Vault-13

FUELCELL ENERGY INC

COM · CUSIP 35952H601

236 institutional holders -12 vs Q3 2023
196,970,573197.0m shares reported held*
$316.1mreported value*
27 new 81 added 49 reduced 46 sold out net bought ≈ $4.6m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.60. Options: 13 managers hold calls ($5.7m notional), 12 hold puts ($3.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 252Q1 23: 258Q2 23: 247Q3 23: 248Q4 23: 236236Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022252
Q1 2023258
Q2 2023247
Q3 2023248
Q4 2023236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 108 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 98 cut or sold outQ1 23Q2 23: 107 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 96 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 95 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022108108
Q1 202311698
Q2 2023107106
Q3 20239796
Q4 202310895

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $12.0mQ1 23 puts: $5.3mQ1 23P/C 0.44Q2 23 calls: $8.7mQ2 23 puts: $4.2mQ2 23P/C 0.48Q3 23 calls: $5.5mQ3 23 puts: $2.8mQ3 23P/C 0.51Q4 23 calls: $5.7mQ4 23 puts: $3.3mQ4 23P/C 0.57
Numbers
QuarterCallsPutsP/C
Q1 2023$12.0m$5.3m0.44
Q2 2023$8.7m$4.2m0.48
Q3 2023$5.5m$2.8m0.51
Q4 2023$5.7m$3.3m0.57

Biggest buyers

Legal & General Group Plc Added +4,018,719+4.0m
STATE STREET CORP Added +4,010,347+4.0m
MORGAN STANLEY Added +1,816,744+1.8m
VANGUARD GROUP INC Added +1,578,816+1.6m
Zurcher Kantonalbank (Zurich Cantonalbank) Added +1,456,826+1.5m
JANE STREET GROUP, LLC Added +1,301,916+1.3m
GEODE CAPITAL MANAGEMENT, LLC Added +1,223,410+1.2m
Schonfeld Strategic Advisors LLC New +1,007,898+1.0m
CAXTON ASSOCIATES LP Added +990,648+990.6k
Verition Fund Management LLC New +969,724+969.7k

Biggest sellers

BlackRock Inc. Reduced -6,588,609-6.6m
CANADA LIFE ASSURANCE Co Reduced -3,538,899-3.5m
NORGES BANK Reduced -2,648,256-2.6m
TWO SIGMA INVESTMENTS, LP Reduced -2,402,049-2.4m
D. E. Shaw & Co., Inc. Reduced -1,633,624-1.6m
Invesco Ltd. Reduced -1,184,520-1.2m
TWO SIGMA ADVISERS, LP Sold out -863,788-863.8k
KBC Group NV Sold out -771,066-771.1k
BANK OF AMERICA CORP /DE/ Reduced -733,950-734.0k
CITADEL ADVISORS LLC Reduced -583,869-583.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m943.0k shares
UBS Group AG Unchanged $856.4k535.2k shares
SIMPLEX TRADING, LLC Added $844.0k527.6k shares
CITADEL ADVISORS LLC Added $711.4k444.6k shares
WOLVERINE TRADING, LLC Added $547.0k341.9k shares
IMC-Chicago, LLC Reduced $453.0k283.1k shares
GROUP ONE TRADING LLC Added $327.7k204.8k shares
GTS SECURITIES LLC Added $269.8k168.6k shares
JANE STREET GROUP, LLC Reduced $128.6k80.4k shares
Walleye Trading LLC Added $86.7k54.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m833.1k shares
IMC-Chicago, LLC Reduced $606.2k378.9k shares
GOLDMAN SACHS GROUP INC Reduced $458.9k286.8k shares
CITADEL ADVISORS LLC Reduced $394.7k246.7k shares
GTS SECURITIES LLC Added $144.2k90.1k shares
Walleye Trading LLC Added $78.2k48.9k shares
GROUP ONE TRADING LLC Added $71.8k44.9k shares
WOLVERINE TRADING, LLC Reduced $63.4k39.6k shares
JANE STREET GROUP, LLC Added $62.2k38.9k shares
SIMPLEX TRADING, LLC Reduced $41.0k25.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 42,555,79842.6m $68.1m $68.1m 0.00% Added +1.6m +1,578,816
2 BlackRock Inc. 0.00% of their portfolio New York, NY 35,027,57635.0m $56.0m $56.0m 0.00% Reduced -6.6m -6,588,609
3 Legal & General Group Plc 0.01% of their portfolio London, X0 17,636,20617.6m $29.8m $29.8m 0.01% Added +4.0m +4,018,719
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,342,86616.3m $26.1m $26.1m 0.00% Added +4.0m +4,010,347
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 9,889,3779.9m $15.8m $15.8m 0.00% Added +1.2m +1,223,410
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 6,395,0056.4m $10.2m $10.2m 0.00% Reduced -1.2m -1,184,520
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,517,8305.5m $8.8m $8.8m 0.00% Added +1.8m +1,816,744
8 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,465,8684.5m $7.1m $7.1m 0.00% Added +504.8k +504,817
9 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,571,5083.6m $5.7m $5.7m 0.00% Added +430.2k +430,184
10 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,235,6113.2m $5.2m $5.2m 0.00% Added +567.9k +567,876
11 Zurcher Kantonalbank (Zurich Cantonalbank) 0.02% of their portfolio ZURICH, V8 2,576,4672.6m $4.1m $4.1m 0.02% Added +1.5m +1,456,826
12 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 2,510,5502.5m $4.0m $4.0m 0.01% Added +400.2k +400,228
13 SG Americas Securities, LLC 0.04% of their portfolio NEW YORK, NY 2,370,8662.4m $3.8m $3.8m 0.04% Reduced -395.8k -395,765
14 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 2,254,5152.3m $3.6m $3.6m 0.01% Reduced -2.4m -2,402,049
15 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 2,252,2112.3m $3.6m $3.6m 0.00% Reduced -131.7k -131,724
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,987,9912.0m $3.2m $3.2m 0.00% Reduced -513.7k -513,671
17 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,913,2031.9m $3.1m $3.1m 0.00% Added +135.1k +135,053
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,889,6701.9m $3.0m $3.0m 0.00% Reduced -583.9k -583,869
19 Amundi 0.00% of their portfolio Paris, I0 1,741,4741.7m $2.3m $2.3m 0.00% Added +126.3k +126,332
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,691,4671.7m $2.7m $2.7m 0.00% Added +256.8k +256,835
21 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 1,488,3001.5m $2.4m $2.4m 0.00% Added +562.8k +562,800
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,462,1731.5m $2.3m $2.3m 0.00% Added +1.3m +1,301,916
23 CAXTON ASSOCIATES LP 0.12% of their portfolio NEW YORK, NY 1,457,9801.5m $2.3m $2.3m 0.12% Added +990.6k +990,648
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,200,9401.2m $1.9m $1.9m 0.00% Added +471.5k +471,483
25 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 1,148,2991.1m $1.8m $1.8m 0.00% Reduced -1.6m -1,633,624
26 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 1,081,0621.1m $1.7m $1.7m 0.01% Added +427.0k +426,984
27 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 1,007,8981.0m $1.6m $1.6m 0.01% New
28 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 969,724969.7k $1.6m $1.6m 0.02% New
29 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 932,014932.0k $1.5m $1.5m 0.00% Added +39.6k +39,576
30 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 902,650902.6k $1.4m $1.4m 0.00% Added +75.5k +75,540
31 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.17% of their portfolio DUBLIN 2, L2 898,605898.6k $1.4m $1.4m 0.17% Added +849.8k +849,780
32 Swiss National Bank 0.00% of their portfolio ZURICH, V8 894,000894.0k $1.4m $1.4m 0.00% Unchanged
33 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 869,624869.6k $1.4m $1.4m 0.00% Added +219.6k +219,599
34 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 856,345856.3k $1.4m $1.4m 0.00% Reduced -133.1k -133,061
35 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 845,794845.8k $1.3m $1.3m 0.00% Added +358.3k +358,332
36 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 819,102819.1k $1.3m $1.3m 0.00% Added +146.2k +146,240
37 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 810,462810.5k $1.3m $1.3m 0.00% Added +7.5k +7,522
38 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 764,328764.3k $1.2m $1.2m 0.00% Added +21.4k +21,369
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 761,137761.1k $1.2m $1.2m 0.00% Added +663.8k +663,759
40 Penserra Capital Management LLC 0.02% of their portfolio ORINDA, CA 717,842717.8k $1.1m $1.1m 0.02% Reduced -240.1k -240,093
41 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 690,191690.2k $1.1m $1.1m 0.00% Added +151.1k +151,115
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 688,952689.0k $1.1m $1.1m 0.00% Added +682.3k +682,314
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 476,102476.1k $761.8k $761.8k 0.00% Added +26.5k +26,476
44 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 460,236460.2k $736.4k $736.4k 0.02% Added +212.5k +212,528
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 412,324412.3k $659.7k $659.7k 0.00% Reduced -13.4k -13,367
46 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 387,913387.9k $620.7k $620.7k 0.00% Reduced -734.0k -733,950
47 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 337,632337.6k $541.0k $541.0k 0.00% Added +117.6k +117,646
48 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 317,118317.1k $507.4k $507.4k 0.00% New
49 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 305,760305.8k $489.2k $489.2k 0.00% Added +18.8k +18,844
50 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 300,504300.5k $480.8k $480.8k 0.00% Added +20.7k +20,743
51 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 271,704271.7k $434.7k $434.7k 0.00% Added +28.8k +28,842
52 IMC-Chicago, LLC 0.01% of their portfolio CHICAGO, IL 266,978267.0k $427.2k $427.2k 0.01% Added +30.3k +30,337
53 Harel Insurance Investments & Financial Services Ltd. 0.01% of their portfolio Ramat Gan, L3 263,256263.3k $421.0k $421.0k 0.01% Added +48.1k +48,150
54 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 238,492238.5k $381.6k $381.6k 0.00% Added +24.6k +24,594
55 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 226,162226.2k $361.9k $361.9k 0.00% Added +21.7k +21,709
56 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 214,330214.3k $342.9k $342.9k 0.00% Reduced -72.4k -72,429
57 NORGES BANK 0.00% of their portfolio OSLO, Q8 214,138214.1k $342.6k $342.6k 0.00% Reduced -2.6m -2,648,256
58 Institute for Wealth Management, LLC. 0.06% of their portfolio DENVER, CO 213,945213.9k $342.3k $342.3k 0.06% New
59 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 206,075206.1k $328.7k $328.7k 0.00% Reduced -97 -97
60 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 203,583203.6k $325.7k $325.7k 0.01% Added +87.7k +87,722
61 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 203,524203.5k $325.6k $325.6k 0.01% Added +116.6k +116,612
62 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 198,632198.6k $317.8k $317.8k 0.00% Added +51.5k +51,543
63 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 182,940182.9k $292.7k $292.7k 0.00% Added +30.2k +30,216
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 179,462179.5k $287.1k $287.1k 0.00% Added +17.8k +17,765
65 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 176,331176.3k $282.1k $282.1k 0.00% Added +14.6k +14,570
66 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 169,520169.5k $271.2k $271.2k 0.00% Added +5.1k +5,137
67 Bayesian Capital Management, LP 0.02% of their portfolio Brooklyn, NY 129,600129.6k $207.4k $207.4k 0.02% Unchanged
68 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 127,586127.6k $204.1k $204.1k 0.00% Unchanged
69 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 125,970126.0k $201.6k $201.6k 0.00% Added +10.2k +10,152
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 124,273124.3k $198.8k $198.8k 0.00% Added +1.2k +1,169
71 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 113,371113.4k $181.4k $181.4k 0.00% Added +15.4k +15,441
72 CAPSTONE INVESTMENT ADVISORS, LLC 0.00% of their portfolio NEW YORK, NY 105,213105.2k $168.3k $168.3k 0.00% Reduced -221.6k -221,632
73 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 100,503100.5k $160.8k $160.8k 0.00% Reduced -2 -2
74 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 97,16697.2k $155.5k $155.5k 0.00% Added +83.9k +83,860
75 Vident Advisory, LLC 0.00% of their portfolio Alpharetta, GA 96,49196.5k $154.4k $154.4k 0.00% Reduced -17.2k -17,243
76 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 96,38296.4k $154.0k $154.0k 0.00% Reduced -7.3k -7,332
77 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 95,44695.4k $151.0k $151.0k 0.00% Reduced -3.5m -3,538,899
78 DEERFIELD MANAGEMENT COMPANY, L.P. 0.00% of their portfolio New York, NY 88,06788.1k $140.9k $140.9k 0.00% New
79 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 82,31182.3k $132.0k $132.0k 0.01% Unchanged
80 Itau Unibanco Holding S.A. 0.00% of their portfolio SAO PAULO, D5 80,20180.2k $128.3k $128.3k 0.00% Added +40.5k +40,483
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 77,74677.7k $124.4k $124.4k 0.00% Added +32 +32
82 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 60,57560.6k $96.9k $96.9k 0.00% Added +11.1k +11,109
83 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 57,33657.3k $91.7k $91.7k 0.00% Reduced -3.2k -3,180
84 RPO LLC 0.14% of their portfolio Stamford, CT 54,09554.1k $86.6k $86.6k 0.14% New
85 Fermata Advisors, LLC 0.02% of their portfolio SONOMA, CA 53,38753.4k $85.4k $85.4k 0.02% Added +41.7k +41,667
86 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 51,07151.1k $81.7k $81.7k 0.00% Unchanged
87 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 50,79150.8k $81.3k $81.3k 0.00% Unchanged
88 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 49,58349.6k $79.3k $79.3k 0.00% New
89 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 47,09947.1k $75.4k $75.4k 0.00% Added +6.4k +6,396
90 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 46,19146.2k $74.0k $74.0k 0.00% Added +3.9k +3,861
91 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 42,74042.7k $68.4k $68.4k 0.00% Reduced -6.8k -6,802
92 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 42,15742.2k $67.0k $67.0k 0.00% Unchanged
93 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 39,38339.4k $63.0k $63.0k 0.00% Reduced -5.6k -5,568
94 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 38,50138.5k $61.6k $61.6k 0.00% Added +4.3k +4,342
95 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 37,07137.1k $59.3k $59.3k 0.00% Reduced -1.2k -1,174
96 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 35,90635.9k $57.0k $57.0k 0.00% Reduced -4.2k -4,162
97 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 34,96935.0k $56.0k $56.0k 0.00% Added +7.0k +6,955
98 Fort Sheridan Advisors LLC 0.01% of their portfolio HIGHLAND PARK, IL 34,25034.2k $54.8k $54.8k 0.01% Unchanged
99 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 31,70831.7k $50.7k $50.7k 0.00% Added +2.6k +2,610
100 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,21831.2k $49.9k $49.9k 0.00% Reduced -33.8k -33,840