Vault-13

FLOTEK INDS INC DEL FTK

COM NEW · Common Stock · CUSIP 343389409

113 institutional holders +9 vs Q1 2026
12,576,75912.6m shares reported held*
34.7% of all shares outstanding*
$295.7mreported value*
29 new 37 added 37 reduced 19 sold out net bought ≈ $32.0m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.4k this quarter). Holder counts are more reliable. Shares outstanding: 36.2m as of 2026-08-03, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $23.51. Options: 4 managers hold calls ($1.8m notional), 2 hold puts ($331.6k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 23: 29Q4 23: 32Q1 24: 34Q2 24: 33Q3 24: 45Q4 24: 65Q1 25: 77Q2 25: 94Q3 25: 110Q4 25: 100Q1 26: 104Q2 26: 113113Q3 23Q2 24Q1 25Q4 25Q2 26
Numbers
QuarterHolders
Q3 202329
Q4 202332
Q1 202434
Q2 202433
Q3 202445
Q4 202465
Q1 202577
Q2 202594
Q3 2025110
Q4 2025100
Q1 2026104
Q2 2026113

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 30 bought or addedQ3 24: 9 cut or sold outQ4 24: 49 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 57 bought or addedQ1 25: 20 cut or sold outQ2 25: 65 bought or addedQ2 25: 42 cut or sold outQ2 25Q3 25: 57 bought or addedQ3 25: 54 cut or sold outQ4 25: 45 bought or addedQ4 25: 62 cut or sold outQ4 25Q1 26: 51 bought or addedQ1 26: 53 cut or sold outQ2 26: 66 bought or addedQ2 26: 56 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024309
Q4 20244917
Q1 20255720
Q2 20256542
Q3 20255754
Q4 20254562
Q1 20265153
Q2 20266656

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 25 calls: $5.3mQ3 25 puts: $270.1kQ3 25P/C 0.05Q4 25 calls: $1.4mQ4 25 puts: $267.1kQ4 25P/C 0.19Q1 26 calls: $1.2mQ1 26 puts: $207.0kQ1 26P/C 0.17Q2 26 calls: $1.8mQ2 26 puts: $331.6kQ2 26P/C 0.18
Numbers
QuarterCallsPutsP/C
Q3 2025$5.3m$270.1k0.05
Q4 2025$1.4m$267.1k0.19
Q1 2026$1.2m$207.0k0.17
Q2 2026$1.8m$331.6k0.18

Biggest buyers

First Eagle Investment Management, LLC New +586,484+586.5k
ROYCE & ASSOCIATES LP Added +267,007+267.0k
CenterBook Partners LP Added +257,757+257.8k
POLEN CAPITAL MANAGEMENT LLC Added +167,862+167.9k
Driehaus Capital Management LLC Added +167,669+167.7k
Apis Capital Advisors, LLC New +138,000+138.0k
MORGAN STANLEY Added +98,064+98.1k
Samjo Management, LLC New +95,000+95.0k
NEEDHAM INVESTMENT MANAGEMENT LLC Added +80,000+80.0k
Nuveen, LLC Added +79,743+79.7k

Biggest sellers

Divisadero Street Capital Management, LP Sold out -269,262-269.3k
CITADEL ADVISORS LLC Reduced -121,547-121.5k
Invesco Ltd. Reduced -118,001-118.0k
Manatuck Hill Partners, LLC Reduced -99,940-99.9k
MASTERS CAPITAL MANAGEMENT LLC Reduced -89,438-89.4k
NAVELLIER & ASSOCIATES INC Sold out -86,370-86.4k
AMERIPRISE FINANCIAL INC Sold out -62,198-62.2k
MILLENNIUM MANAGEMENT LLC Reduced -51,377-51.4k
Allspring Global Investments Holdings, LLC Sold out -42,065-42.1k
SEI INVESTMENTS CO Reduced -33,695-33.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m53.2k shares
IMC-Chicago, LLC New $355.2k15.1k shares
CITADEL ADVISORS LLC New $209.3k8.9k shares
SIMPLEX TRADING, LLC Reduced $4.7k200 shares

Biggest puts

CITADEL ADVISORS LLC New $254.0k10.8k shares
SIMPLEX TRADING, LLC Added $77.6k3.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 2 sellingQ3 25Q4 25: 0 buyingQ4 25: 1 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 1 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20251$1.8m0——
Q3 20250—2$1.7m—
Q4 20250—1$984.9k—
Q1 20260—0——
Q2 20260—1$252.1k—
Q3 20261$34.3m0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-11 ProFrac GDM, LLC 10% owner Sold 2,306,806 $26.01 $60.0m2.3m shares -38%
2026-09-11 Wilks Matthew Director · Held by THRC Holdings, LP Bought 1,319,493 $26.01 $34.3m1.3m shares +836%
2026-05-18 CLEMENT JAMES BOND Chief Financial Officer Sold 12,554 $20.08 $252.1k12.6k shares -10%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Driehaus Capital Management LLC 0.15% of their portfolio Chicago, IL 1,136,3261.1m $26.7m $26.7m 0.15% Added +167.7k +167,669
2 ROYCE & ASSOCIATES LP 0.21% of their portfolio New York, NY 1,105,1321.1m $26.0m $26.0m 0.21% Added +267.0k +267,007
3 MASTERS CAPITAL MANAGEMENT LLC 3.31% of their portfolio ATLANTA, GA 1,000,0001.0m $23.5m $23.5m 3.31% Reduced -89.4k -89,438
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 856,775856.8k $20.2m $20.2m 0.00% Added +47.2k +47,198
5 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 704,371704.4k $16.6m $16.6m 0.00% Added +12.8k +12,778
6 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 639,794639.8k $15.0m $15.0m 0.00% Added +49.3k +49,327
7 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 612,926612.9k $14.4m $14.4m 0.00% Added +79.7k +79,743
8 First Eagle Investment Management, LLC 0.01% of their portfolio NEW YORK, NY 586,484586.5k $13.8m $13.8m 0.01% New
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 359,725359.7k $8.5m $8.5m 0.00% Added +33.0k +32,966
10 S SQUARED TECHNOLOGY, LLC 2.26% of their portfolio RYE, NY 309,807309.8k $7.3m $7.3m 2.26% Added +6.1k +6,081
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 294,311294.3k $6.9m $6.9m 0.00% Reduced -1.2k -1,240
12 CenterBook Partners LP 0.33% of their portfolio GREENWICH, CT 286,225286.2k $6.7m $6.7m 0.33% Added +257.8k +257,757
13 ALGERT GLOBAL LLC 0.08% of their portfolio SAN FRANCISCO, CA 274,924274.9k $6.5m $6.5m 0.08% Reduced -15.2k -15,231
14 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 236,303236.3k $5.6m $5.6m 0.00% Reduced -51.4k -51,377
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 214,435214.4k $5.0m $5.0m 0.00% Added +3.7k +3,740
16 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 214,005214.0k $5.0m $5.0m 0.01% Added +73.7k +73,707
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 197,320197.3k $4.6m $4.6m 0.01% Added +6.4k +6,394
18 POLEN CAPITAL MANAGEMENT LLC 0.04% of their portfolio Boca Raton, FL 195,504195.5k $4.6m $4.6m 0.04% Added +167.9k +167,862
19 Simcoe Capital LLC 2.78% of their portfolio SPOKANE, WA 193,682193.7k $4.6m $4.6m 2.78% Added +2.0k +2,042
20 BARD ASSOCIATES INC 0.99% of their portfolio CHICAGO, IL 190,348190.3k $4.5m $4.5m 0.99% Reduced -296 -296
21 VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 186,728186.7k $4.4m $4.4m 0.00% Added +40.3k +40,283
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 185,662185.7k $4.4m $4.4m 0.00% Added +98.1k +98,064
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 158,252158.3k $3.7m $3.7m 0.00% Reduced -33.2k -33,201
24 Apis Capital Advisors, LLC 0.32% of their portfolio New York, NY 138,000138.0k $3.2m $3.2m 0.32% New
25 Manatuck Hill Partners, LLC 1.01% of their portfolio WESTPORT, CT 129,060129.1k $3.0m $3.0m 1.01% Reduced -99.9k -99,940
26 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 122,045122.0k $2.9m $2.9m 0.00% Reduced -85 -85
27 NEEDHAM INVESTMENT MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 120,000120.0k $2.8m $2.8m 0.08% Added +80.0k +80,000
28 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 111,425111.4k $2.6m $2.6m 0.01% Added +38.0k +38,046
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 108,952109.0k $2.6m $2.6m 0.00% Added +62.3k +62,272
30 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 100,599100.6k $2.4m $2.4m 0.00% Added +11.5k +11,528
31 Samjo Management, LLC 0.76% of their portfolio New York, NY 95,00095.0k $2.2m $2.2m 0.76% New
32 Hollow Brook Wealth Management LLC 0.43% of their portfolio Katonah, NY 92,05192.1k $2.2m $2.2m 0.43% Reduced -70 -70
33 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 87,81187.8k $2.1m $2.1m 0.00% Added +7.3k +7,331
34 Round Rock Advisors LLC 0.25% of their portfolio WILTON, CT 81,47181.5k $1.9m $1.9m 0.25% Added +54.6k +54,620
35 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 69,32469.3k $1.6m $1.6m 0.00% Added +54.7k +54,724
36 Segment Wealth Management, LLC 0.07% of their portfolio HOUSTON, TX 61,42061.4k $1.4m $1.4m 0.07% Unchanged
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 58,70358.7k $1.4m $1.4m 0.00% Reduced -14.3k -14,289
38 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 56,65156.7k $1.3m $1.3m 0.01% Reduced -22.6k -22,614
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 54,90454.9k $1.3m $1.3m 0.00% Reduced -121.5k -121,547
40 Hood River Capital Management LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 50,00050.0k $1.2m $1.2m 0.01% New
41 KORNITZER CAPITAL MANAGEMENT INC /KS 0.02% of their portfolio SHAWNEE MISSION, KS 49,92349.9k $1.2m $1.2m 0.02% Reduced -1.7k -1,683
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 49,32049.3k $1.2m $1.2m 0.00% Reduced -33.0k -32,978
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 48,47648.5k $1.1m $1.1m 0.00% Added +11.9k +11,888
44 Informed Momentum Co LLC 0.10% of their portfolio SOLANA BEACH, CA 48,32348.3k $1.1m $1.1m 0.10% Reduced -15.4k -15,435
45 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 46,82646.8k $1.1m $1.1m 0.00% Added +3.1k +3,078
46 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 42,38142.4k $996.8k $996.8k 0.00% Reduced -33.7k -33,695
47 State of Wyoming 0.10% of their portfolio CHEYENNE, WY 42,37442.4k $996.6k $996.6k 0.10% New
48 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 38,16138.2k $897.5k $897.5k 0.01% Reduced -11.0k -11,040
49 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 37,86637.9k $890.6k $890.6k 0.00% Reduced -116 -116
50 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 36,94436.9k $868.9k $868.9k 0.00% Added +709 +709
51 Numerai GP LLC 0.07% of their portfolio SAN FRANCISCO, CA 36,38136.4k $855.7k $855.7k 0.07% Added +22.6k +22,594
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,48033.5k $787.5k $787.5k 0.00% Reduced -368 -368
53 AWM Investment Company, Inc. 0.06% of their portfolio NEW YORK, NY 30,00030.0k $705.6k $705.6k 0.06% New
54 Turtle Creek Wealth Advisors, LLC 0.04% of their portfolio DALLAS, TX 29,42929.4k $692.2k $692.2k 0.04% Reduced -10.0k -10,000
55 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 24,83124.8k $584.0k $584.0k 0.02% New
56 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 22,15022.1k $375.9k $375.9k 0.00% Added +2.4k +2,400
57 Aventail Capital Group, LP 0.03% of their portfolio NEW YORK, NY 21,09721.1k $496.2k $496.2k 0.03% New
58 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 18,05918.1k $424.7k $424.7k 0.00% Reduced -1.6k -1,617
59 Skylands Capital, LLC 0.05% of their portfolio Milwaukee, WI 16,70016.7k $392.8k $392.8k 0.05% New
60 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 15,08715.1k $354.8k $354.8k 0.00% New
61 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 14,46114.5k $340.1k $340.1k 0.00% Added +2.1k +2,148
62 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 13,70013.7k $322.2k $322.2k 0.00% New
63 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 12,31012.3k $290.0k $290.0k 0.00% Added +537 +537
64 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,26912.3k $288.6k $288.6k 0.00% New
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,94011.9k $280.8k $280.8k 0.00% New
66 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 11,89911.9k $279.9k $279.9k 0.01% Reduced -8.8k -8,784
67 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 11,65311.7k $274.1k $274.1k 0.00% Reduced -29.5k -29,479
68 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 11,59011.6k $272.6k $272.6k 0.01% Reduced -5.8k -5,786
69 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 11,29811.3k $265.7k $265.7k 0.00% New
70 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 9,9199.9k $233.3k $233.3k 0.00% Reduced -118.0k -118,001
71 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 9,2979.3k $218.7k $218.7k 0.00% New
72 FOX RUN MANAGEMENT, L.L.C. 0.04% of their portfolio GREENWICH, CT 9,0819.1k $213.6k $213.6k 0.04% New
73 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 8,3698.4k $196.8k $196.8k 0.00% Reduced -251 -251
74 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 8,2228.2k $193.4k $193.4k 0.01% New
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,2087.2k $169.5k $169.5k 0.00% Added +6.3k +6,293
76 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 6,7056.7k $157.7k $157.7k 0.00% Reduced -65 -65
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,0516.1k $137.2k $137.2k 0.00% Added +246 +246
78 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 4,7384.7k $111.4k $111.4k 0.00% Reduced -11.6k -11,616
79 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,0874.1k $90.6k $90.6k 0.00% Added +4.0k +4,049
80 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 3,9003.9k $91.7k $91.7k 0.00% Unchanged
81 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 3,4033.4k $80.0k $80.0k 0.00% Unchanged
82 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,2043.2k $75.4k $75.4k 0.00% Added +451 +451
83 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,5172.5k $59.2k $59.2k 0.00% Reduced -591 -591
84 SUMMIT SECURITIES GROUP LLC 0.01% of their portfolio NEW YORK, NY 2,3872.4k $56.1k $56.1k 0.01% New
85 Caitong International Asset Management Co., Ltd 0.01% of their portfolio HONG KONG, K3 2,0782.1k $48.9k $48.9k 0.01% New
86 FMR LLC 0.00% of their portfolio BOSTON, MA 2,0332.0k $47.8k $47.8k 0.00% Added +168 +168
87 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 1,6091.6k $37.8k $37.8k 0.00% Unchanged
88 Legal & General Group Plc 0.00% of their portfolio London, X0 1,5241.5k $35.8k $35.8k 0.00% Added +229 +229
89 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4551.5k $34.2k $34.2k 0.00% Unchanged
90 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 716716 $16.8k $16.8k 0.00% Reduced -1.2k -1,200
91 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 435435 $10.0k $10.0k 0.00% New
92 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 425425 $10.0k $10.0k 0.00% Reduced -593 -593
93 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 315315 $7.4k $7.4k 0.00% New
94 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 280280 $6.6k $6.6k 0.00% Reduced -500 -500
95 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 279279 $6.6k $6.6k 0.00% Reduced -645 -645
96 Accent Capital Management, LLC 0.00% of their portfolio CENTERVILLE, OH 230230 $5.4k $5.4k 0.00% New
97 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 200200 $4.7k $4.7k 0.00% Reduced -571 -571
98 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 198198 $4.5k $4.5k 0.00% Reduced -5.0k -5,045
99 Aster Capital Management (DIFC) Ltd 0.00% of their portfolio DUBAI, C0 188188 $4.4k $4.4k 0.00% New
100 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 166166 $3.9k $3.9k 0.00% Unchanged