Vault-13

FUELCELL ENERGY INC

COM · CUSIP 35952H601

252 institutional holders -6 vs Q3 2022
182,846,714182.8m shares reported held*
$508.8mreported value*
24 new 84 added 73 reduced 35 sold out net bought ≈ $13.7m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.78. Options: 18 managers hold calls ($14.0m notional), 14 hold puts ($6.0m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 252252Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022258
Q4 2022252

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $20.1mQ3 22 puts: $10.9mQ3 22P/C 0.54Q4 22 calls: $14.0mQ4 22 puts: $6.0mQ4 22P/C 0.43
Numbers
QuarterCallsPutsP/C
Q3 2022$20.1m$10.9m0.54
Q4 2022$14.0m$6.0m0.43

Biggest buyers

VANGUARD GROUP INC Added +4,031,072+4.0m
STATE STREET CORP Added +1,978,020+2.0m
CANADA LIFE ASSURANCE Co Added +1,954,402+2.0m
MILLENNIUM MANAGEMENT LLC Added +1,847,465+1.8m
D. E. Shaw & Co., Inc. Added +1,299,751+1.3m
Legal & General Group Plc Added +988,556+988.6k
Schonfeld Strategic Advisors LLC Added +615,529+615.5k
GEODE CAPITAL MANAGEMENT, LLC Added +482,423+482.4k
Quadrature Capital Ltd Added +304,771+304.8k
JANE STREET GROUP, LLC Added +303,532+303.5k

Biggest sellers

Point72 Asset Management, L.P. Sold out -2,055,200-2.1m
Ergoteles LLC Sold out -1,515,355-1.5m
MORGAN STANLEY Reduced -1,269,576-1.3m
SG Americas Securities, LLC Reduced -1,243,822-1.2m
TWO SIGMA INVESTMENTS, LP Sold out -1,112,916-1.1m
Allianz Asset Management GmbH Reduced -667,200-667.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -526,741-526.7k
SIMPLEX TRADING, LLC Reduced -329,588-329.6k
CITADEL ADVISORS LLC Reduced -282,644-282.6k
STATE OF WISCONSIN INVESTMENT BOARD Reduced -259,971-260.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.4m1.6m shares
UBS Group AG Reduced $2.4m875.0k shares
CITADEL ADVISORS LLC Added $1.6m569.2k shares
IMC-Chicago, LLC Reduced $1.2m445.6k shares
SIMPLEX TRADING, LLC Added $1.1m413.6k shares
JANE STREET GROUP, LLC Reduced $1.0m376.7k shares
WOLVERINE TRADING, LLC Reduced $840.0k302.0k shares
GROUP ONE TRADING LLC Reduced $458.7k165.0k shares
PRELUDE CAPITAL MANAGEMENT, LLC New $337.8k121.5k shares
Parallax Volatility Advisers, L.P. Reduced $194.3k69.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $2.0m732.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m419.6k shares
IMC-Chicago, LLC Reduced $783.4k281.8k shares
JANE STREET GROUP, LLC Reduced $590.2k212.3k shares
SIMPLEX TRADING, LLC Reduced $469.0k168.9k shares
Parallax Volatility Advisers, L.P. Reduced $432.0k155.4k shares
WOLVERINE TRADING, LLC Reduced $208.0k74.9k shares
GROUP ONE TRADING LLC Reduced $139.0k50.0k shares
Cutler Group LLC / CA Reduced $98.0k14.0k shares
HAP Trading, LLC Reduced $54.0k30.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 38,346,21338.3m $106.6m $106.6m 0.00% Added +114.6k +114,602
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 38,273,47338.3m $106.4m $106.4m 0.00% Added +4.0m +4,031,072
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 12,837,16912.8m $35.7m $35.7m 0.00% Added +2.0m +1,978,020
4 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 10,073,48410.1m $28.0m $28.0m 0.05% Added +1.3m +1,299,751
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 7,751,1957.8m $21.5m $21.5m 0.00% Added +482.4k +482,423
6 Legal & General Group Plc 0.01% of their portfolio London, X0 7,472,3497.5m $20.8m $20.8m 0.01% Added +988.6k +988,556
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 4,629,3224.6m $12.9m $12.9m 0.00% Added +9.4k +9,381
8 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,958,7374.0m $11.0m $11.0m 0.00% Added +297.2k +297,190
9 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 3,708,9863.7m $10.3m $10.3m 0.01% Added +1.8m +1,847,465
10 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 3,525,7003.5m $9.8m $9.8m 0.02% Reduced -667.2k -667,200
11 NORGES BANK 0.00% of their portfolio OSLO, Q8 3,447,5713.4m $9.6m $9.6m 0.00% Reduced -174.8k -174,828
12 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 3,398,8063.4m $9.4m $9.4m 0.00% Reduced -74.3k -74,336
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,014,1773.0m $8.4m $8.4m 0.00% Added +189.5k +189,535
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,653,2682.7m $7.4m $7.4m 0.00% Reduced -1.3m -1,269,576
15 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,631,1882.6m $7.3m $7.3m 0.01% First filing
16 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 2,626,4412.6m $7.3m $7.3m 0.01% Reduced -282.6k -282,644
17 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 2,544,4802.5m $7.1m $7.1m 0.01% Reduced -32.6k -32,593
18 Vontobel Holding Ltd. 0.07% of their portfolio ZURICH, V8 2,440,7052.4m $6.8m $6.8m 0.07% Added +35.4k +35,359
19 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 1,970,9572.0m $5.5m $5.5m 0.01% Added +2.0m +1,954,402
20 Amundi 0.00% of their portfolio Paris, I0 1,773,9661.8m $5.5m $5.5m 0.00% Reduced -11.5k -11,516
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,683,7161.7m $4.7m $4.7m 0.00% Reduced -104.4k -104,449
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,451,9971.5m $4.0m $4.0m 0.00% Added +93.0k +93,015
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,195,4081.2m $3.3m $3.3m 0.00% Reduced -115.2k -115,202
24 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,014,9871.0m $2.8m $2.8m 0.01% Reduced -45.5k -45,545
25 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 1,010,2981.0m $2.8m $2.8m 0.01% Added +294.2k +294,200
26 Swiss National Bank 0.00% of their portfolio ZURICH, V8 933,500933.5k $2.6m $2.6m 0.00% Added +66.6k +66,600
27 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 802,035802.0k $2.2m $2.2m 0.01% Added +210.5k +210,504
28 Penserra Capital Management LLC 0.04% of their portfolio ORINDA, CA 723,797723.8k $2.0m $2.0m 0.04% Reduced -9.2k -9,218
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 701,196701.2k $1.9m $1.9m 0.00% Added +303.5k +303,532
30 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 697,228697.2k $1.9m $1.9m 0.02% Added +615.5k +615,529
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 680,773680.8k $1.9m $1.9m 0.00% Added +102.6k +102,570
32 KBC Group NV 0.01% of their portfolio Brussels, C9 667,560667.6k $1.9m $1.9m 0.01% Added +50.0k +50,002
33 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 639,720639.7k $1.8m $1.8m 0.00% Added +133.2k +133,187
34 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 591,312591.3k $1.6m $1.6m 0.00% Added +40.7k +40,741
35 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 588,486588.5k $1.6m $1.6m 0.01% Added +119.2k +119,246
36 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 549,886549.9k $1.5m $1.5m 0.00% Added +17.1k +17,115
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 542,684542.7k $1.5m $1.5m 0.00% Reduced -526.7k -526,741
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 499,567499.6k $1.4m $1.4m 0.00% Added +30.2k +30,205
39 Quadrature Capital Ltd 0.04% of their portfolio LONDON, X0 451,682451.7k $1.3m $1.3m 0.04% Added +304.8k +304,771
40 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 381,863381.9k $1.1m $1.1m 0.00% Added +96.0k +96,039
41 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 379,586379.6k $1.1m $1.1m 0.00% Not comparable
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 374,006374.0k $1.0m $1.0m 0.00% Added +4.8k +4,775
43 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 359,737359.7k $1.0m $1.0m 0.00% Reduced -149.8k -149,821
44 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 348,128348.1k $967.8k $967.8k 0.01% Added +25.9k +25,856
45 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 338,697338.7k $900.9k $900.9k 0.00% Added +108.7k +108,694
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 336,239336.2k $935.2k $935.2k 0.00% Reduced -73.8k -73,841
47 Jump Financial, LLC 0.04% of their portfolio Chicago, IL 301,272301.3k $837.5k $837.5k 0.04% Reduced -62.4k -62,363
48 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 297,530297.5k $827.0k $827.0k 0.03% Added +24.7k +24,735
49 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 262,502262.5k $729.8k $729.8k 0.00% Added +93 +93
50 Versor Investments LP 0.06% of their portfolio New York, NY 252,700252.7k $702.5k $702.5k 0.06% New
51 Calamos Wealth Management LLC 0.05% of their portfolio NAPERVILLE, IL 234,500234.5k $651.9k $651.9k 0.05% Added +64.5k +64,500
52 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 214,017214.0k $595.0k $595.0k 0.00% Added +17.2k +17,207
53 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 204,950204.9k $569.8k $569.8k 0.00% Reduced -82.3k -82,301
54 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 202,667202.7k $563.4k $563.4k 0.00% Added +29.8k +29,750
55 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 193,308193.3k $537.4k $537.4k 0.00% Added +8.4k +8,361
56 Harel Insurance Investments & Financial Services Ltd. 0.01% of their portfolio Ramat Gan, L3 187,542187.5k $521.0k $521.0k 0.01% Added +43.8k +43,789
57 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 186,325186.3k $504.0k $504.0k 0.00% Added +73.2k +73,236
58 Virtu Financial LLC 0.07% of their portfolio New York, NY 184,273184.3k $512.0k $512.0k 0.07% New
59 IMC-Chicago, LLC 0.11% of their portfolio CHICAGO, IL 181,746181.7k $505.3k $505.3k 0.11% Added +6.2k +6,210
60 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 179,948179.9k $500.0k $500.0k 0.00% Added +9.7k +9,675
61 CONGRESS ASSET MANAGEMENT CO 0.00% of their portfolio BOSTON, MA 178,636178.6k $496.6k $496.6k 0.00% Added +2.7k +2,699
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 174,493174.5k $485.1k $485.1k 0.00% Reduced -22.3k -22,304
63 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 161,135161.1k $448.0k $448.0k 0.00% Added +13.8k +13,773
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 157,020157.0k $436.5k $436.5k 0.00% Added +23.0k +22,984
65 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 154,129154.1k $410.0k $410.0k 0.00% Added +25.4k +25,354
66 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 147,150147.2k $409.1k $409.1k 0.00% Unchanged
67 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 143,605143.6k $399.0k $399.0k 0.00% Added +8.2k +8,211
68 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 127,386127.4k $354.1k $354.1k 0.00% Unchanged
69 ETF MANAGERS GROUP, LLC 0.02% of their portfolio Summit, NJ 123,448123.4k $343.2k $343.2k 0.02% Added +4.5k +4,492
70 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 119,548119.5k $333.0k $333.0k 0.00% Added +65.5k +65,480
71 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 114,154114.2k $317.3k $317.3k 0.00% Added +3.8k +3,819
72 Banque Cantonale Vaudoise 0.02% of their portfolio LAUSANNE, V8 112,995113.0k $314.0k $314.0k 0.02% Added +61.7k +61,675
73 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 111,994112.0k $311.3k $311.3k 0.01% Reduced -104.7k -104,722
74 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 109,094109.1k $303.3k $303.3k 0.00% Added +9.4k +9,447
75 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 107,268107.3k $298.0k $298.0k 0.00% Added +50.6k +50,585
76 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 88,55588.6k $246.0k $246.0k 0.00% Reduced -2.3k -2,265
77 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 85,21485.2k $236.0k $236.0k 0.01% Reduced -329.6k -329,588
78 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 80,65080.7k $224.0k $224.0k 0.01% Reduced -58.9k -58,900
79 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 75,65575.7k $210.3k $210.3k 0.00% Added +47.4k +47,406
80 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 71,58471.6k $199.0k $199.0k 0.00% Reduced -2.2k -2,236
81 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 68,32068.3k $189.9k $189.9k 0.00% Reduced -17.3k -17,266
82 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 66,98167.0k $186.2k $186.2k 0.00% Reduced -464 -464
83 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 65,83265.8k $182.4k $182.4k 0.00% Reduced -65.8k -65,834
84 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 63,63763.6k $177.0k $177.0k 0.00% Added +4.1k +4,103
85 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 60,55660.6k $168.3k $168.3k 0.01% Reduced -1.3k -1,259
86 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 59,46259.5k $165.0k $165.0k 0.02% New
87 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 55,30055.3k $153.0k $153.0k 0.01% Reduced -58.4k -58,400
88 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 54,61954.6k $152.0k $152.0k 0.00% Added +33.5k +33,468
89 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 52,78152.8k $146.7k $146.7k 0.00% Reduced -6.8k -6,834
90 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 52,58352.6k $146.2k $146.2k 0.00% Added +9.6k +9,639
91 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 50,10050.1k $139.0k $139.0k 0.00% Unchanged
92 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 48,20248.2k $134.0k $134.0k 0.00% Reduced -260.0k -259,971
93 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 46,02846.0k $128.0k $128.0k 0.00% Reduced -22 -22
94 Alpine Global Management, LLC 0.04% of their portfolio NEW YORK, NY 44,65044.6k $124.0k $124.0k 0.04% New
95 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 44,56244.6k $123.9k $123.9k 0.00% Reduced -9.2k -9,202
96 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 43,84643.8k $121.9k $121.9k 0.00% Reduced -8.5k -8,480
97 TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio AUSTIN, TX 43,24543.2k $120.0k $120.0k 0.00% Reduced -9.5k -9,478
98 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 42,70742.7k $118.7k $118.7k 0.00% Reduced -8.8k -8,793
99 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 42,15742.2k $117.0k $117.0k 0.00% Unchanged
100 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 40,28740.3k $112.0k $112.0k 0.00% Added +325 +325