Vault-13

GABELLI EQUITY TR INC GAB

COM · Closed-End Fund · CUSIP 362397101

156 institutional holders -17 vs Q4 2022
20,323,82120.3m shares reported held*
$117.2mreported value*
9 new 59 added 27 reduced 23 sold out net sold ≈ $469.7k (-106.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.77.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 173Q1 23: 156156Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022173
Q1 2023156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 50 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227347
Q1 20236850

Biggest buyers

Baird Financial Group, Inc. Added +123,906+123.9k
COHEN & STEERS, INC. Added +93,540+93.5k
Private Advisor Group, LLC Added +78,474+78.5k
OSAIC HOLDINGS, INC. Added +75,384+75.4k
HighTower Advisors, LLC Added +71,419+71.4k
INDEPENDENT FINANCIAL GROUP, LLC Added +60,156+60.2k
SCOTIA CAPITAL INC. Added +59,689+59.7k
Raymond James Financial Services Advisors, Inc. Added +54,116+54.1k
Qube Research & Technologies Ltd Added +48,185+48.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +38,907+38.9k

Biggest sellers

MORGAN STANLEY Reduced -178,344-178.3k
WOLVERINE ASSET MANAGEMENT LLC Sold out -119,425-119.4k
Elequin Capital, LP Sold out -111,703-111.7k
UBS Group AG Reduced -103,796-103.8k
BANK OF AMERICA CORP /DE/ Reduced -87,500-87.5k
Brookstone Capital Management Reduced -66,244-66.2k
AMERIPRISE FINANCIAL INC Sold out -53,403-53.4k
Accel Wealth Management Reduced -42,036-42.0k
Sound View Wealth Advisors Group, LLC Sold out -35,000-35.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -31,580-31.6k

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 2 buyingQ4 21: 0 sellingQ1 22: 1 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20212$6.3m0——
Q1 20221$1.0k0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,133,8452.1m $12.2m $12.2m 0.01% Added +30.8k +30,770
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,133,5772.1m $12.2m $12.2m 0.00% Reduced -178.3k -178,344
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,864,5381.9m $10.7m $10.7m 0.00% Reduced -87.5k -87,500
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,639,8821.6m $9.4m $9.4m 0.02% Added +38.9k +38,907
5 PHILADELPHIA TRUST CO 0.68% of their portfolio PHILADELPHIA, PA 1,163,0441.2m $6.7m $6.7m 0.68% Added +14.7k +14,665
6 GAMCO INVESTORS, INC. ET AL 0.05% of their portfolio GREENWICH, CT 885,409885.4k $5.1m $5.1m 0.05% Reduced -300 -300
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 723,770723.8k $4.2m $4.2m 0.00% Reduced -12.0k -12,005
8 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 683,640683.6k $3.9m $3.9m 0.01% Added +93.5k +93,540
9 BerganKDV Wealth Management, LLC 0.37% of their portfolio BLOOMINGTON, MN 622,514622.5k $3.6m $3.6m 0.37% Unchanged
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 541,660541.7k $3.1m $3.1m 0.00% Added +2.1k +2,102
11 Live Oak Private Wealth LLC 0.61% of their portfolio WILMINGTON, NC 514,176514.2k $3.0m $3.0m 0.61% Unchanged
12 Marks Group Wealth Management, Inc 0.34% of their portfolio MINNETONKA, MN 464,309464.3k $2.7m $2.7m 0.34% Reduced -6.9k -6,940
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 451,769451.8k $2.6m $2.6m 0.00% Added +75.4k +75,384
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 404,239404.2k $2.3m $2.3m 0.00% Reduced -103.8k -103,796
15 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 357,049357.0k $2.0m $2.0m 0.02% Added +9.4k +9,432
16 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 341,678341.7k $2.0m $2.0m 0.01% Added +59.7k +59,689
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 314,701314.7k $1.8m $1.8m 0.00% Added +54.1k +54,116
18 Accel Wealth Management 0.64% of their portfolio WAVERLY, IA 272,309272.3k $1.6m $1.6m 0.64% Reduced -42.0k -42,036
19 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 264,827264.8k $1.5m $1.5m 0.12% Added +60.2k +60,156
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 236,730236.7k $1.4m $1.4m 0.00% Added +3.3k +3,329
21 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 189,343189.3k $1.1m $1.1m 0.02% Reduced -5.0k -4,983
22 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 172,674172.7k $991.2k $991.2k 0.01% Reduced -9.5k -9,500
23 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 156,168156.2k $896.4k $896.4k 0.00% Added +123.9k +123,906
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 155,129155.1k $888.0k $888.0k 0.00% Added +71.4k +71,419
25 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 146,035146.0k $838.2k $838.2k 0.01% Added +78.5k +78,474
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 143,216143.2k $822.1k $822.1k 0.00% Added +15.4k +15,360
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 136,672136.7k $784.5k $784.5k 0.01% Added +9.8k +9,769
28 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 119,576119.6k $686.4k $686.4k 0.02% Added +839 +839
29 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 117,805117.8k $676.2k $676.2k 0.02% Added +22.0k +21,973
30 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 113,336113.3k $650.5k $650.5k 0.00% Added +48.2k +48,185
31 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 111,229111.2k $638.5k $638.5k 0.01% Reduced -30.7k -30,709
32 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 95,53395.5k $548.4k $548.4k 0.06% Unchanged
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 92,98993.0k $534.0k $534.0k 0.00% Reduced -6.6k -6,577
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 91,95892.0k $528.0k $528.0k 0.00% Reduced -2.4k -2,363
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 89,29789.3k $513.0k $513.0k 0.00% Reduced -86 -86
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 83,59883.6k $479.9k $479.9k 0.00% Added +607 +607
37 PECAUT & CO. 0.21% of their portfolio SIOUX CITY, IA 79,41279.4k $455.8k $455.8k 0.21% Reduced -20.3k -20,342
38 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 74,38274.4k $427.0k $427.0k 0.02% Added +676 +676
39 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 73,85773.9k $423.9k $423.9k 0.01% Added +16.3k +16,284
40 Laidlaw Wealth Management LLC 0.09% of their portfolio NEW YORK CITY, NY 73,60773.6k $422.5k $422.5k 0.09% Reduced -1.7k -1,734
41 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 72,53072.5k $416.3k $416.3k 0.03% Reduced -5.3k -5,293
42 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 72,01372.0k $413.0k $413.0k 0.00% Added +18.7k +18,665
43 Shulman DeMeo Asset Management LLC 0.11% of their portfolio LAKE SUCCESS, NY 58,74058.7k $337.2k $337.2k 0.11% Reduced -140 -140
44 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 52,07752.1k $299.0k $299.0k 0.01% Reduced -4.9k -4,869
45 Eudaimonia Partners, LLC 0.07% of their portfolio Winchester, TN 50,00050.0k $287.0k $287.0k 0.07% Unchanged
46 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 44,84744.8k $256.4k $256.4k 0.01% Added +133 +133
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 44,81144.8k $257.0k $257.0k 0.00% Added +26.9k +26,883
48 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 43,81543.8k $251.5k $251.5k 0.02% Unchanged
49 Valley Brook Capital Group, Inc. 0.23% of their portfolio Venetia, PA 43,33643.3k $248.7k $248.7k 0.23% Unchanged
50 Arista Wealth Management, LLC 0.14% of their portfolio Las Vegas, NV 43,27843.3k $248.4k $248.4k 0.14% Added +1.2k +1,182
51 Graves Light Lenhart Wealth, Inc. 0.04% of their portfolio HARRISONBURG, VA 41,22441.2k $236.6k $236.6k 0.04% Unchanged
52 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 39,46839.5k $226.5k $226.5k 0.00% Unchanged
53 Stonegate Investment Group, LLC 0.01% of their portfolio BIRMINGHAM, AL 37,40437.4k $214.7k $214.7k 0.01% Added +1.0k +1,022
54 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 36,38636.4k $204.3k $204.3k 0.00% Reduced -351 -351
55 NorthRock Partners, LLC 0.02% of their portfolio MINNEAPOLIS, MN 36,00036.0k $206.6k $206.6k 0.02% Unchanged
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 35,77835.8k $205.4k $205.4k 0.00% Added +1.0k +1,048
57 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 34,38034.4k $197.3k $197.3k 0.02% Unchanged
58 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 32,90932.9k $189.0k $189.0k 0.00% Added +12.9k +12,870
59 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 32,60732.6k $187.2k $187.2k 0.00% Reduced -10.2k -10,213
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 32,55632.6k $186.9k $186.9k 0.01% Reduced -1.8k -1,761
61 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 31,49931.5k $180.8k $180.8k 0.00% New
62 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 30,60030.6k $175.6k $175.6k 0.00% Added +5.0k +5,000
63 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 30,56930.6k $175.0k $175.0k 0.00% Added +2.3k +2,262
64 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 30,06330.1k $172.6k $172.6k 0.00% Reduced -4.2k -4,200
65 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 29,36729.4k $168.0k $168.0k 0.00% Reduced -66.2k -66,244
66 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 28,64228.6k $164.4k $164.4k 0.00% Unchanged
67 Dash Acquisitions Inc. 0.08% of their portfolio WOODLAND HILLS, CA 28,30428.3k $162.5k $162.5k 0.08% Unchanged
68 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 27,22827.2k $156.3k $156.3k 0.02% Added +3.5k +3,500
69 Quad-Cities Investment Group, LLC 0.10% of their portfolio DAVENPORT, IA 25,83825.8k $148.3k $148.3k 0.10% Reduced -2.5k -2,520
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,82124.8k $142.5k $142.5k 0.00% Added +4.3k +4,320
71 Sigma Planning Corp 0.00% of their portfolio ANN ARBOR, MI 24,44624.4k $140.3k $140.3k 0.00% Added +388 +388
72 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 23,94223.9k $131.2k $131.2k 0.00% Unchanged
73 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.04% of their portfolio CONCORD, MA 23,52923.5k $132.7k $132.7k 0.04% Added +208 +208
74 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 23,32823.3k $133.9k $133.9k 0.00% Added +6.2k +6,150
75 PCG Wealth Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 23,11023.1k $132.7k $132.7k 0.08% Unchanged
76 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 21,55121.6k $123.7k $123.7k 0.00% Added +8.9k +8,924
77 David J Yvars Group 0.10% of their portfolio UNIVERSITY PARK, FL 19,43519.4k $111.6k $111.6k 0.10% Added +254 +254
78 MIdWestOne Financial Group, Inc. 0.02% of their portfolio Iowa City, IA 19,14219.1k $109.9k $109.9k 0.02% Unchanged
79 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.01% of their portfolio MORRISTOWN, NJ 19,00019.0k $109.1k $109.1k 0.01% Unchanged
80 Day & Ennis, LLC 0.04% of their portfolio MACON, GA 18,05018.1k $103.6k $103.6k 0.04% Unchanged
81 CASCADE INVESTMENT GROUP, INC. 0.10% of their portfolio Colorado Springs, CO 18,03518.0k $103.5k $103.5k 0.10% Unchanged
82 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 17,29017.3k $99.2k $99.2k 0.02% Unchanged
83 HUB Investment Partners, LLC 0.02% of their portfolio AUSTIN, TX 17,27617.3k $99.2k $99.2k 0.02% Unchanged
84 Modera Wealth Management, LLC 0.00% of their portfolio WESTWOOD, NJ 17,06117.1k $97.9k $97.9k 0.00% Unchanged
85 Coppell Advisory Solutions LLC 0.03% of their portfolio COPPELL, TX 16,98517.0k $95.8k $95.8k 0.03% Added +15.8k +15,842
86 Coppell Advisory Solutions Corp. 0.03% of their portfolio COPPELL, TX 16,98517.0k $95.8k $95.8k 0.03% Added +15.8k +15,842
87 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 16,97317.0k $97.4k $97.4k 0.00% Unchanged
88 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 16,30816.3k $93.6k $93.6k 0.01% Added +849 +849
89 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.07% of their portfolio GARDEN CITY, NY 16,11516.1k $92.5k $92.5k 0.07% Reduced -8.5k -8,508
90 Safeguard Investment Advisory Group, LLC 0.04% of their portfolio Corona, CA 15,06215.1k $86.5k $86.5k 0.04% Added +411 +411
91 FINANCIAL COUNSELORS INC 0.00% of their portfolio Overland Park, KS 15,01715.0k $86.0k $86.0k 0.00% Reduced -5.8k -5,750
92 Executive Wealth Management, LLC 0.01% of their portfolio BRIGHTON, MI 15,00015.0k $86.1k $86.1k 0.01% New
93 Americana Partners, LLC 0.01% of their portfolio Houston, TX 15,00015.0k $86.1k $86.1k 0.01% Unchanged
94 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 14,58214.6k $99.6k $99.6k 0.01% New
95 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 14,30014.3k $82.1k $82.1k 0.00% Unchanged
96 Wellington Shields Capital Management, LLC 0.01% of their portfolio NEW YORK, NY 13,85713.9k $79.5k $79.5k 0.01% Unchanged
97 PRIMORIS WEALTH ADVISORS, LLC 0.10% of their portfolio North Palm Beach, FL 13,75013.8k $78.9k $78.9k 0.10% Unchanged
98 MTM Investment Management, LLC 0.04% of their portfolio SPARTANBURG, SC 13,53013.5k $77.7k $77.7k 0.04% Unchanged
99 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 13,29713.3k $76.3k $76.3k 0.00% Added +1.0k +1,000
100 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 13,24413.2k $76.0k $76.0k 0.00% Added +262 +262