Vault-13

FUELCELL ENERGY INC

COM · CUSIP 35952H601

225 institutional holders -11 vs Q4 2023
196,849,596196.8m shares reported held*
$236.2mreported value*
30 new 58 added 72 reduced 41 sold out net bought ≈ $441.4k (-146.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.20. Options: 11 managers hold calls ($3.9m notional), 10 hold puts ($2.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 252Q1 23: 258Q2 23: 247Q3 23: 248Q4 23: 236Q1 24: 225225Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022258
Q4 2022252
Q1 2023258
Q2 2023247
Q3 2023248
Q4 2023236
Q1 2024225

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 108 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 98 cut or sold outQ1 23Q2 23: 107 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 96 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 95 cut or sold outQ4 23Q1 24: 88 bought or addedQ1 24: 113 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022108108
Q1 202311698
Q2 2023107106
Q3 20239796
Q4 202310895
Q1 202488113

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ2 23 calls: $8.7mQ2 23 puts: $4.2mQ2 23P/C 0.48Q3 23 calls: $5.5mQ3 23 puts: $2.8mQ3 23P/C 0.51Q4 23 calls: $5.7mQ4 23 puts: $3.3mQ4 23P/C 0.57Q1 24 calls: $3.9mQ1 24 puts: $2.3mQ1 24P/C 0.59
Numbers
QuarterCallsPutsP/C
Q2 2023$8.7m$4.2m0.48
Q3 2023$5.5m$2.8m0.51
Q4 2023$5.7m$3.3m0.57
Q1 2024$3.9m$2.3m0.59

Biggest buyers

MORGAN STANLEY Added +5,228,713+5.2m
BANK OF AMERICA CORP /DE/ Added +639,612+639.6k
BNP PARIBAS ASSET MANAGEMENT Holding S.A. Added +574,042+574.0k
Rockefeller Capital Management L.P. New +513,247+513.2k
STOREBRAND ASSET MANAGEMENT AS Added +462,208+462.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +459,839+459.8k
GEODE CAPITAL MANAGEMENT, LLC Added +339,212+339.2k
Inspire Investing, LLC New +296,888+296.9k
JPMORGAN CHASE & CO Added +293,244+293.2k
STATE STREET CORP Added +261,880+261.9k

Biggest sellers

D. E. Shaw & Co., Inc. Reduced -1,109,511-1.1m
CAXTON ASSOCIATES LP Reduced -1,069,119-1.1m
Schonfeld Strategic Advisors LLC Sold out -1,007,898-1.0m
Verition Fund Management LLC Sold out -969,724-969.7k
Legal & General Group Plc Reduced -965,818-965.8k
TWO SIGMA INVESTMENTS, LP Reduced -937,917-937.9k
Mirae Asset Global Investments Co., Ltd. Reduced -615,969-616.0k
BlackRock Inc. Reduced -592,266-592.3k
FIRST TRUST ADVISORS LP Reduced -452,190-452.2k
Rafferty Asset Management, LLC Reduced -336,559-336.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m1.1m shares
UBS Group AG Unchanged $636.9k535.2k shares
SIMPLEX TRADING, LLC Reduced $542.0k455.7k shares
IMC-Chicago, LLC Added $395.2k332.1k shares
GROUP ONE TRADING LLC Added $322.3k270.8k shares
CITADEL ADVISORS LLC Reduced $314.2k264.0k shares
JANE STREET GROUP, LLC Added $139.7k117.4k shares
GTS SECURITIES LLC Reduced $101.2k85.0k shares
Walleye Trading LLC Added $85.2k71.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m1.1m shares
IMC-Chicago, LLC Added $529.7k445.1k shares
CITADEL ADVISORS LLC Reduced $105.2k88.4k shares
JANE STREET GROUP, LLC Added $93.4k78.5k shares
SIMPLEX TRADING, LLC Added $87.0k73.9k shares
Walleye Trading LLC Added $59.5k50.0k shares
GTS SECURITIES LLC Reduced $47.4k39.8k shares
GROUP ONE TRADING LLC Reduced $16.2k13.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 42,623,58242.6m $50.7m $50.7m 0.00% Added +67.8k +67,784
2 BlackRock Inc. 0.00% of their portfolio New York, NY 34,435,31034.4m $41.0m $41.0m 0.00% Reduced -592.3k -592,266
3 Legal & General Group Plc 0.01% of their portfolio London, X0 16,670,38816.7m $19.8m $19.8m 0.01% Reduced -965.8k -965,818
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,604,74616.6m $19.8m $19.8m 0.00% Added +261.9k +261,880
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,746,54310.7m $12.8m $12.8m 0.00% Added +5.2m +5,228,713
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 10,228,58910.2m $12.2m $12.2m 0.00% Added +339.2k +339,212
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 6,376,5366.4m $7.6m $7.6m 0.00% Reduced -18.5k -18,469
8 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,340,4684.3m $5.2m $5.2m 0.00% Reduced -125.4k -125,400
9 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,390,4323.4m $4.0m $4.0m 0.00% Reduced -181.1k -181,076
10 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,930,4082.9m $3.5m $3.5m 0.00% Reduced -305.2k -305,203
11 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 2,393,4872.4m $2.8m $2.8m 0.01% Reduced -183.0k -182,980
12 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 2,192,5142.2m $2.6m $2.6m 0.01% Reduced -178.4k -178,352
13 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 2,008,3062.0m $2.4m $2.4m 0.00% Added +95.1k +95,103
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,913,2031.9m $2.3m $2.3m 0.00% Reduced -74.8k -74,788
15 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,894,5811.9m $3.9m $3.9m 0.01% Reduced -616.0k -615,969
16 Amundi 0.00% of their portfolio Paris, I0 1,850,8261.9m $1.7m $1.7m 0.00% Added +109.4k +109,352
17 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 1,800,0211.8m $2.1m $2.1m 0.00% Reduced -452.2k -452,190
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,664,3001.7m $2.0m $2.0m 0.00% Reduced -225.4k -225,370
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,562,8591.6m $1.9m $1.9m 0.00% Reduced -128.6k -128,608
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,494,1841.5m $1.8m $1.8m 0.00% Added +293.2k +293,244
21 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 1,488,3001.5m $1.8m $1.8m 0.00% Unchanged
22 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 1,443,6661.4m $1.7m $1.7m 0.00% Added +574.0k +574,042
23 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 1,316,5981.3m $1.6m $1.6m 0.00% Reduced -937.9k -937,917
24 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 1,152,3991.2m $1.4m $1.4m 0.00% Added +462.2k +462,208
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,138,0101.1m $1.4m $1.4m 0.00% Reduced -324.2k -324,163
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,027,5251.0m $1.2m $1.2m 0.00% Added +639.6k +639,612
27 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 986,119986.1k $1.2m $1.2m 0.00% Added +175.7k +175,657
28 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 905,879905.9k $1.1m $1.1m 0.00% Reduced -26.1k -26,135
29 Swiss National Bank 0.00% of their portfolio ZURICH, V8 894,000894.0k $1.1m $1.1m 0.00% Unchanged
30 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.12% of their portfolio DUBLIN 2, L2 882,105882.1k $1.0m $1.0m 0.12% Reduced -16.5k -16,500
31 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 875,952876.0k $1.0m $1.0m 0.00% Added +30.2k +30,158
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 872,163872.2k $1.0m $1.0m 0.00% Added +459.8k +459,839
33 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 819,102819.1k $974.7k $974.7k 0.00% Unchanged
34 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 816,525816.5k $971.7k $971.7k 0.00% Reduced -39.8k -39,820
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 801,804801.8k $954.1k $954.1k 0.00% Added +112.9k +112,852
36 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 800,586800.6k $952.7k $952.7k 0.00% Added +36.3k +36,258
37 Penserra Capital Management LLC 0.01% of their portfolio ORINDA, CA 782,384782.4k $931.0k $931.0k 0.01% Added +64.5k +64,542
38 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 744,503744.5k $886.0k $886.0k 0.00% Reduced -336.6k -336,559
39 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 705,192705.2k $839.2k $839.2k 0.00% Reduced -197.5k -197,458
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 641,410641.4k $763.0k $763.0k 0.00% Reduced -119.7k -119,727
41 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 627,893627.9k $747.2k $747.2k 0.01% Added +167.7k +167,657
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 513,247513.2k $610.8k $610.8k 0.00% New
43 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 479,379479.4k $571.0k $571.0k 0.00% Added +141.7k +141,747
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 451,800451.8k $537.6k $537.6k 0.00% Reduced -24.3k -24,302
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 416,964417.0k $496.2k $496.2k 0.00% Added +234.0k +234,024
46 CAXTON ASSOCIATES LP 0.03% of their portfolio NEW YORK, NY 388,861388.9k $462.7k $462.7k 0.03% Reduced -1.1m -1,069,119
47 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 311,713311.7k $370.9k $370.9k 0.00% Added +11.2k +11,209
48 Inspire Investing, LLC 0.04% of their portfolio MERIDIAN, ID 296,888296.9k $353.3k $353.3k 0.04% New
49 IMC-Chicago, LLC 0.01% of their portfolio CHICAGO, IL 290,328290.3k $345.5k $345.5k 0.01% Added +23.4k +23,350
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 279,411279.4k $332.5k $332.5k 0.00% Added +7.7k +7,707
51 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 272,251272.3k $324.0k $324.0k 0.00% Reduced -33.5k -33,509
52 Virtu Financial LLC 0.02% of their portfolio New York, NY 239,094239.1k $285.0k $285.0k 0.02% New
53 Harel Insurance Investments & Financial Services Ltd. 0.01% of their portfolio Ramat Gan, L3 229,362229.4k $273.0k $273.0k 0.01% Reduced -33.9k -33,894
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 224,236224.2k $266.8k $266.8k 0.00% Reduced -1.9k -1,926
55 Scientech Research LLC 0.14% of their portfolio JERSEY CITY, NJ 220,482220.5k $262.4k $262.4k 0.14% New
56 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 206,091206.1k $244.2k $244.2k 0.00% Added +16 +16
57 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 205,067205.1k $244.0k $244.0k 0.00% Added +6.4k +6,435
58 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 187,892187.9k $223.6k $223.6k 0.00% Added +149.4k +149,391
59 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 177,550177.6k $211.3k $211.3k 0.00% Added +8.0k +8,030
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 172,274172.3k $205.0k $205.0k 0.00% Reduced -7.2k -7,188
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 171,040171.0k $203.5k $203.5k 0.00% Reduced -43.3k -43,290
62 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 165,358165.4k $196.8k $196.8k 0.03% Reduced -48.6k -48,587
63 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 153,649153.6k $182.8k $182.8k 0.00% Reduced -22.7k -22,682
64 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 148,045148.0k $176.2k $176.2k 0.01% Added +118.4k +118,379
65 FNY Investment Advisers, LLC 0.10% of their portfolio NEW YORK, NY 140,000140.0k $166.0k $166.0k 0.10% New
66 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 127,386127.4k $363.1k $363.1k 0.00% Reduced -200 -200
67 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 124,166124.2k $147.8k $147.8k 0.00% Reduced -1.8k -1,804
68 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 122,696122.7k $146.0k $146.0k 0.01% Reduced -80.9k -80,887
69 Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio HONG KONG, K3 121,193121.2k $144.2k $144.2k 0.01% New
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 121,112121.1k $144.1k $144.1k 0.00% Reduced -3.2k -3,161
71 Vident Advisory, LLC 0.00% of their portfolio Alpharetta, GA 120,280120.3k $143.1k $143.1k 0.00% Added +23.8k +23,789
72 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 119,021119.0k $141.6k $141.6k 0.00% Added +5.7k +5,650
73 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 112,710112.7k $134.1k $134.1k 0.00% New
74 First Trust Direct Indexing L.P. 0.01% of their portfolio Boston, MA 104,720104.7k $124.6k $124.6k 0.01% New
75 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 101,345101.3k $120.6k $120.6k 0.00% Added +842 +842
76 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 97,42697.4k $116.0k $116.0k 0.00% Added +1.0k +1,044
77 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 91,12791.1k $108.4k $108.4k 0.00% Reduced -112.4k -112,397
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 89,27689.3k $106.2k $106.2k 0.00% Added +11.5k +11,530
79 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 81,17981.2k $97.0k $97.0k 0.00% Reduced -1.1k -1,132
80 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 80,35280.4k $95.6k $95.6k 0.00% New
81 DEERFIELD MANAGEMENT COMPANY, L.P. 0.00% of their portfolio New York, NY 77,64377.6k $92.4k $92.4k 0.00% Reduced -10.4k -10,424
82 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 66,37166.4k $79.0k $79.0k 0.00% Added +29.3k +29,300
83 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 65,09465.1k $77.3k $77.3k 0.00% New
84 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 62,71762.7k $74.6k $74.6k 0.00% Reduced -175.8k -175,775
85 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 61,33861.3k $73.0k $73.0k 0.00% Added +44.1k +44,053
86 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 59,14659.1k $70.4k $70.4k 0.00% Reduced -1.4k -1,429
87 Fermata Advisors, LLC 0.01% of their portfolio SONOMA, CA 53,38753.4k $63.5k $63.5k 0.01% Unchanged
88 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 52,49752.5k $62.5k $62.5k 0.00% Reduced -4.8k -4,839
89 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 51,07151.1k $60.8k $60.8k 0.00% Unchanged
90 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 50,79150.8k $60.4k $60.4k 0.00% Unchanged
91 Ballentine Partners, LLC 0.00% of their portfolio Waltham, MA 49,89249.9k $59.4k $59.4k 0.00% New
92 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 49,42449.4k $58.8k $58.8k 0.00% New
93 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 47,09947.1k $56.0k $56.0k 0.00% Unchanged
94 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 45,16745.2k $54.0k $54.0k 0.00% Reduced -1.0k -1,024
95 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 42,15742.2k $50.0k $50.0k 0.00% Unchanged
96 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 38,78838.8k $46.2k $46.2k 0.00% Reduced -1.1m -1,109,511
97 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 38,50438.5k $45.8k $45.8k 0.00% Reduced -4.2k -4,236
98 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 37,98638.0k $45.0k $45.0k 0.00% Reduced -57.5k -57,460
99 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 34,61334.6k $660.1k $660.1k 0.03% New
100 Fort Sheridan Advisors LLC 0.01% of their portfolio HIGHLAND PARK, IL 34,25034.2k $40.8k $40.8k 0.01% Unchanged