Vault-13

FORUM ENERGY TECHNOLOGIES IN FET

COM · Common Stock · CUSIP 34984V209

Oil and gas industry

71 institutional holders +0 vs Q2 2023
6,410,3626.4m shares reported held*
$148.8mreported value*
7 new 25 added 21 reduced 7 sold out net bought ≈ $1.7m (+18.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.21. Options: 4 managers hold calls ($206.6k notional), 2 hold puts ($110.5k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 39Q4 22: 46Q1 23: 64Q2 23: 71Q3 23: 7171Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202239
Q4 202246
Q1 202364
Q2 202371
Q3 202371

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 20 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 30 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 28 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222019
Q1 20234717
Q2 20234430
Q3 20233228

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $206.6kQ3 23 puts: $110.5kQ3 23P/C 0.53
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$206.6k$110.5k0.53

Biggest buyers

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Added +114,530+114.5k
BlackRock Inc. Added +31,163+31.2k
FIRST TRUST ADVISORS LP New +25,591+25.6k
DIMENSIONAL FUND ADVISORS LP Added +25,164+25.2k
Clearstead Advisors, LLC Added +20,000+20.0k
Monaco Asset Management SAM Added +19,020+19.0k
CITADEL ADVISORS LLC New +15,030+15.0k
VOYA INVESTMENT MANAGEMENT LLC New +9,830+9.8k
Allspring Global Investments Holdings, LLC Added +8,587+8.6k
GEODE CAPITAL MANAGEMENT, LLC Added +7,857+7.9k

Biggest sellers

MacKay Shields LLC Reduced -66,426-66.4k
PenderFund Capital Management Ltd. Reduced -50,635-50.6k
CYRUS CAPITAL PARTNERS, L.P. Reduced -38,418-38.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -27,481-27.5k
TWO SIGMA ADVISERS, LP Reduced -24,100-24.1k
GSA CAPITAL PARTNERS LLP Reduced -18,103-18.1k
ACADIAN ASSET MANAGEMENT LLC Reduced -15,088-15.1k
Nuveen Asset Management, LLC Reduced -13,665-13.7k
GOLDMAN SACHS GROUP INC Sold out -11,258-11.3k
ExodusPoint Capital Management, LP Sold out -9,633-9.6k

Biggest calls

CITADEL ADVISORS LLC New $117.7k4.9k shares
GROUP ONE TRADING LLC New $76.9k3.2k shares
SIMPLEX TRADING, LLC New $12.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $110.5k4.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution +1.1 pts · filed 2026-07-28 7.0% +1.1 pts 795.0k≈ $39.9m 2026-07-28
STATE STREET CORP 13G · institution new · filed 2026-08-07 5.3% new 601.0k≈ $30.2m 2026-08-07
DIMENSIONAL FUND ADVISORS LP 13G · institution new · filed 2026-01-21 5.2% new 593.1k≈ $29.8m 2026-01-21

Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (4.8%, 2026-07-31), VANGUARD GROUP INC (0.0%, 2026-03-26), Keyframe Capital Partners, L.P. (1.5%, 2026-02-12)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 1 sellingQ3 22Q4 22: 1 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 1 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—1$10.3k—
Q4 20221$150.3k0——
Q1 20230—0——
Q2 20231$474.9k0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MacKay Shields LLC 0.62% of their portfolio New York, NY 995,195995.2k $22.7m $22.7m 0.62% Reduced -66.4k -66,426
2 Keyframe Capital Partners, L.P. 14.37% of their portfolio New York, NY 746,047746.0k $17.9m $17.9m 14.37% Unchanged
3 BlackRock Inc. 0.00% of their portfolio New York, NY 616,463616.5k $14.8m $14.8m 0.00% Added +31.2k +31,163
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 531,407531.4k $12.8m $12.8m 0.00% Reduced -641 -641
5 Employees Retirement System of Texas 0.16% of their portfolio AUSTIN, TX 441,787441.8k $10.6m $10.6m 0.16% Unchanged
6 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 353,350353.4k $8.5m $8.5m 0.00% Added +25.2k +25,164
7 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 320,340320.3k $7.7m $7.7m 0.03% Added +114.5k +114,530
8 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 246,737246.7k $5.9m $5.9m 0.01% Added +8.6k +8,587
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 234,358234.4k $5.6m $5.6m 0.00% Reduced -3.1k -3,091
10 Tejara Capital Ltd 2.86% of their portfolio London, X0 209,090209.1k $5.0m $5.0m 2.86% Unchanged
11 PenderFund Capital Management Ltd. 1.95% of their portfolio VANCOUVER, A1 200,122200.1k $6.5k $6.5k 1.95% Reduced -50.6k -50,635
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 189,838189.8k $4.6m $4.6m 0.00% Added +7.9k +7,857
13 Newtyn Management, LLC 1.09% of their portfolio NEW YORK, NY 183,300183.3k $4.4m $4.4m 1.09% Added +3.3k +3,300
14 Icon Wealth Partners, LLC 0.25% of their portfolio HOUSTON, TX 91,75891.8k $2.2m $2.2m 0.25% Unchanged
15 Monaco Asset Management SAM 1.08% of their portfolio Monaco, O9 90,14590.1k $2.2m $2.2m 1.08% Added +19.0k +19,020
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 80,87080.9k $1.9m $1.9m 0.00% Added +568 +568
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 73,82373.8k $1.8m $1.8m 0.00% Added +7.3k +7,348
18 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 56,73056.7k $1.4m $1.4m 0.01% Reduced -15.1k -15,088
19 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 52,17552.2k $1.3m $1.3m 0.00% Reduced -3.9k -3,888
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 49,20249.2k $1.2m $1.2m 0.00% Reduced -131 -131
21 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 41,61941.6k $999.7k $999.7k 0.00% Added +5.2k +5,179
22 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 41,08541.1k $986.9k $986.9k 0.00% Reduced -24.1k -24,100
23 Clearstead Advisors, LLC 0.03% of their portfolio CLEVELAND, OH 40,00040.0k $960.8k $960.8k 0.03% Added +20.0k +20,000
24 CYRUS CAPITAL PARTNERS, L.P. 0.24% of their portfolio New York, NY 39,75939.8k $955.0k $955.0k 0.24% Reduced -38.4k -38,418
25 GSA CAPITAL PARTNERS LLP 0.08% of their portfolio LONDON, X0 39,67439.7k $953.0k $953.0k 0.08% Reduced -18.1k -18,103
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 36,49336.5k $876.6k $876.6k 0.00% Reduced -206 -206
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 29,97630.0k $720.0k $720.0k 0.00% Reduced -13.7k -13,665
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio HOUSTON, TX 28,67528.7k $688.8k $688.8k 0.02% Reduced -8.5k -8,526
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 26,64626.6k $640.0k $640.0k 0.00% Unchanged
30 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 25,59125.6k $614.7k $614.7k 0.00% New
31 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 24,37824.4k $585.6k $585.6k 0.00% Added +3.9k +3,918
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,31423.3k $560.0k $560.0k 0.00% Reduced -2.3k -2,342
33 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 21,37621.4k $513.5k $513.5k 0.00% Added +5.2k +5,233
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 18,93718.9k $454.9k $454.9k 0.00% Added +1.4k +1,399
35 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 18,21718.2k $437.6k $437.6k 0.00% Added +7.6k +7,599
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,20716.2k $389.3k $389.3k 0.00% Unchanged
37 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 15,60915.6k $374.9k $374.9k 0.00% Added +3.2k +3,176
38 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,03015.0k $361.0k $361.0k 0.00% New
39 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,91113.9k $334.1k $334.1k 0.00% Unchanged
40 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 13,83813.8k $332.4k $332.4k 0.00% Added +341 +341
41 NYL Investors LLC 0.01% of their portfolio NEW YORK, NY 10,30110.3k $247.4k $247.4k 0.01% Unchanged
42 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio Boston, MA 10,00010.0k $240.2k $240.2k 0.00% Unchanged
43 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 9,97410.0k $240.0k $240.0k 0.00% Added +181 +181
44 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 9,8309.8k $236.1k $236.1k 0.00% New
45 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 9,3419.3k $224.4k $224.4k 0.00% Reduced -363 -363
46 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,9887.0k $167.9k $167.9k 0.00% Added +3.3k +3,344
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,9727.0k $167.5k $167.5k 0.00% Reduced -639 -639
48 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 6,5916.6k $158.0k $158.0k 0.01% Added +378 +378
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,4765.5k $132.0k $132.0k 0.00% Added +1.7k +1,700
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,4135.4k $130.0k $130.0k 0.00% Reduced -215 -215
51 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 5,2105.2k $125.1k $125.1k 0.00% Unchanged
52 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 4,8264.8k $115.9k $115.9k 0.00% Added +104 +104
53 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 4,7304.7k $114.0k $114.0k 0.00% New
54 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 4,6994.7k $112.9k $112.9k 0.00% Reduced -448 -448
55 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 4,1794.2k $100.4k $100.4k 0.00% Added +79 +79
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,9002.9k $69.7k $69.7k 0.00% Reduced -1.5k -1,501
57 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 2,1332.1k $51.2k $51.2k 0.00% Reduced -1.1k -1,130
58 Gladius Capital Management LP 0.01% of their portfolio PARK CITY, UT 1,2661.3k $30.4k $30.4k 0.01% Unchanged
59 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 954954 $23.0k $23.0k 0.00% Unchanged
60 Legal & General Group Plc 0.00% of their portfolio London, X0 919919 $22.1k $22.1k 0.00% Unchanged
61 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 908908 $21.8k $21.8k 0.00% New
62 Quilter Plc 0.00% of their portfolio LONDON, X0 840840 $838.2k $838.2k 0.00% Unchanged
63 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 810810 $19.5k $19.5k 0.00% Unchanged
64 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 579579 $13.9k $13.9k 0.00% Added +2 +2
65 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 540540 $13.0k $13.0k 0.00% Unchanged
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 484484 $11.6k $11.6k 0.00% New
67 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 150150 $3.6k $3.6k 0.00% Unchanged
68 BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.00% of their portfolio DALLAS, TX 148148 $3.6k $3.6k 0.00% New
69 FMR LLC 0.00% of their portfolio BOSTON, MA 106106 $2.5k $2.5k 0.00% Added +13 +13
70 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2323 $552 $552 0.00% Reduced -2.9k -2,898
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged