Vault-13

FUTU HLDGS LTD FUTU

SPON ADS CL A · ADR · CUSIP 36118L106 · ISIN US36118L1061

Hong Kong online brokerage

179 institutional holders -15 vs Q1 2023
31,155,54831.2m shares reported held*
$1.2bnreported value*
26 new 47 added 67 reduced 42 sold out net sold ≈ $159.7m (-5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.68. Options: 25 managers hold calls ($136.0m notional), 26 hold puts ($206.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 179Q4 22: 200Q1 23: 194Q2 23: 179179Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022179
Q4 2022200
Q1 2023194
Q2 2023179

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 87 bought or addedQ1 23: 105 cut or sold outQ1 23Q2 23: 73 bought or addedQ2 23: 109 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210980
Q1 202387105
Q2 202373109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $142.3mQ3 22 puts: $230.7mQ3 22P/C 1.62Q4 22 calls: $206.1mQ4 22 puts: $270.1mQ4 22P/C 1.31Q1 23 calls: $299.8mQ1 23 puts: $336.8mQ1 23P/C 1.12Q2 23 calls: $136.0mQ2 23 puts: $206.9mQ2 23P/C 1.52
Numbers
QuarterCallsPutsP/C
Q3 2022$142.3m$230.7m1.62
Q4 2022$206.1m$270.1m1.31
Q1 2023$299.8m$336.8m1.12
Q2 2023$136.0m$206.9m1.52

Biggest buyers

Greenwoods Asset Management Hong Kong Ltd. New +1,801,722+1.8m
GOLDMAN SACHS GROUP INC Added +698,050+698.0k
HSBC HOLDINGS PLC Added +571,214+571.2k
NATIONAL BANK OF CANADA /FI/ Added +352,900+352.9k
PRUDENTIAL PLC New +272,357+272.4k
CITIGROUP INC Added +220,580+220.6k
BARCLAYS PLC Added +198,806+198.8k
Maytree Asset Management Ltd New +177,231+177.2k
AustralianSuper Pty Ltd Added +165,277+165.3k
WORLDQUANT MILLENNIUM ADVISORS LLC New +124,396+124.4k

Biggest sellers

Capital Research Global Investors Reduced -2,386,584-2.4m
D1 Capital Partners L.P. Sold out -1,807,952-1.8m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,005,411-1.0m
MY.Alpha Management HK Advisors Ltd Sold out -676,910-676.9k
TWO SIGMA INVESTMENTS, LP Reduced -544,097-544.1k
TWO SIGMA ADVISERS, LP Sold out -473,900-473.9k
Point72 Hong Kong Ltd Sold out -384,367-384.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -341,700-341.7k
BANK OF AMERICA CORP /DE/ Reduced -330,354-330.4k
CREDIT SUISSE AG/ Reduced -279,308-279.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $50.0m1.3m shares
PEAK6 Investments LLC Reduced $11.5m288.2k shares
SIMPLEX TRADING, LLC Reduced $11.1m279.6k shares
CITADEL ADVISORS LLC Reduced $10.7m270.5k shares
Squarepoint Ops LLC Added $10.1m254.3k shares
JANE STREET GROUP, LLC Reduced $9.6m240.6k shares
IMC-Chicago, LLC Reduced $7.2m182.1k shares
CTC LLC Reduced $5.9m1.5k shares
GROUP ONE TRADING LLC Reduced $5.7m144.1k shares
Walleye Trading LLC Reduced $4.8m120.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $51.3m1.3m shares
GROUP ONE TRADING LLC Added $22.8m574.6k shares
CITADEL ADVISORS LLC Reduced $20.8m522.9k shares
NATIONAL BANK OF CANADA /FI/ Reduced $16.4m4.0k shares
GOLDMAN SACHS GROUP INC Reduced $12.3m309.1k shares
D. E. Shaw & Co., Inc. New $12.1m304.5k shares
CTC LLC Reduced $11.5m2.9k shares
SIMPLEX TRADING, LLC Reduced $10.7m268.7k shares
Walleye Trading LLC Added $8.3m209.1k shares
JANE STREET GROUP, LLC Added $8.2m206.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,825,8484.8m $191.8m $191.8m 0.02% Reduced -67.7k -67,713
2 Aspex Management (HK) Ltd 5.22% of their portfolio CENTRAL, K3 4,520,2814.5m $179.6m $179.6m 5.22% Unchanged
3 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 3,408,5703.4m $135.5m $135.5m 0.03% Added +698.0k +698,050
4 BlackRock Inc. 0.00% of their portfolio New York, NY 2,737,3602.7m $108.8m $108.8m 0.00% Reduced -40.2k -40,167
5 Greenwoods Asset Management Hong Kong Ltd. 3.46% of their portfolio HONG KONG, K3 1,801,7221.8m $71.6m $71.6m 3.46% New
6 BAILLIE GIFFORD & CO 0.04% of their portfolio EDINBURGH, X0 1,113,8611.1m $44.3m $44.3m 0.04% Added +32.8k +32,843
7 GENERAL ATLANTIC, L.P. 0.70% of their portfolio New York, NY 1,111,5441.1m $44.2m $44.2m 0.70% Unchanged
8 HSG Holding Ltd 4.81% of their portfolio NA, K3 1,057,6441.1m $42.0m $42.0m 4.81% Unchanged
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,038,0111.0m $41.3m $41.3m 0.00% Reduced -138.2k -138,155
10 NATIONAL BANK OF CANADA /FI/ 0.08% of their portfolio MONTREAL, A8 924,309924.3k $38.0m $38.0m 0.08% Added +352.9k +352,900
11 HSBC HOLDINGS PLC 0.03% of their portfolio LONDON, X0 729,709729.7k $29.0m $29.0m 0.03% Added +571.2k +571,214
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 445,937445.9k $17.5m $17.5m 0.00% Added +7.6k +7,553
13 Think Investments LP 3.83% of their portfolio San Francisco, CA 427,700427.7k $17.0m $17.0m 3.83% Unchanged
14 HHLR ADVISORS, LTD. 0.35% of their portfolio GRAND CAYMAN, E9 417,187417.2k $16.6m $16.6m 0.35% Unchanged
15 Legal & General Group Plc 0.00% of their portfolio London, X0 359,480359.5k $14.3m $14.3m 0.00% Reduced -10.7k -10,665
16 Caisse de depot et placement du Quebec 0.04% of their portfolio Montreal, A8 332,196332.2k $13.2m $13.2m 0.04% Reduced -104.7k -104,704
17 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 331,630331.6k $13.2m $13.2m 0.01% Added +198.8k +198,806
18 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 321,797321.8k $12.8m $12.8m 0.02% Added +220.6k +220,580
19 PRUDENTIAL PLC 0.13% of their portfolio LONDON, X0 272,357272.4k $10.8m $10.8m 0.13% New
20 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 264,068264.1k $10.5m $10.5m 0.00% Added +22.2k +22,194
21 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 212,390212.4k $11.0m $11.0m 0.01% Unchanged
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 179,570179.6k $7.1m $7.1m 0.01% Reduced -6.0k -6,021
23 Maytree Asset Management Ltd 7.12% of their portfolio HONG KONG, K3 177,231177.2k $7.0m $7.0m 7.12% New
24 AustralianSuper Pty Ltd 0.04% of their portfolio MELBOURNE, C3 173,006173.0k $6.9m $6.9m 0.04% Added +165.3k +165,277
25 Taikang Asset Management (Hong Kong) Co Ltd 1.30% of their portfolio HONG KONG, K3 140,000140.0k $43.6k $43.6k 1.30% Unchanged
26 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 139,193139.2k $5.5m $5.5m 0.00% Reduced -7.0k -7,044
27 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 130,748130.7k $5.2m $5.2m 0.06% Added +114.0k +114,015
28 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 128,543128.5k $5.1m $5.1m 0.00% Reduced -22.0k -22,033
29 GROUP ONE TRADING LLC 0.21% of their portfolio CHICAGO, IL 124,860124.9k $5.0m $5.0m 0.21% Added +87.3k +87,339
30 WORLDQUANT MILLENNIUM ADVISORS LLC 0.08% of their portfolio NEW YORK, NY 124,396124.4k $4.9m $4.9m 0.08% New
31 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 121,500121.5k $4.8m $4.8m 0.00% Reduced -1.2k -1,200
32 Capital Research Global Investors 0.00% of their portfolio Los Angeles, CA 119,972120.0k $4.8m $4.8m 0.00% Reduced -2.4m -2,386,584
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 108,634108.6k $4.3m $4.3m 0.00% Added +885 +885
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 107,439107.4k $4.3m $4.3m 0.00% Added +75.2k +75,193
35 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 107,432107.4k $4.3m $4.3m 0.01% Added +58.1k +58,128
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 100,877100.9k $4.0m $4.0m 0.00% Reduced -1.7k -1,733
37 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 98,07298.1k $3.9m $3.9m 0.01% Added +9.8k +9,779
38 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 95,90095.9k $3.8m $3.8m 0.01% Reduced -341.7k -341,700
39 Andra AP-fonden 0.10% of their portfolio GOTEBORG, V7 94,60094.6k $3.8m $3.8m 0.10% Added +20.8k +20,800
40 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 81,36181.4k $3.2m $3.2m 0.02% New
41 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 80,15680.2k $3.2m $3.2m 0.00% Reduced -279.3k -279,308
42 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 69,51469.5k $2.8m $2.8m 0.01% New
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 64,87064.9k $2.6m $2.6m 0.00% Reduced -8.0k -8,040
44 Quaero Capital S.A. 1.96% of their portfolio GENEVE, V8 64,16164.2k $2.5m $2.5m 1.96% Reduced -4.0k -4,035
45 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 62,71262.7k $2.5m $2.5m 0.00% Reduced -10.1k -10,143
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 62,33162.3k $2.5m $2.5m 0.00% Reduced -480 -480
47 NEW THINKING (HONG KONG) INVESTMENT MANAGEMENT CO. Ltd 16.31% of their portfolio HONG KONG, K3 61,20061.2k $2.4m $2.4m 16.31% First filing
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 59,39859.4k $2.4m $2.4m 0.00% Reduced -6.5k -6,523
49 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.02% of their portfolio HARRISBURG, PA 58,76358.8k $2.3m $2.3m 0.02% Reduced -641 -641
50 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 54,90654.9k $2.2m $2.2m 0.00% Added +7.6k +7,565
51 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 54,50054.5k $2.2m $2.2m 0.00% Unchanged
52 Maxi Investments CY Ltd 1.35% of their portfolio LIMASSOL, G4 47,58247.6k $1.9m $1.9m 1.35% Unchanged
53 Penserra Capital Management LLC 0.04% of their portfolio ORINDA, CA 45,72845.7k $1.8m $1.8m 0.04% Reduced -4.2k -4,171
54 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 45,32845.3k $1.8m $1.8m 0.00% Reduced -330.4k -330,354
55 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 43,67443.7k $1.7m $1.7m 0.00% New
56 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 40,69240.7k $1.6m $1.6m 0.01% New
57 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 40,30040.3k $1.6m $1.6m 0.00% Reduced -544.1k -544,097
58 Baader Bank Aktiengesellschaft 0.13% of their portfolio Unterschleissheim, 2M 38,45038.5k $1.5m $1.5m 0.13% Added +33.0k +32,979
59 Top Ace Asset Management Ltd 5.31% of their portfolio HONG KONG, K3 37,50037.5k $1.5m $1.5m 5.31% New
60 Parallax Volatility Advisers, L.P. 0.05% of their portfolio San Francisco, CA 36,49936.5k $1.5m $1.5m 0.05% Added +13.3k +13,257
61 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 35,31835.3k $1.4m $1.4m 0.00% Added +1.5k +1,539
62 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 34,71234.7k $1.4m $1.4m 0.00% Added +9.6k +9,566
63 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 32,58332.6k $1.3m $1.3m 0.00% Reduced -1.6k -1,555
64 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 32,47332.5k $1.3m $1.3m 0.00% Added +22.9k +22,884
65 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 31,98132.0k $1.3m $1.3m 0.00% Added +400 +400
66 KBC Group NV 0.01% of their portfolio Brussels, C9 30,71130.7k $1.2m $1.2m 0.01% Reduced -54.2k -54,182
67 FORSTA AP-FONDEN 0.01% of their portfolio STOCKHOLM, V7 30,50030.5k $1.2m $1.2m 0.01% Reduced -8.0k -8,000
68 Engineers Gate Manager LP 0.05% of their portfolio NEW YORK, NY 30,32430.3k $1.2m $1.2m 0.05% New
69 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 29,13129.1k $1.2m $1.2m 0.00% Reduced -62.9k -62,944
70 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 28,00628.0k $1.1m $1.1m 0.00% Reduced -3.8k -3,800
71 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 26,90226.9k $1.1m $1.1m 0.03% New
72 Public Sector Pension Investment Board 0.01% of their portfolio MONTREAL, A8 26,46526.5k $1.1m $1.1m 0.01% Reduced -2.1k -2,100
73 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 26,09226.1k $1.0m $1.0m 0.00% Reduced -6.8k -6,829
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 25,60025.6k $1.0m $1.0m 0.00% Reduced -2.1k -2,100
75 Swiss Life Asset Management Ltd 0.01% of their portfolio Zurich, V8 25,17425.2k $1.0m $1.0m 0.01% Added +13.3k +13,278
76 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 21,11021.1k $838.9k $838.9k 0.00% Unchanged
77 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 20,98821.0k $834.1k $834.1k 0.01% Reduced -52.9k -52,860
78 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 20,77620.8k $825.6k $825.6k 0.00% Reduced -1.2k -1,172
79 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 19,60019.6k $778.9k $778.9k 0.00% Added +565 +565
80 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 18,34818.3k $729.1k $729.1k 0.01% New
81 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 17,77517.8k $706.4k $706.4k 0.00% Added +454 +454
82 Bayesian Capital Management, LP 0.07% of their portfolio Brooklyn, NY 17,36417.4k $690.0k $690.0k 0.07% Added +10.1k +10,100
83 USS Investment Management Ltd 0.01% of their portfolio London, X0 16,77016.8k $666.8k $666.8k 0.01% Unchanged
84 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 16,58016.6k $658.9k $658.9k 0.00% Reduced -2.2k -2,200
85 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 16,23516.2k $645.2k $645.2k 0.00% Added +6.4k +6,417
86 Livforsakringsbolaget Skandia, Omsesidigt 0.07% of their portfolio Stockholm, V7 15,80015.8k $627.9k $627.9k 0.07% Unchanged
87 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 15,54215.5k $618.0k $618.0k 0.00% Reduced -1.6k -1,600
88 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 15,35715.4k $610.3k $610.3k 0.00% Reduced -12.2k -12,215
89 Capital Markets Trading UK LLP 0.44% of their portfolio LONDON, X0 15,21615.2k $605.0k $605.0k 0.44% New
90 CTC LLC 0.01% of their portfolio CHICAGO, IL 14,99215.0k $595.8k $595.8k 0.01% New
91 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 14,18014.2k $563.5k $563.5k 0.00% Unchanged
92 Aberdeen Group plc 0.00% of their portfolio EDINBURGH, X0 12,95313.0k $514.8k $514.8k 0.00% Added +73 +73
93 IMC-Chicago, LLC 0.02% of their portfolio CHICAGO, IL 12,53512.5k $498.1k $498.1k 0.02% New
94 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 12,33412.3k $490.0k $490.0k 0.00% Added +4.1k +4,134
95 XTX Topco Ltd 0.09% of their portfolio LONDON, X0 12,00812.0k $477.2k $477.2k 0.09% Reduced -493 -493
96 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 11,78311.8k $468.3k $468.3k 0.00% Added +3.1k +3,080
97 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 11,66511.7k $464.0k $464.0k 0.05% Reduced -7.0k -7,005
98 Achmea Investment Management B.V. 0.01% of their portfolio ZEIST, P7 11,65911.7k $464.0k $464.0k 0.01% Added +5.8k +5,837
99 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 11,64511.6k $462.8k $462.8k 0.02% Added +9.9k +9,906
100 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 11,18611.2k $444.5k $444.5k 0.00% Reduced -781 -781