Vault-13

FORUM ENERGY TECHNOLOGIES IN FET 9 08.04.25

NOTE 9.000% 8/0 · US DOMESTIC · CUSIP 34984VAC4

22 institutional holders +1 vs Q1 2023
267,973268.0k shares reported held*
$114.2mreported value*
2 new 0 added 3 reduced 2 sold out net bought ≈ $26.6m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $426.33.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 30Q4 22: 27Q1 23: 21Q2 23: 2222Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202230
Q4 202227
Q1 202321
Q2 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 2 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202229
Q1 2023320
Q2 202325

Biggest buyers

POLEN CAPITAL MANAGEMENT LLC New +25,153,000+25.2m
Pinnacle Holdings, LLC New +2,732,000+2.7m

Biggest sellers

PenderFund Capital Management Ltd. Sold out -7,377,675-7.4m
Walleye Capital LLC Reduced -993,412-993.4k
Blue Trust, Inc. Sold out -10,043-10.0k
Foundations Investment Advisors, LLC Reduced -9,555-9.6k
ROYAL BANK OF CANADA Reduced -2,708-2.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MacKay Shields LLC 0.99% of their portfolio New York, NY 35,371,36035.4m $35.4m $35.4m 0.99% Unchanged
2 POLEN CAPITAL MANAGEMENT LLC 0.06% of their portfolio Boca Raton, FL 25,153,00025.2m $24.9m $24.9m 0.06% New
3 Walleye Capital LLC 0.24% of their portfolio NEW YORK, NY 13,503,67013.5m $13.5m $13.5m 0.24% Reduced -993.4k -993,412
4 Employees Retirement System of Texas 0.18% of their portfolio AUSTIN, TX 13,040,56713.0m $12.9m $12.9m 0.18% Unchanged
5 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.02% of their portfolio Boston, MA 7,679,8357.7m $7.7m $7.7m 0.02% Unchanged
6 Keyframe Capital Partners, L.P. 4.44% of their portfolio New York, NY 6,881,7066.9m $6.8m $6.8m 4.44% Unchanged
7 Newtyn Management, LLC 1.28% of their portfolio NEW YORK, NY 5,483,8725.5m $5.4m $5.4m 1.28% Unchanged
8 OnyxPoint Global Management LP 2.84% of their portfolio NEW YORK, NY 3,834,4423.8m $3.7m $3.7m 2.84% Unchanged
9 Pinnacle Holdings, LLC 1.21% of their portfolio TULSA, OK 2,732,0002.7m $2.7m $2.7m 1.21% New
10 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 262,728262.7k $260.5k $260.5k 0.00% Unchanged
11 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 120,964121.0k $121.2k $121.2k 0.00% Unchanged
12 Seelaus Asset Management LLC 0.06% of their portfolio CHATHAM, NJ 70,81170.8k $70.0k $70.0k 0.06% Unchanged
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,75315.8k $15.6k $15.6k 0.00% Unchanged
14 Ratio Wealth Group 0.00% of their portfolio DENVER, CO 15,73615.7k $15.9k $15.9k 0.00% First filing
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11,13611.1k $11.0k $11.0k 0.00% Unchanged
16 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 10,44510.4k $10.4k $10.4k 0.00% Reduced -9.6k -9,555
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,2455.2k $5.2k $5.2k 0.00% Unchanged
18 Context Capital Management, LLC 0.05% of their portfolio LAJOLLA, CA 598598 $599.0k $599.0k 0.05% Unchanged
19 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 4949 $49 $49 0.00% Unchanged
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1717 $16 $16 0.00% Unchanged
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1212 $0 $0 0.00% Reduced -2.7k -2,708
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged