cities Investment Group, LLC 0.09% of their portfolio DAVENPORT, IA 26,38126.4k $145.6k $145.6k 0.09% Added +662 +662
84 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 26,28326.3k $145.1k $145.1k 0.01% Added +12.8k +12,792
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 26,13026.1k $144.2k $144.2k 0.00% Added +204 +204
86 Mendel Capital Management LLC 0.09% of their portfolio LITTLE ROCK, AR 25,63825.6k $141.5k $141.5k 0.09% New
87 HARTLINE INVESTMENT CORP/ 0.02% of their portfolio WINNETKA, IL 25,21425.2k $139.2k $139.2k 0.02% New
88 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio CONCORD, MA 25,21425.2k $139.2k $139.2k 0.02% Added +278 +278
89 Good Life Advisors, LLC 0.01% of their portfolio READING, PA 25,00225.0k $138.0k $138.0k 0.01% Added +7.2k +7,200
90 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 24,71424.7k $136.4k $136.4k 0.01% New
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,43222.4k $123.8k $123.8k 0.00% Reduced -8.2k -8,230
92 David J Yvars Group 0.08% of their portfolio UNIVERSITY PARK, FL 22,35722.4k $123.4k $123.4k 0.08% Added +338 +338
93 Vantage Financial Partners, LLC 0.03% of their portfolio ELM GROVE, WI 22,08022.1k $121.9k $121.9k 0.03% Added +45 +45
94 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 21,90821.9k $120.9k $120.9k 0.01% New
95 Insight Advisors, LLC/ PA 0.02% of their portfolio Newtown, PA 21,84221.8k $120.6k $120.6k 0.02% New
96 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 21,80421.8k $120.4k $120.4k 0.00% Added +123 +123
97 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 21,63321.6k $109.9k $109.9k 0.01% Unchanged
98 Hilltop Holdings Inc. 0.01% of their portfolio DALLAS, TX 21,26421.3k $117.4k $117.4k 0.01% Added +1.6k +1,638
99 PCG Wealth Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 21,11021.1k $116.5k $116.5k 0.06% Reduced -2.0k -2,000
100 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 20,32820.3k $112.2k $112.2k 0.00% Added +3.5k +3,520