FLOTEK INDS INC DEL FTK
COM NEW · Common Stock · CUSIP 343389409
- SectorMaterials
- IndustryMiscellaneous Chemical Products
- HeadquartersHouston, TX
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8k this quarter). Holder counts are more reliable. Shares outstanding: 36.2m as of 2026-03-13, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $16.97. Options: 3 managers hold calls ($1.2m notional), 2 hold puts ($207.0k).
Trends to Q1 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2023 | 29 |
| Q4 2023 | 32 |
| Q1 2024 | 34 |
| Q2 2024 | 33 |
| Q3 2024 | 45 |
| Q4 2024 | 65 |
| Q1 2025 | 77 |
| Q2 2025 | 94 |
| Q3 2025 | 110 |
| Q4 2025 | 100 |
| Q1 2026 | 104 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2024 | 12 | 14 |
| Q3 2024 | 30 | 9 |
| Q4 2024 | 49 | 17 |
| Q1 2025 | 57 | 20 |
| Q2 2025 | 65 | 42 |
| Q3 2025 | 57 | 54 |
| Q4 2025 | 45 | 62 |
| Q1 2026 | 51 | 53 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2025 | $8.5m | $1.3m | 0.16 |
| Q3 2025 | $5.3m | $270.1k | 0.05 |
| Q4 2025 | $1.4m | $267.1k | 0.19 |
| Q1 2026 | $1.2m | $207.0k | 0.17 |
Biggest buyers
| ROYCE & ASSOCIATES LP | Added | +331.0k |
| DIMENSIONAL FUND ADVISORS LP | Added | +288.1k |
| Asset Management One Co., Ltd. | New | +140.3k |
| Driehaus Capital Management LLC | Added | +138.1k |
| Invesco Ltd. | Added | +115.6k |
| MASTERS CAPITAL MANAGEMENT LLC | Added | +89.4k |
| KORNITZER CAPITAL MANAGEMENT INC /KS | New | +51.6k |
| NEEDHAM INVESTMENT MANAGEMENT LLC | New | +40.0k |
| S SQUARED TECHNOLOGY, LLC | Added | +40.0k |
| SEI INVESTMENTS CO | Added | +38.0k |
Biggest sellers
| First Financial Bankshares Inc | Sold out | -290.0k |
| CenterBook Partners LP | Reduced | -260.6k |
| MORGAN STANLEY | Reduced | -198.5k |
| CITADEL ADVISORS LLC | Reduced | -151.5k |
| GOLDMAN SACHS GROUP INC | Reduced | -91.0k |
| Divisadero Street Capital Management, LP | Reduced | -68.1k |
| RAYMOND JAMES FINANCIAL INC | Sold out | -64.2k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -60.8k |
| Manatuck Hill Partners, LLC | Reduced | -60.0k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Reduced | -53.3k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $680.5k40.1k shares |
| SYMMETRY PEAK MANAGEMENT LLC | New | $509.1k30.0k shares |
| SIMPLEX TRADING, LLC | Added | $33.9k2.0k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $178.2k10.5k shares |
| SIMPLEX TRADING, LLC | New | $28.8k1.7k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q1 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 1 | $1.8m | 0 | — | — |
| Q3 2025 | 0 | — | 2 | $1.7m | — |
| Q4 2025 | 0 | — | 1 | $984.9k | — |
| Q1 2026 | 0 | — | 0 | — | — |
None reported in Q1 2026.
Holders, Q1 2026
| Manager | Shares | Change |
|---|---|---|
| MASTERS CAPITAL MANAGEMENT LLC 2.73% of their portfolio | 1.1m $18.5m | Added +89.4k |
| Driehaus Capital Management LLC 0.12% of their portfolio | 968.7k $16.4m | Added +138.1k |
| ROYCE & ASSOCIATES LP 0.14% of their portfolio | 838.1k $14.2m | Added +331.0k |
| BlackRock, Inc. 0.00% of their portfolio | 809.6k $13.7m | Reduced -3.3k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 691.6k $11.7m | Added +288.1k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 590.5k $10.0m | First filing |
| Nuveen, LLC 0.00% of their portfolio | 533.2k $9.0m | Reduced -8.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 326.8k $5.5m | Added +8.9k |
| S SQUARED TECHNOLOGY, LLC 1.95% of their portfolio | 303.7k $5.2m | Added +40.0k |
| STATE STREET CORP 0.00% of their portfolio | 295.6k $5.0m | Added +9.0k |
| ALGERT GLOBAL LLC 0.07% of their portfolio | 290.2k $4.9m | Added +27.5k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 287.7k $4.9m | Reduced -60.8k |
| Divisadero Street Capital Management, LP 0.21% of their portfolio | 269.3k $4.6m | Reduced -68.1k |
| Manatuck Hill Partners, LLC 1.27% of their portfolio | 229.0k $3.9m | Reduced -60.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 210.7k $3.6m | Reduced -10.7k |
| Simcoe Capital LLC 2.98% of their portfolio | 191.6k $3.3m | Added +4.6k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 191.5k $3.2m | Added +4.0k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 190.9k $3.2m | Unchanged |
| BARD ASSOCIATES INC 0.81% of their portfolio | 190.6k $3.2m | Added +328 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 176.5k $3.0m | Reduced -151.5k |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio | 146.4k $2.5m | First filing |
| Asset Management One Co., Ltd. 0.01% of their portfolio | 140.3k $2.4m | New |
| Invesco Ltd. 0.00% of their portfolio | 127.9k $2.2m | Added +115.6k |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 122.1k $2.1m | Added +2.7k |
| Hollow Brook Wealth Management LLC 0.40% of their portfolio | 92.1k $1.6m | Added +432 |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 89.1k $1.5m | First filing |
| MORGAN STANLEY 0.00% of their portfolio | 87.6k $1.5m | Reduced -198.5k |
| NAVELLIER & ASSOCIATES INC 0.15% of their portfolio | 86.4k $1.5m | Added +6.8k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 82.3k $1.4m | Reduced -7.3k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 80.5k $1.4m | Added +7.6k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 79.3k $1.3m | Reduced -53.3k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 76.1k $1.3m | Added +38.0k |
| Squarepoint Ops LLC 0.00% of their portfolio | 73.4k $1.2m | Added +17.8k |
| UBS Group AG 0.00% of their portfolio | 73.0k $1.2m | Reduced -24.2k |
| Informed Momentum Co LLC 0.12% of their portfolio | 63.8k $1.1m | Reduced -201 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 62.2k $1.1m | Reduced -724 |
| Segment Wealth Management, LLC 0.06% of their portfolio | 61.4k $1.0m | Unchanged |
| KORNITZER CAPITAL MANAGEMENT INC /KS 0.02% of their portfolio | 51.6k $875.8k | New |
| RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio | 49.2k $834.9k | Reduced -31.8k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 46.7k $792.2k | Reduced -91.0k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 43.7k $742.4k | Added +253 |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 42.1k $713.8k | Reduced -7.5k |
| Tidal Investments LLC 0.00% of their portfolio | 41.1k $698.0k | Added +2.9k |
| NEEDHAM INVESTMENT MANAGEMENT LLC 0.03% of their portfolio | 40.0k $678.8k | New |
| Turtle Creek Wealth Advisors, LLC 0.05% of their portfolio | 39.4k $669.1k | Unchanged |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 38.0k $644.6k | Added +383 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 36.6k $620.9k | Reduced -4.3k |
| LPL Financial LLC 0.00% of their portfolio | 36.2k $614.9k | Reduced -6.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 33.8k $574.4k | Reduced -4.1k |
| GSA CAPITAL PARTNERS LLP 0.03% of their portfolio | 28.9k $491.0k | New |
| Trexquant Investment LP 0.00% of their portfolio | 28.5k $483.4k | New |
| CenterBook Partners LP 0.03% of their portfolio | 28.5k $483.1k | Reduced -260.6k |
| POLEN CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 27.6k $469.1k | New |
| Round Rock Advisors LLC 0.07% of their portfolio | 26.9k $455.7k | New |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 24.0k $408.0k | New |
| XTX Topco Ltd 0.01% of their portfolio | 23.4k $396.9k | Reduced -6.7k |
| Quantbot Technologies LP 0.01% of their portfolio | 20.7k $351.0k | Added +2.1k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 19.8k $340.3k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 19.7k $333.9k | Added +370 |
| Graham Capital Management, L.P. 0.01% of their portfolio | 17.4k $294.9k | Reduced -2.7k |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 16.4k $277.5k | First filing |
| THOMPSON DAVIS & CO., INC. 0.18% of their portfolio | 16.1k $272.4k | New |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 15.3k $259.7k | Reduced -5.2k |
| Dynamic Technology Lab Private Ltd 0.04% of their portfolio | 15.2k $257.8k | Added +221 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 15.0k $254.5k | Reduced -15.9k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 14.6k $247.8k | Added +3.8k |
| Numerai GP LLC 0.02% of their portfolio | 13.8k $234.0k | New |
| Delta Investment Management, LLC 0.04% of their portfolio | 13.0k $220.6k | Reduced -4.0k |
| Aristides Capital LLC 0.07% of their portfolio | 12.5k $212.8k | Reduced -18.9k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 12.3k $209.2k | New |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 12.3k $209.0k | Added +3.6k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 11.8k $200.0k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.6k $179.8k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 8.6k $146.3k | Unchanged |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 6.8k $114.9k | Added +170 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.8k $98.3k | Added +114 |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 5.2k $84.9k | Added +5.0k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 3.9k $66.2k | Reduced -3.0k |
| Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio | 3.4k $57.7k | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 3.1k $52.7k | Reduced -85 |
| BARCLAYS PLC 0.00% of their portfolio | 2.8k $46.7k | Reduced -19.5k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.9k $32.5k | Added +1.3k |
| FMR LLC 0.00% of their portfolio | 1.9k $31.6k | Added +479 |
| ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio | 1.6k $27.3k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 1.5k $24.7k | Unchanged |
| Legal & General Group Plc 0.00% of their portfolio | 1.3k $22.0k | Reduced -80 |
| IFP Advisors, Inc 0.00% of their portfolio | 1.0k $17.3k | New |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 924 $15.7k | Reduced -815 |
| CITIGROUP INC 0.00% of their portfolio | 915 $15.5k | Reduced -576 |
| Ancora Advisors LLC 0.00% of their portfolio | 780 $13.2k | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 771 $13.1k | Reduced -106 |
| Sterling Capital Management LLC 0.00% of their portfolio | 368 $6.2k | Reduced -253 |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 188 $3.2k | Reduced -450 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 166 $2.8k | Added +140 |
| Farmers & Merchants Trust Co of Chambersburg PA 0.00% of their portfolio | 100 $2.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 47 $798 | Added +30 |
| Parallel Advisors, LLC 0.00% of their portfolio | 46 $781 | New |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 38 $662 | Unchanged |
| GAMMA Investing LLC 0.00% of their portfolio | 11 $187 | Reduced -21 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 10 $170 | Unchanged |