FORGE GLOBAL HOLDINGS INC
COM · CUSIP 34629L103
51
institutional holders
+4 vs Q4 2022
52.7m
shares reported held*
$92.1mreported value*
12 new
12 added
12 reduced
8 sold out
net bought ≈ $488.0k (+278.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.75. Options: 4 managers hold calls ($123.6k notional), 3 hold puts ($1.2k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 52 |
| Q4 2022 | 47 |
| Q1 2023 | 51 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 23 | 30 |
| Q1 2023 | 24 | 20 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $805.0k | $1.4m | 1.80 |
| Q4 2022 | $88.9k | $169.6k | 1.91 |
| Q1 2023 | $123.6k | $1.2k | 0.01 |
Biggest buyers
| Summit Trail Advisors, LLC | Added | +299.7k |
| Philadelphia Financial Management of San Francisco, LLC | Added | +290.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Added | +108.7k |
| Balyasny Asset Management L.P. | New | +79.6k |
| MILLENNIUM MANAGEMENT LLC | New | +68.6k |
| JANE STREET GROUP, LLC | New | +67.2k |
| Diametric Capital, LP | New | +39.4k |
| JPMORGAN CHASE & CO | New | +36.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +34.0k |
| Verition Fund Management LLC | New | +27.7k |
Biggest sellers
| Interval Partners, LP | Sold out | -260.3k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -159.2k |
| Schonfeld Strategic Advisors LLC | Sold out | -139.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -72.1k |
| VANGUARD GROUP INC | Reduced | -63.7k |
| UBS Group AG | Reduced | -53.3k |
| MORGAN STANLEY | Reduced | -50.1k |
| PEAK6 Investments LLC | Sold out | -40.0k |
| BANK OF MONTREAL /CAN/ | Sold out | -32.8k |
| BARCLAYS PLC | Sold out | -25.0k |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $69.0k39.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $54.4k31.1k shares |
| GROUP ONE TRADING LLC | New | $175100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Reduced | $1.0k1.0k shares |
| GROUP ONE TRADING LLC | Unchanged | $175100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Motive Capital Fund I-A, LP
13D · may seek influence
filed 2025-11-07
Stated purposeItem 4 of the Schedule 13D is supplemented as follows: The information set forth in Item 6 of this Schedule 13D is hereby incorporated by reference. Full filing |
15.5% |
| Kostka LLC 13G · passive investor new · filed 2025-12-04 | 7.2% |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| ROB Exploration LLC 100.00% of their portfolio | 24.2m $42.4m | Unchanged |
| Temasek Holdings (Private) Ltd 0.09% of their portfolio | 8.6m $15.1m | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 4.7m $8.2m | Reduced -63.7k |
| US BANCORP \DE\ 0.01% of their portfolio | 4.7m $8.1m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.5m $4.4m | Added +11 |
| BlackRock Inc. 0.00% of their portfolio | 1.5m $2.6m | Reduced -1.6k |
| Philadelphia Financial Management of San Francisco, LLC 0.74% of their portfolio | 1.1m $2.0m | Added +290.4k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 901.4k $1.6m | Reduced -10.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 888.9k $1.6m | Added +19.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 539.8k $944.7k | Added +108.7k |
| Abacus Wealth Partners, LLC 0.21% of their portfolio | 454.9k $632.3k | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 367.4k $643.0k | Added +14.0k |
| Summit Trail Advisors, LLC 0.02% of their portfolio | 340.9k $596.6k | Added +299.7k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 319.7k $559.6k | Reduced -800 |
| LASRY MARC 0.85% of their portfolio | 251.5k $440.1k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 176.4k $308.8k | Reduced -1.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 110.5k $193.3k | Added +34.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 98.4k $172.2k | Reduced -72.1k |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 79.6k $139.4k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 68.6k $120.0k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 67.2k $117.6k | New |
| CITIGROUP INC 0.00% of their portfolio | 61.1k $106.9k | Added +26.1k |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 61.0k $106.7k | Added +2.6k |
| Creative Planning 0.00% of their portfolio | 60.0k $105.0k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 46.4k $81.2k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 45.3k $79.3k | Added +13.3k |
| WADE G W & INC 0.00% of their portfolio | 39.6k $69.0k | Unchanged |
| Diametric Capital, LP 0.03% of their portfolio | 39.4k $69.0k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 36.8k $64.0k | New |
| Virtu Financial LLC 0.01% of their portfolio | 34.2k $60.0k | Added +5.9k |
| S&CO INC 0.00% of their portfolio | 29.6k $51.0k | Unchanged |
| Verition Fund Management LLC 0.00% of their portfolio | 27.7k $48.5k | New |
| Clearstead Advisors, LLC 0.00% of their portfolio | 26.3k $46.1k | Unchanged |
| ExodusPoint Capital Management, LP 0.00% of their portfolio | 25.1k $44.0k | New |
| Meridian Wealth Management, LLC 0.00% of their portfolio | 24.0k $42.0k | Reduced -3.0k |
| Wedmont Private Capital 0.00% of their portfolio | 15.3k $26.0k | Unchanged |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 14.7k $25.7k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 14.3k $25.0k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 14.2k $25.0k | Unchanged |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 13.2k $23.1k | Unchanged |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 12.9k $22.6k | New |
| UBS Group AG 0.00% of their portfolio | 11.2k $19.6k | Reduced -53.3k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 11.0k $19.3k | Reduced -1.4k |
| CTC Capital Management, LLC 0.04% of their portfolio | 10.7k $18.7k | New |
| CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio | 7.8k $13.7k | New |
| MORGAN STANLEY 0.00% of their portfolio | 3.5k $6.2k | Reduced -50.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 3.3k $5.8k | Added +4 |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 1.0k $1.8k | Unchanged |
| Penserra Capital Management LLC 0.00% of their portfolio | 826 $1.0k | Reduced -1.5k |
| Cutler Group LLC / CA 0.00% of their portfolio | 29 $0 | Reduced -131 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |