Vault-13

FLEXSHARES TR RAVI

FLEXSHARES ULTRA · ETP · CUSIP 33939L886

56 institutional holders -10 vs Q4 2023
14,445,10114.4m shares reported held*
$1.1bnreported value*
6 new 11 added 23 reduced 16 sold out net bought ≈ $52.3m (+718.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.44.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 52Q1 23: 63Q2 23: 62Q3 23: 66Q4 23: 66Q1 24: 5656Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202363
Q2 202362
Q3 202366
Q4 202366
Q1 202456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 26 cut or sold outQ3 23Q4 23: 22 bought or addedQ4 23: 34 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 39 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222827
Q1 20233722
Q2 20232632
Q3 20233026
Q4 20232234
Q1 20241739

Biggest buyers

NORTHERN TRUST CORP Added +782,995+783.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +173,465+173.5k
INTERACTIVE FINANCIAL ADVISORS, INC. Added +62,974+63.0k
J.W. COLE ADVISORS, INC. New +13,260+13.3k
Cetera Investment Advisers Added +12,740+12.7k
Tactive Advisors, LLC Added +6,263+6.3k
GREENLEAF TRUST Added +4,846+4.8k
CIM, LLC Added +3,731+3.7k
Freestone Capital Holdings, LLC New +3,026+3.0k
CoreCap Advisors, LLC New +396+396

Biggest sellers

JANE STREET GROUP, LLC Reduced -127,040-127.0k
CITADEL ADVISORS LLC Sold out -54,028-54.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -30,629-30.6k
MORGAN STANLEY Reduced -26,182-26.2k
OLD MISSION CAPITAL LLC Sold out -20,546-20.5k
SILVER OAK SECURITIES, INCORPORATED Reduced -12,164-12.2k
Cetera Advisor Networks LLC Sold out -11,138-11.1k
Boltwood Capital Management Reduced -7,750-7.8k
Allworth Financial LP Reduced -6,620-6.6k
MML INVESTORS SERVICES, LLC Reduced -5,368-5.4k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.17% of their portfolio CHICAGO, IL 13,073,91513.1m $986.4m $986.4m 0.17% Added +783.0k +782,995
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 288,180288.2k $21.7m $21.7m 0.00% Reduced -26.2k -26,182
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 173,465173.5k $13.1m $13.1m 0.03% New
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 118,770118.8k $9.0m $9.0m 0.00% Reduced -1.7k -1,715
5 INTERACTIVE FINANCIAL ADVISORS, INC. 3.65% of their portfolio New Lenox, IL 87,48087.5k $6.6m $6.6m 3.65% Added +63.0k +62,974
6 Tactive Advisors, LLC 3.22% of their portfolio Jacksonville, FL 80,13880.1k $6.0m $6.0m 3.22% Added +6.3k +6,263
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 68,02268.0k $5.1m $5.1m 0.00% Reduced -30.6k -30,629
8 CIM, LLC 0.76% of their portfolio ALBANY, NY 66,84866.8k $5.0m $5.0m 0.76% Added +3.7k +3,731
9 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 55,87355.9k $4.2m $4.2m 0.02% Reduced -5.4k -5,368
10 Boltwood Capital Management 1.10% of their portfolio WALNUT CREEK, CA 47,26547.3k $3.6m $3.6m 1.10% Reduced -7.8k -7,750
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,64439.6k $3.0m $3.0m 0.00% Reduced -127.0k -127,040
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 37,86237.9k $2.9m $2.9m 0.00% Reduced -2.8k -2,795
13 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 35,04935.0k $2.6m $2.6m 0.11% Added +30 +30
14 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 32,84132.8k $2.5m $2.5m 0.01% Reduced -722 -722
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,19217.2k $1.3m $1.3m 0.00% Added +12.7k +12,740
16 Auour Investments LLC 0.41% of their portfolio WOBURN, MA 14,59914.6k $1.1m $1.1m 0.41% Added +152 +152
17 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 14,44414.4k $1.1m $1.1m 0.01% Added +4.8k +4,846
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,27214.3k $1.1m $1.1m 0.00% Reduced -2.3k -2,286
19 Gateway Wealth Partners, LLC 0.38% of their portfolio APPLETON, WI 14,12314.1k $1.1m $1.1m 0.38% Reduced -84 -84
20 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 13,57513.6k $1.0m $1.0m 0.05% Reduced -330 -330
21 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 13,26013.3k $1.0m $1.0m 0.05% New
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,70611.7k $883.2k $883.2k 0.00% Reduced -2.0k -1,991
23 SILVER OAK SECURITIES, INCORPORATED 0.14% of their portfolio JACKSON, TN 11,70211.7k $882.9k $882.9k 0.14% Reduced -12.2k -12,164
24 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 10,42710.4k $786.7k $786.7k 0.01% Reduced -6.6k -6,620
25 Lunt Capital Management, Inc. 0.38% of their portfolio HOLLADAY, UT 10,20110.2k $769.6k $769.6k 0.38% Unchanged
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,7369.7k $735.0k $735.0k 0.00% Reduced -1.2k -1,224
27 Raab & Moskowitz Asset Management LLC 0.18% of their portfolio Chatham, NJ 8,6458.6k $652.3k $652.3k 0.18% Reduced -775 -775
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,2698.3k $625.0k $625.0k 0.00% Reduced -1.4k -1,395
29 1776 Wealth LLC 0.29% of their portfolio ATLANTA, GA 8,2588.3k $623.0k $623.0k 0.29% Unchanged
30 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 7,0847.1k $534.5k $534.5k 0.02% Reduced -5.2k -5,225
31 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,8806.9k $519.1k $519.1k 0.01% Unchanged
32 Rossmore Private Capital 0.06% of their portfolio GLASTONBURY, CT 5,6545.7k $426.6k $426.6k 0.06% Unchanged
33 Intrepid Financial Planning Group LLC 0.18% of their portfolio CARMEL, IN 5,6455.6k $425.9k $425.9k 0.18% Unchanged
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,2474.2k $321.0k $321.0k 0.00% Reduced -42 -42
35 Flaharty Asset Management, LLC 0.05% of their portfolio CLEARWATER, FL 4,0404.0k $304.8k $304.8k 0.05% Unchanged
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,8023.8k $287.0k $287.0k 0.00% Reduced -61 -61
37 KEYNOTE FINANCIAL SERVICES LLC 0.23% of their portfolio VERNON, CT 3,6143.6k $272.7k $272.7k 0.23% First filing
38 Sloy Dahl & Holst, LLC 0.06% of their portfolio Vancouver, WA 3,2853.3k $247.8k $247.8k 0.06% Unchanged
39 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 3,0263.0k $228.3k $228.3k 0.01% New
40 VestGen Investment Management 0.07% of their portfolio EGG HARBOR TOWNSHIP, NJ 3,0233.0k $228.1k $228.1k 0.07% Reduced -3.1k -3,140
41 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 2,9212.9k $220.4k $220.4k 0.00% Unchanged
42 Cedar Brook Financial Partners, LLC 0.04% of their portfolio CLEVELAND, OH 2,8082.8k $211.8k $211.8k 0.04% Unchanged
43 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 705705 $53.0k $53.0k 0.00% Unchanged
44 COMERICA BANK 0.00% of their portfolio DALLAS, TX 617617 $46.5k $46.5k 0.00% Added +166 +166
45 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 420420 $31.7k $31.7k 0.00% Unchanged
46 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 396396 $29.9k $29.9k 0.00% New
47 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 250250 $19.0k $19.0k 0.00% Unchanged
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 195195 $14.7k $14.7k 0.00% Reduced -1.2k -1,209
49 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 188188 $14.3k $14.3k 0.00% New
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 159159 $12.0k $12.0k 0.00% Added +132 +132
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 130130 $10.0k $10.0k 0.00% New
52 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 102102 $7.0k $7.0k 0.00% Added +4 +4
53 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 6666 $5.0k $5.0k 0.00% Reduced -7 -7
54 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 5050 $3.8k $3.8k 0.00% Unchanged
55 CWM, LLC 0.00% of their portfolio OMAHA, NE 3333 $2.0k $2.0k 0.00% Unchanged
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged