Vault-13

FUELCELL ENERGY INC

COM · CUSIP 35952H601

247 institutional holders -11 vs Q1 2023
198,738,612198.7m shares reported held*
$429.2mreported value*
26 new 81 added 65 reduced 41 sold out net bought ≈ $12.6m (+5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.16. Options: 13 managers hold calls ($8.7m notional), 13 hold puts ($4.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 252Q1 23: 258Q2 23: 247247Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022252
Q1 2023258
Q2 2023247

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 108 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 98 cut or sold outQ1 23Q2 23: 107 bought or addedQ2 23: 106 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022108108
Q1 202311698
Q2 2023107106

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $20.1mQ3 22 puts: $10.9mQ3 22P/C 0.54Q4 22 calls: $14.0mQ4 22 puts: $6.0mQ4 22P/C 0.43Q1 23 calls: $12.0mQ1 23 puts: $5.3mQ1 23P/C 0.44Q2 23 calls: $8.7mQ2 23 puts: $4.2mQ2 23P/C 0.48
Numbers
QuarterCallsPutsP/C
Q3 2022$20.1m$10.9m0.54
Q4 2022$14.0m$6.0m0.43
Q1 2023$12.0m$5.3m0.44
Q2 2023$8.7m$4.2m0.48

Biggest buyers

CITADEL ADVISORS LLC Added +8,452,631+8.5m
Legal & General Group Plc Added +6,375,058+6.4m
BlackRock Inc. Added +2,931,647+2.9m
CANADA LIFE ASSURANCE Co Added +1,517,101+1.5m
Invesco Ltd. Added +1,103,524+1.1m
SG Americas Securities, LLC Added +992,515+992.5k
JANE STREET GROUP, LLC Added +801,152+801.2k
GEODE CAPITAL MANAGEMENT, LLC Added +552,669+552.7k
STOREBRAND ASSET MANAGEMENT AS New +537,773+537.8k
TWO SIGMA SECURITIES, LLC Added +430,799+430.8k

Biggest sellers

D. E. Shaw & Co., Inc. Reduced -8,040,379-8.0m
Allianz Asset Management GmbH Reduced -2,334,700-2.3m
Candriam S.C.A. Sold out -1,605,620-1.6m
TWO SIGMA ADVISERS, LP Sold out -1,488,898-1.5m
MORGAN STANLEY Reduced -910,097-910.1k
DIMENSIONAL FUND ADVISORS LP Reduced -868,194-868.2k
BANK OF AMERICA CORP /DE/ Reduced -804,668-804.7k
STATE STREET CORP Reduced -777,852-777.9k
State of New Jersey Common Pension Fund D Sold out -688,872-688.9k
VANGUARD GROUP INC Reduced -592,579-592.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.5m1.6m shares
UBS Group AG Reduced $1.1m500.0k shares
IMC-Chicago, LLC Reduced $877.2k406.1k shares
SIMPLEX TRADING, LLC Reduced $810.0k375.1k shares
JANE STREET GROUP, LLC Added $676.7k313.3k shares
WOLVERINE TRADING, LLC Added $648.6k300.3k shares
GROUP ONE TRADING LLC Added $575.6k266.5k shares
CITADEL ADVISORS LLC Reduced $450.1k208.4k shares
Walleye Trading LLC Added $57.5k26.6k shares
Parallax Volatility Advisers, L.P. Reduced $15.6k7.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m662.5k shares
CITADEL ADVISORS LLC Reduced $1.2m570.4k shares
IMC-Chicago, LLC Added $936.8k433.7k shares
WOLVERINE TRADING, LLC Added $157.5k72.9k shares
JANE STREET GROUP, LLC Reduced $151.0k69.9k shares
SIMPLEX TRADING, LLC Added $124.0k57.8k shares
GROUP ONE TRADING LLC Reduced $97.6k45.2k shares
UBS Group AG New $54.0k25.0k shares
Walleye Trading LLC Reduced $27.6k12.8k shares
Cutler Group LLC / CA Added $11.0k11.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 42,420,84942.4m $91.6m $91.6m 0.00% Added +2.9m +2,931,647
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 38,103,32738.1m $82.3m $82.3m 0.00% Reduced -592.6k -592,579
3 Legal & General Group Plc 0.01% of their portfolio London, X0 13,751,34013.8m $29.2m $29.2m 0.01% Added +6.4m +6,375,058
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 12,524,48212.5m $27.1m $27.1m 0.00% Reduced -777.9k -777,852
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 8,714,0908.7m $18.8m $18.8m 0.00% Added +552.7k +552,669
6 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 8,683,0848.7m $18.8m $18.8m 0.02% Added +8.5m +8,452,631
7 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 6,418,0896.4m $13.9m $13.9m 0.02% Reduced -8.0m -8,040,379
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 5,699,1285.7m $12.3m $12.3m 0.00% Added +1.1m +1,103,524
9 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 4,076,9954.1m $8.8m $8.8m 0.00% Reduced -868.2k -868,194
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,922,2883.9m $8.5m $8.5m 0.00% Reduced -63.8k -63,779
11 CANADA LIFE ASSURANCE Co 0.02% of their portfolio WINNIPEG, A2 3,623,0573.6m $7.8m $7.8m 0.02% Added +1.5m +1,517,101
12 NORGES BANK 0.00% of their portfolio OSLO, Q8 3,447,5713.4m $7.4m $7.4m 0.00% Unchanged
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,057,3773.1m $6.6m $6.6m 0.00% Added +36.1k +36,081
14 Vontobel Holding Ltd. 0.06% of their portfolio ZURICH, V8 3,010,5123.0m $6.5m $6.5m 0.06% Reduced -82.3k -82,271
15 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,676,1192.7m $5.8m $5.8m 0.00% Reduced -52.1k -52,081
16 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 2,499,1842.5m $5.4m $5.4m 0.01% Added +244.4k +244,429
17 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 2,384,1962.4m $5.1m $5.1m 0.01% Reduced -58.6k -58,612
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,183,9252.2m $4.7m $4.7m 0.00% Added +384.4k +384,386
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,085,6552.1m $4.5m $4.5m 0.00% Reduced -910.1k -910,097
20 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,942,0981.9m $4.2m $4.2m 0.01% Added +169.0k +169,024
21 Amundi 0.00% of their portfolio Paris, I0 1,658,0351.7m $3.6m $3.6m 0.00% Reduced -37.8k -37,845
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,490,5631.5m $3.2m $3.2m 0.00% Added +54.7k +54,720
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,255,2701.3m $2.7m $2.7m 0.00% Added +164.6k +164,610
24 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 1,123,2791.1m $2.4m $2.4m 0.02% Added +992.5k +992,515
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,070,3391.1m $2.3m $2.3m 0.00% Added +801.2k +801,152
26 Swiss National Bank 0.00% of their portfolio ZURICH, V8 883,300883.3k $1.9m $1.9m 0.00% Added +8.0k +8,000
27 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 879,472879.5k $1.9m $1.9m 0.00% Reduced -46.8k -46,784
28 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 836,718836.7k $1.8m $1.8m 0.01% Added +55.2k +55,228
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 799,538799.5k $1.7m $1.7m 0.00% Reduced -14.1k -14,080
30 KBC Group NV 0.01% of their portfolio Brussels, C9 771,066771.1k $1.7m $1.7m 0.01% Unchanged
31 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 756,500756.5k $1.6m $1.6m 0.00% Added +176.4k +176,351
32 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 722,847722.8k $1.6m $1.6m 0.01% Added +279.5k +279,466
33 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 689,455689.5k $1.5m $1.5m 0.01% Added +90.9k +90,870
34 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 662,874662.9k $1.4m $1.4m 0.00% Added +188.1k +188,067
35 Penserra Capital Management LLC 0.03% of their portfolio ORINDA, CA 652,701652.7k $1.4m $1.4m 0.03% Reduced -178.7k -178,746
36 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 588,098588.1k $1.3m $1.3m 0.00% Added +1.9k +1,924
37 STOREBRAND ASSET MANAGEMENT AS 0.01% of their portfolio LYSAKER, Q8 537,773537.8k $1.2m $1.2m 0.01% New
38 TWO SIGMA SECURITIES, LLC 0.09% of their portfolio NEW YORK, NY 525,933525.9k $1.1m $1.1m 0.09% Added +430.8k +430,799
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 510,151510.2k $1.5m $1.5m 0.00% Unchanged
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 493,294493.3k $1.1m $1.1m 0.00% Reduced -14.9k -14,924
41 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 485,900485.9k $1.0m $1.0m 0.00% Reduced -2.3m -2,334,700
42 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 459,190459.2k $991.9k $991.9k 0.00% Added +89.6k +89,562
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 431,211431.2k $931.4k $931.4k 0.00% Reduced -32.3k -32,342
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 411,422411.4k $888.7k $888.7k 0.00% Reduced -804.7k -804,668
45 Jump Financial, LLC 0.03% of their portfolio Chicago, IL 330,071330.1k $713.0k $713.0k 0.03% Added +165.0k +164,976
46 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 324,478324.5k $700.9k $700.9k 0.00% Reduced -72.4k -72,448
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 301,410301.4k $651.1k $651.1k 0.00% Reduced -17.1k -17,143
48 IMC-Chicago, LLC 0.02% of their portfolio CHICAGO, IL 296,110296.1k $639.6k $639.6k 0.02% Added +68.4k +68,437
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 286,603286.6k $619.1k $619.1k 0.00% Added +279.5k +279,534
50 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 268,439268.4k $579.8k $579.8k 0.00% Added +125.8k +125,837
51 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 268,011268.0k $578.9k $578.9k 0.00% Added +103.5k +103,518
52 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 260,276260.3k $563.5k $563.5k 0.01% Reduced -274.0k -274,018
53 Calamos Wealth Management LLC 0.04% of their portfolio NAPERVILLE, IL 250,500250.5k $541.1k $541.1k 0.04% Added +3.0k +3,000
54 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 242,934242.9k $524.0k $524.0k 0.02% Reduced -153.6k -153,572
55 Harel Insurance Investments & Financial Services Ltd. 0.01% of their portfolio Ramat Gan, L3 221,921221.9k $479.0k $479.0k 0.01% Added +39.9k +39,897
56 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 219,538219.5k $474.2k $474.2k 0.00% Added +137.8k +137,754
57 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 213,898213.9k $462.0k $462.0k 0.00% Added +12.3k +12,276
58 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 206,154206.2k $446.3k $446.3k 0.00% Reduced -222 -222
59 CONGRESS ASSET MANAGEMENT CO 0.00% of their portfolio BOSTON, MA 201,084201.1k $434.3k $434.3k 0.00% Added +2.6k +2,598
60 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 199,499199.5k $430.9k $430.9k 0.00% Reduced -71.1k -71,118
61 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 197,183197.2k $425.9k $425.9k 0.00% Reduced -50 -50
62 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 192,160192.2k $416.0k $416.0k 0.00% Added +6.2k +6,222
63 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 168,029168.0k $362.9k $362.9k 0.00% Added +6.1k +6,147
64 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 158,030158.0k $341.3k $341.3k 0.00% Added +8.9k +8,867
65 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 148,769148.8k $321.3k $321.3k 0.00% New
66 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 147,149147.1k $317.8k $317.8k 0.00% Added +25.4k +25,449
67 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 129,613129.6k $280.0k $280.0k 0.00% Reduced -6.6k -6,609
68 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 127,651127.7k $275.7k $275.7k 0.00% Added +69.3k +69,298
69 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 127,386127.4k $275.2k $275.2k 0.00% Unchanged
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 124,034124.0k $267.9k $267.9k 0.00% Reduced -90.7k -90,658
71 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 113,962114.0k $246.2k $246.2k 0.00% Reduced -3.6k -3,552
72 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 109,738109.7k $237.0k $237.0k 0.00% Added +2.1k +2,060
73 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 104,304104.3k $231.0k $231.0k 0.00% Reduced -27.6k -27,584
74 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 102,213102.2k $221.0k $221.0k 0.01% Added +247 +247
75 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 99,40399.4k $214.7k $214.7k 0.01% Added +19.6k +19,584
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 98,02298.0k $252.4k $252.4k 0.00% Reduced -12.3k -12,347
77 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 93,22293.2k $201.0k $201.0k 0.00% Added +2.0k +2,021
78 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 93,03093.0k $200.9k $200.9k 0.00% Added +45.4k +45,400
79 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,14690.1k $194.0k $194.0k 0.00% Reduced -21.4k -21,396
80 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 89,69089.7k $193.0k $193.0k 0.01% New
81 Psagot Value Holdings Ltd. / (Israel) 0.10% of their portfolio Tel Aviv, L3 87,33887.3k $189.0k $189.0k 0.10% Added +17.4k +17,373
82 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 76,44576.4k $165.1k $165.1k 0.01% Added +27.3k +27,297
83 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 70,59570.6k $152.5k $152.5k 0.00% Reduced -617 -617
84 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 69,56069.6k $150.2k $150.2k 0.00% Added +2.7k +2,702
85 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 56,77056.8k $122.6k $122.6k 0.00% Added +4.7k +4,717
86 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 51,07151.1k $110.3k $110.3k 0.00% Unchanged
87 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 49,83749.8k $107.6k $107.6k 0.00% Added +9.2k +9,217
88 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 44,42344.4k $96.0k $96.0k 0.00% Reduced -1.0k -1,037
89 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 43,50243.5k $94.0k $94.0k 0.00% Reduced -1.9k -1,872
90 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 42,15742.2k $91.0k $91.0k 0.00% Unchanged
91 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 40,06840.1k $87.0k $87.0k 0.00% Reduced -13.8k -13,809
92 Itau Unibanco Holding S.A. 0.00% of their portfolio SAO PAULO, D5 39,88039.9k $86.1k $86.1k 0.00% Added +3.1k +3,122
93 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 39,33839.3k $85.0k $85.0k 0.00% Reduced -2.0k -1,955
94 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 39,29839.3k $84.9k $84.9k 0.00% First filing
95 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 38,78738.8k $83.8k $83.8k 0.00% New
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 38,74538.7k $83.7k $83.7k 0.00% Added +22.3k +22,266
97 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,69837.7k $81.4k $81.4k 0.00% Reduced -6.3k -6,330
98 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 37,54537.5k $81.1k $81.1k 0.00% Reduced -592 -592
99 Virtu Financial LLC 0.01% of their portfolio New York, NY 37,24337.2k $80.0k $80.0k 0.01% New
100 Fort Sheridan Advisors LLC 0.02% of their portfolio HIGHLAND PARK, IL 34,25034.2k $74.0k $74.0k 0.02% Unchanged