Vault-13

GABELLI EQUITY TR INC GAB

COM · Closed-End Fund · CUSIP 362397101

173 institutional holders +8 vs Q3 2022
20,467,14620.5m shares reported held*
$111.5mreported value*
22 new 51 added 31 reduced 16 sold out net sold ≈ $2.7m (-453.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.45.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 173173Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022165
Q4 2022173

Biggest buyers

COHEN & STEERS, INC. Added +210,100+210.1k
UBS Group AG Added +126,534+126.5k
Marks Group Wealth Management, Inc Added +119,628+119.6k
WOLVERINE ASSET MANAGEMENT LLC New +119,425+119.4k
Elequin Capital, LP New +111,703+111.7k
Cetera Investment Advisers Added +105,422+105.4k
Brookstone Capital Management Added +72,470+72.5k
Atria Wealth Solutions, Inc. Added +42,477+42.5k
Sound View Wealth Advisors Group, LLC New +35,000+35.0k
Private Advisor Group, LLC Added +34,827+34.8k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -849,857-849.9k
MORGAN STANLEY Reduced -396,912-396.9k
BANK OF AMERICA CORP /DE/ Reduced -115,264-115.3k
Larson Financial Group LLC Sold out -78,180-78.2k
WELLS FARGO & COMPANY/MN Reduced -76,942-76.9k
LPL Financial LLC Reduced -49,691-49.7k
NORTHERN TRUST CORP Sold out -44,135-44.1k
Virtu Financial LLC Reduced -38,806-38.8k
AMERIPRISE FINANCIAL INC Reduced -26,994-27.0k
PCG Wealth Advisors, LLC Reduced -17,390-17.4k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 2 buyingQ4 21: 0 sellingQ4 21Q1 22: 1 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20212$6.3m0——
Q1 20221$1.0k0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,311,9212.3m $12.7m $12.7m 0.00% Reduced -396.9k -396,912
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,103,0752.1m $11.5m $11.5m 0.01% Reduced -49.7k -49,691
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,952,0382.0m $10.7m $10.7m 0.00% Reduced -115.3k -115,264
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,600,9751.6m $8.8m $8.8m 0.02% Added +25.5k +25,546
5 PHILADELPHIA TRUST CO 0.67% of their portfolio PHILADELPHIA, PA 1,148,3791.1m $6.3m $6.3m 0.67% Added +450 +450
6 GAMCO INVESTORS, INC. ET AL 0.05% of their portfolio GREENWICH, CT 885,709885.7k $4.9m $4.9m 0.05% Added +18.4k +18,361
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 735,775735.8k $4.0m $4.0m 0.00% Reduced -76.9k -76,942
8 BerganKDV Wealth Management, LLC 0.37% of their portfolio BLOOMINGTON, MN 622,514622.5k $3.4m $3.4m 0.37% Unchanged
9 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 590,100590.1k $3.2m $3.2m 0.01% Added +210.1k +210,100
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 539,558539.6k $3.0m $3.0m 0.00% Reduced -625 -625
11 Live Oak Private Wealth LLC 0.58% of their portfolio WILMINGTON, NC 514,176514.2k $2.8m $2.8m 0.58% Unchanged
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 508,035508.0k $2.8m $2.8m 0.00% Added +126.5k +126,534
13 Marks Group Wealth Management, Inc 0.35% of their portfolio MINNETONKA, MN 471,249471.2k $2.6m $2.6m 0.35% Added +119.6k +119,628
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 376,385376.4k $2.1m $2.1m 0.00% Added +2.7k +2,669
15 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 347,617347.6k $1.9m $1.9m 0.02% Reduced -14.8k -14,816
16 Accel Wealth Management 0.82% of their portfolio WAVERLY, IA 314,345314.3k $1.7m $1.7m 0.82% Added +17.6k +17,609
17 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 281,989282.0k $1.5m $1.5m 0.01% Added +16.9k +16,914
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 260,585260.6k $1.4m $1.4m 0.00% Reduced -17.1k -17,077
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 233,401233.4k $1.3m $1.3m 0.00% Added +3.3k +3,289
20 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 204,671204.7k $1.1m $1.1m 0.10% Added +33.9k +33,934
21 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 194,326194.3k $1.1m $1.1m 0.02% Reduced -3.6k -3,553
22 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 182,174182.2k $998.3k $998.3k 0.02% Added +42.5k +42,477
23 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 141,938141.9k $777.8k $777.8k 0.01% Added +568 +568
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 127,856127.9k $700.6k $700.6k 0.00% Added +746 +746
25 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 126,903126.9k $695.4k $695.4k 0.01% Added +105.4k +105,422
26 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 119,425119.4k $654.4k $654.4k 0.01% New
27 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 118,737118.7k $650.7k $650.7k 0.02% Reduced -506 -506
28 Elequin Capital, LP 0.17% of their portfolio NEW YORK, NY 111,703111.7k $612.1k $612.1k 0.17% New
29 PECAUT & CO. 0.26% of their portfolio SIOUX CITY, IA 99,75499.8k $546.7k $546.7k 0.26% Reduced -12.5k -12,525
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 99,56699.6k $546.0k $546.0k 0.00% Reduced -7.3k -7,252
31 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 95,83295.8k $525.2k $525.2k 0.02% Reduced -899 -899
32 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 95,61195.6k $523.0k $523.0k 0.01% Added +72.5k +72,470
33 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 95,53395.5k $523.5k $523.5k 0.06% Unchanged
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 94,32194.3k $517.0k $517.0k 0.00% Added +10.9k +10,857
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 89,38389.4k $490.0k $490.0k 0.00% Unchanged
36 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 83,71083.7k $458.0k $458.0k 0.00% Added +10.2k +10,168
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 82,99183.0k $454.8k $454.8k 0.00% Added +3.7k +3,718
38 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 77,82377.8k $426.5k $426.5k 0.03% Added +11.2k +11,192
39 Laidlaw Wealth Management LLC 0.09% of their portfolio NEW YORK CITY, NY 75,34175.3k $412.9k $412.9k 0.09% Added +1.2k +1,200
40 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 73,70673.7k $404.0k $404.0k 0.02% Reduced -7.9k -7,868
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 67,56167.6k $370 $370 0.00% Added +34.8k +34,827
42 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 65,15165.2k $357.0k $357.0k 0.00% Added +29.9k +29,941
43 Shulman DeMeo Asset Management LLC 0.11% of their portfolio LAKE SUCCESS, NY 58,88058.9k $322.7k $322.7k 0.11% Reduced -634 -634
44 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 57,57357.6k $315.5k $315.5k 0.01% Added +11.0k +10,951
45 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 56,94656.9k $312.0k $312.0k 0.02% Added +923 +923
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 53,40353.4k $293.0k $293.0k 0.00% Reduced -27.0k -26,994
47 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 53,34853.3k $292.0k $292.0k 0.00% Added +14.3k +14,333
48 Eudaimonia Partners, LLC 0.07% of their portfolio Winchester, TN 50,00050.0k $274.0k $274.0k 0.07% Unchanged
49 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 44,71444.7k $245.0k $245.0k 0.01% Unchanged
50 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 43,81543.8k $240.1k $240.1k 0.02% Added +1.2k +1,187
51 Valley Brook Capital Group, Inc. 0.23% of their portfolio Venetia, PA 43,33643.3k $237.5k $237.5k 0.23% Added +3.0k +3,001
52 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 42,82042.8k $234.7k $234.7k 0.00% Added +337 +337
53 Arista Wealth Management, LLC 0.15% of their portfolio Las Vegas, NV 42,09642.1k $230.7k $230.7k 0.15% First filing
54 Graves Light Lenhart Wealth, Inc. 0.03% of their portfolio HARRISONBURG, VA 41,22441.2k $225.9k $225.9k 0.03% Unchanged
55 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 39,46839.5k $216.3k $216.3k 0.00% Unchanged
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 36,73736.7k $101.9k $101.9k 0.00% Reduced -4.1k -4,115
57 Stonegate Investment Group, LLC 0.01% of their portfolio BIRMINGHAM, AL 36,38236.4k $199.4k $199.4k 0.01% Added +985 +985
58 NorthRock Partners, LLC 0.02% of their portfolio MINNEAPOLIS, MN 36,00036.0k $197.3k $197.3k 0.02% Unchanged
59 Sound View Wealth Advisors Group, LLC 0.02% of their portfolio SAVANNAH, GA 35,00035.0k $177.8k $177.8k 0.02% New
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 34,73034.7k $190.3k $190.3k 0.00% Reduced -3.0k -3,016
61 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 34,38034.4k $188.4k $188.4k 0.02% Unchanged
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 34,31734.3k $188.1k $188.1k 0.01% Added +106 +106
63 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 34,26334.3k $187.8k $187.8k 0.00% Added +14.5k +14,500
64 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 32,26232.3k $177.0k $177.0k 0.00% Added +1.7k +1,714
65 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 31,58031.6k $173.1k $173.1k 0.03% New
66 HBK Sorce Advisory LLC 0.00% of their portfolio ERIE, PA 30,00030.0k $32.0k $32.0k 0.00% Added +15.0k +15,000
67 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 28,64228.6k $157.0k $157.0k 0.00% Reduced -3.0k -2,972
68 Quad-Cities Investment Group, LLC 0.11% of their portfolio DAVENPORT, IA 28,35828.4k $155.4k $155.4k 0.11% Added +436 +436
69 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 28,30728.3k $155.0k $155.0k 0.00% Unchanged
70 Dash Acquisitions Inc. 0.08% of their portfolio WOODLAND HILLS, CA 28,30428.3k $155.1k $155.1k 0.08% Unchanged
71 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 25,60025.6k $140.3k $140.3k 0.00% Unchanged
72 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.11% of their portfolio GARDEN CITY, NY 24,62324.6k $134.9k $134.9k 0.11% Unchanged
73 Sigma Planning Corp 0.00% of their portfolio ANN ARBOR, MI 24,05824.1k $131.8k $131.8k 0.00% Added +549 +549
74 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 23,94223.9k $131.2k $131.2k 0.00% Reduced -3.9k -3,927
75 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 23,72823.7k $130.0k $130.0k 0.02% Reduced -1.9k -1,887
76 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 23,32123.3k $127.8k $127.8k 0.03% Added +231 +231
77 PCG Wealth Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 23,11023.1k $126.6k $126.6k 0.08% Reduced -17.4k -17,390
78 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,48621.5k $117.7k $117.7k 0.00% Added +8.4k +8,437
79 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 21,14121.1k $115.9k $115.9k 0.01% Added +1.9k +1,900
80 FINANCIAL COUNSELORS INC 0.00% of their portfolio Overland Park, KS 20,76720.8k $114.0k $114.0k 0.00% Reduced -4.2k -4,230
81 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 20,71820.7k $113.5k $113.5k 0.02% Reduced -1.4k -1,410
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,50120.5k $112.3k $112.3k 0.00% New
83 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 20,03920.0k $110.0k $110.0k 0.00% Reduced -9.7k -9,651
84 Virtu Financial LLC 0.01% of their portfolio New York, NY 19,50019.5k $107.0k $107.0k 0.01% Reduced -38.8k -38,806
85 BLUEFIN CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 19,32319.3k $105.9k $105.9k 0.02% New
86 David J Yvars Group 0.13% of their portfolio UNIVERSITY PARK, FL 19,18119.2k $105.1k $105.1k 0.13% Added +246 +246
87 MIdWestOne Financial Group, Inc. 0.02% of their portfolio Iowa City, IA 19,14219.1k $104.9k $104.9k 0.02% Unchanged
88 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.01% of their portfolio MORRISTOWN, NJ 19,00019.0k $104.1k $104.1k 0.01% Unchanged
89 Capital Square, LLC 0.09% of their portfolio ATHENS, TN 18,74718.7k $102.7k $102.7k 0.09% Unchanged
90 Day & Ennis, LLC 0.04% of their portfolio MACON, GA 18,05018.1k $98.9k $98.9k 0.04% New
91 CASCADE INVESTMENT GROUP, INC. 0.10% of their portfolio Colorado Springs, CO 18,03518.0k $98.8k $98.8k 0.10% First filing
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,92817.9k $98.0k $98.0k 0.00% Added +7.2k +7,180
93 GPS Wealth Strategies Group, LLC 0.03% of their portfolio CENTENNIAL, CO 17,29017.3k $94.7k $94.7k 0.03% Unchanged
94 HUB Investment Partners, LLC 0.04% of their portfolio AUSTIN, TX 17,27617.3k $94.7k $94.7k 0.04% Added +6.9k +6,860
95 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,17817.2k $94.1k $94.1k 0.00% New
96 Modera Wealth Management, LLC 0.00% of their portfolio WESTWOOD, NJ 17,06117.1k $93.5k $93.5k 0.00% New
97 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 16,97317.0k $93.0k $93.0k 0.00% Unchanged
98 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 15,60315.6k $85.5k $85.5k 0.01% Added +289 +289
99 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 15,45915.5k $84.7k $84.7k 0.01% Added +2.3k +2,340
100 YorkBridge Wealth Partners, LLC 0.02% of their portfolio NEW YORK, NY 15,00015.0k $82.2k $82.2k 0.02% Unchanged