Vault-13

FUELCELL ENERGY INC

COM · CUSIP 35952H601

248 institutional holders +1 vs Q2 2023
193,960,908194.0m shares reported held*
$248.0mreported value*
26 new 71 added 68 reduced 28 sold out net sold ≈ $6.5m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($648 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.28. Options: 13 managers hold calls ($5.5m notional), 12 hold puts ($2.8m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 252Q1 23: 258Q2 23: 247Q3 23: 248248Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022252
Q1 2023258
Q2 2023247
Q3 2023248

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 108 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 98 cut or sold outQ1 23Q2 23: 107 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 96 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022108108
Q1 202311698
Q2 2023107106
Q3 20239796

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $14.0mQ4 22 puts: $6.0mQ4 22P/C 0.43Q1 23 calls: $12.0mQ1 23 puts: $5.3mQ1 23P/C 0.44Q2 23 calls: $8.7mQ2 23 puts: $4.2mQ2 23P/C 0.48Q3 23 calls: $5.5mQ3 23 puts: $2.8mQ3 23P/C 0.51
Numbers
QuarterCallsPutsP/C
Q4 2022$14.0m$6.0m0.43
Q1 2023$12.0m$5.3m0.44
Q2 2023$8.7m$4.2m0.48
Q3 2023$5.5m$2.8m0.51

Biggest buyers

VANGUARD GROUP INC Added +2,873,655+2.9m
TWO SIGMA INVESTMENTS, LP Added +2,157,380+2.2m
Invesco Ltd. Added +1,880,397+1.9m
SG Americas Securities, LLC Added +1,643,352+1.6m
MORGAN STANLEY Added +1,615,431+1.6m
TWO SIGMA ADVISERS, LP New +863,788+863.8k
BANK OF AMERICA CORP /DE/ Added +710,441+710.4k
Nuveen Asset Management, LLC Added +522,880+522.9k
CAXTON ASSOCIATES LP New +467,332+467.3k
Allianz Asset Management GmbH Added +439,600+439.6k

Biggest sellers

CITADEL ADVISORS LLC Reduced -6,209,545-6.2m
D. E. Shaw & Co., Inc. Reduced -3,636,166-3.6m
DIMENSIONAL FUND ADVISORS LP Reduced -3,087,589-3.1m
Vontobel Holding Ltd. Sold out -3,010,512-3.0m
JANE STREET GROUP, LLC Reduced -910,082-910.1k
BlackRock Inc. Reduced -804,664-804.7k
NORGES BANK Reduced -585,177-585.2k
TWO SIGMA SECURITIES, LLC Reduced -410,072-410.1k
Jump Financial, LLC Reduced -312,877-312.9k
UBS Group AG Reduced -279,965-280.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.2m1.7m shares
UBS Group AG Added $685.1k535.2k shares
IMC-Chicago, LLC Reduced $512.4k400.3k shares
SIMPLEX TRADING, LLC Added $510.0k398.6k shares
JANE STREET GROUP, LLC Added $454.7k355.2k shares
CITADEL ADVISORS LLC Added $381.4k298.0k shares
WOLVERINE TRADING, LLC Reduced $365.8k285.8k shares
GTS SECURITIES LLC New $199.0k155.5k shares
GROUP ONE TRADING LLC Reduced $135.0k105.5k shares
Walleye Trading LLC Added $43.0k33.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $808.3k631.5k shares
GOLDMAN SACHS GROUP INC New $751.1k586.8k shares
IMC-Chicago, LLC Reduced $492.3k384.6k shares
CITADEL ADVISORS LLC Reduced $420.0k328.1k shares
GTS SECURITIES LLC New $94.2k73.6k shares
SIMPLEX TRADING, LLC Reduced $71.0k55.6k shares
WOLVERINE TRADING, LLC Reduced $64.9k50.7k shares
JANE STREET GROUP, LLC Reduced $49.7k38.8k shares
Walleye Trading LLC Added $46.8k36.6k shares
Cutler Group LLC / CA Reduced $10.0k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 41,616,18541.6m $53.3m $53.3m 0.00% Reduced -804.7k -804,664
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 40,976,98241.0m $52.5m $52.5m 0.00% Added +2.9m +2,873,655
3 Legal & General Group Plc 0.01% of their portfolio London, X0 13,617,48713.6m $17.2m $17.2m 0.01% Reduced -133.9k -133,853
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 12,332,51912.3m $15.8m $15.8m 0.00% Reduced -192.0k -191,963
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 8,665,9678.7m $11.1m $11.1m 0.00% Reduced -48.1k -48,123
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 7,579,5257.6m $9.7m $9.7m 0.00% Added +1.9m +1,880,397
7 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 4,656,5644.7m $6.0m $6.0m 0.02% Added +2.2m +2,157,380
8 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,961,0514.0m $5.1m $5.1m 0.00% Added +38.8k +38,763
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,701,0863.7m $4.7m $4.7m 0.00% Added +1.6m +1,615,431
10 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 3,634,3453.6m $4.6m $4.6m 0.01% Added +11.3k +11,288
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,141,3243.1m $4.0m $4.0m 0.00% Added +83.9k +83,947
12 NORGES BANK 0.00% of their portfolio OSLO, Q8 2,862,3942.9m $3.7m $3.7m 0.00% Reduced -585.2k -585,177
13 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 2,781,9232.8m $3.6m $3.6m 0.01% Reduced -3.6m -3,636,166
14 SG Americas Securities, LLC 0.05% of their portfolio NEW YORK, NY 2,766,6312.8m $3.5m $3.5m 0.05% Added +1.6m +1,643,352
15 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,667,7352.7m $3.4m $3.4m 0.00% Reduced -8.4k -8,384
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,501,6622.5m $3.2m $3.2m 0.00% Added +317.7k +317,737
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,473,5392.5m $3.2m $3.2m 0.00% Reduced -6.2m -6,209,545
18 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 2,383,9352.4m $3.1m $3.1m 0.00% Reduced -261 -261
19 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 2,110,3222.1m $2.7m $2.7m 0.01% Added +168.2k +168,224
20 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,778,1501.8m $2.3m $2.3m 0.00% Added +522.9k +522,880
21 Amundi 0.00% of their portfolio Paris, I0 1,615,1421.6m $2.1m $2.1m 0.00% Reduced -42.9k -42,893
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,434,6321.4m $1.8m $1.8m 0.00% Reduced -55.9k -55,931
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,121,8631.1m $1.4m $1.4m 0.00% Added +710.4k +710,441
24 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 1,119,6411.1m $1.4m $1.4m 0.01% Added +282.9k +282,923
25 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 989,406989.4k $1.3m $1.3m 0.00% Reduced -3.1m -3,087,589
26 Penserra Capital Management LLC 0.03% of their portfolio ORINDA, CA 957,935957.9k $1.2m $1.2m 0.03% Added +305.2k +305,234
27 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 925,500925.5k $1.2m $1.2m 0.00% Added +439.6k +439,600
28 Swiss National Bank 0.00% of their portfolio ZURICH, V8 894,000894.0k $1.1m $1.1m 0.00% Added +10.7k +10,700
29 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 892,438892.4k $1.1m $1.1m 0.00% Added +13.0k +12,966
30 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 863,788863.8k $1.1m $1.1m 0.00% New
31 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 827,110827.1k $1.1m $1.1m 0.00% Added +239.0k +239,012
32 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 802,940802.9k $1.0m $1.0m 0.00% Added +113.5k +113,485
33 KBC Group NV 0.00% of their portfolio Brussels, C9 771,066771.1k $987.0k $987.0k 0.00% Unchanged
34 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 742,959743.0k $951.0k $951.0k 0.00% Reduced -13.5k -13,541
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 729,457729.5k $933.7k $933.7k 0.00% Reduced -70.1k -70,081
36 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 672,862672.9k $861.3k $861.3k 0.00% Added +162.7k +162,711
37 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 654,078654.1k $837.2k $837.2k 0.00% Reduced -68.8k -68,769
38 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 650,025650.0k $832.0k $832.0k 0.00% Reduced -12.8k -12,849
39 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 539,076539.1k $690.0k $690.0k 0.00% Added +1.3k +1,303
40 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 487,462487.5k $624.0k $624.0k 0.00% Added +28.3k +28,272
41 CAXTON ASSOCIATES LP 0.08% of their portfolio NEW YORK, NY 467,332467.3k $598.2k $598.2k 0.08% New
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 449,626449.6k $575.5k $575.5k 0.00% Reduced -43.7k -43,668
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 425,691425.7k $544.9k $544.9k 0.00% Reduced -5.5k -5,520
44 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 326,845326.8k $418.4k $418.4k 0.01% New
45 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 286,916286.9k $367.3k $367.3k 0.00% Reduced -37.6k -37,562
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 286,759286.8k $367.0k $367.0k 0.00% Reduced -14.7k -14,651
47 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 281,689281.7k $360.6k $360.6k 0.00% Added +62.2k +62,151
48 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 279,761279.8k $358.1k $358.1k 0.00% Added +80.3k +80,262
49 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 247,708247.7k $317.1k $317.1k 0.01% Added +4.8k +4,774
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 242,862242.9k $310.9k $310.9k 0.00% Reduced -25.1k -25,149
51 IMC-Chicago, LLC 0.02% of their portfolio CHICAGO, IL 236,641236.6k $302.9k $302.9k 0.02% Reduced -59.5k -59,469
52 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 219,986220.0k $282.0k $282.0k 0.00% Added +27.8k +27,826
53 Harel Insurance Investments & Financial Services Ltd. 0.01% of their portfolio Ramat Gan, L3 215,106215.1k $275.0k $275.0k 0.01% Reduced -6.8k -6,815
54 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 213,898213.9k $273.8k $273.8k 0.00% Unchanged
55 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 206,172206.2k $262.9k $262.9k 0.00% Added +18 +18
56 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 204,453204.5k $261.7k $261.7k 0.00% Added +7.3k +7,270
57 CONGRESS ASSET MANAGEMENT CO 0.00% of their portfolio BOSTON, MA 201,358201.4k $257.7k $257.7k 0.00% Added +274 +274
58 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 164,383164.4k $210.4k $210.4k 0.00% Added +15.6k +15,614
59 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 161,761161.8k $207.1k $207.1k 0.00% Added +3.7k +3,731
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 161,697161.7k $207.0k $207.0k 0.00% Reduced -6.3k -6,332
61 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 160,257160.3k $205.1k $205.1k 0.00% Reduced -910.1k -910,082
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 152,724152.7k $195.5k $195.5k 0.00% Reduced -115.7k -115,715
63 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 147,089147.1k $188.3k $188.3k 0.00% Reduced -60 -60
64 Bristlecone Advisors, LLC 0.02% of their portfolio BELLEVUE, WA 143,998144.0k $184.3k $184.3k 0.02% Added +134.0k +133,998
65 Bayesian Capital Management, LP 0.02% of their portfolio Brooklyn, NY 129,600129.6k $165.9k $165.9k 0.02% New
66 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 127,586127.6k $163.3k $163.3k 0.00% Added +200 +200
67 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 123,104123.1k $157.6k $157.6k 0.00% Reduced -930 -930
68 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 121,076121.1k $155.0k $155.0k 0.01% New
69 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 116,442116.4k $149.0k $149.0k 0.00% New
70 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 115,861115.9k $148.3k $148.3k 0.01% Reduced -410.1k -410,072
71 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 115,818115.8k $148.2k $148.2k 0.00% Added +1.9k +1,856
72 Vident Advisory, LLC 0.00% of their portfolio Alpharetta, GA 113,734113.7k $145.6k $145.6k 0.00% First filing
73 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 103,714103.7k $133.0k $133.0k 0.00% Added +10.5k +10,492
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 100,505100.5k $128.6k $128.6k 0.00% Reduced -9.2k -9,233
75 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 97,93097.9k $125.3k $125.3k 0.00% Added +4.9k +4,900
76 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 97,37897.4k $125.0k $125.0k 0.00% Added +7.2k +7,232
77 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 93,67993.7k $117.1k $117.1k 0.00% Reduced -4.3k -4,343
78 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 91,06491.1k $116.6k $116.6k 0.02% New
79 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 90,82090.8k $116.2k $116.2k 0.00% Added +51.5k +51,522
80 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 90,00090.0k $115.2k $115.2k 0.01% Reduced -160.5k -160,500
81 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 86,91286.9k $111.2k $111.2k 0.00% Reduced -12.5k -12,491
82 Psagot Value Holdings Ltd. / (Israel) 0.05% of their portfolio Tel Aviv, L3 85,45985.5k $107.0k $107.0k 0.05% Reduced -1.9k -1,879
83 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 82,31182.3k $105.0k $105.0k 0.01% Reduced -19.9k -19,902
84 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 77,71477.7k $99.5k $99.5k 0.00% Added +8.2k +8,154
85 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 67,09467.1k $86.0k $86.0k 0.01% New
86 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 65,05865.1k $83.3k $83.3k 0.00% Reduced -5.5k -5,537
87 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 60,51660.5k $77.5k $77.5k 0.00% Added +17.0k +17,014
88 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 51,07151.1k $65.4k $65.4k 0.00% First filing
89 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 50,79150.8k $65.0k $65.0k 0.00% Added +954 +954
90 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 49,54249.5k $63.4k $63.4k 0.00% Added +17.5k +17,464
91 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 49,46649.5k $63.3k $63.3k 0.00% Added +5.0k +5,043
92 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.01% of their portfolio DUBLIN 2, L2 48,82548.8k $62.5k $62.5k 0.01% New
93 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 44,95145.0k $57.5k $57.5k 0.00% Added +24.5k +24,523
94 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 42,33042.3k $54.0k $54.0k 0.00% Added +3.0k +2,992
95 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 42,15742.2k $54.0k $54.0k 0.00% Unchanged
96 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 40,70340.7k $52.1k $52.1k 0.00% Added +8.0k +8,003
97 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 40,06840.1k $51.0k $51.0k 0.00% Unchanged
98 Itau Unibanco Holding S.A. 0.00% of their portfolio SAO PAULO, D5 39,71839.7k $50.8k $50.8k 0.00% Reduced -162 -162
99 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 38,86538.9k $48.6k $48.6k 0.00% Added +78 +78
100 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 38,24538.2k $49.0k $49.0k 0.00% Added +700 +700